Private Sector

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Overview

Part I Table of Contents
Part I Instructions
Part I Section 1
Part I Section 2
Part I Section 3
Part I Section 4.1
Part I Section 4.2
Part I Section 5.1
Part I Section 5.2
Part I Section 5.3
Part I Comments

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Sheet 1: Part I Table of Contents

ICR Number XXXX.XX						Plant ID:	Enter Plant ID
OMB Control Number: XXXX-XXXX						Plant Name:	Enter Plant Name
Expiration Date: mm/dd/yyyy
Steam Electric Questionnaire
Second FRN Version Draft
PART I - ECONOMIC AND FINANCIAL DATA
Table of Contents
Section Title							Tab Name
Part I Instructions							Part I Instructions
Immediate Parent Economic and Financial							Part I Section 1
Information
Primary Immediate Parent Firm Economic and							Part I Section 2
Financial Information
Ultimate Parent Economic and Financial Information							Part I Section 3
Basic Plant Economic and Financial Information							Part I Section 4.1
Detailed Plant Financial Information							Part I Section 4.2
Basic Steam Electric Generating Unit Economic and							Part I Section 5.1
Financial Information
Steam Electric Generating Unit Operating Information							Part I Section 5.2
Planned and Forced Outages and Annual Operating Cost							Part I Section 5.3
Part I Comments							Part I Comments

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Sheet 2: Part I Instructions

Steam Electric Questionnaire							Part I. Instructions
						Plant ID:	Enter Plant ID
						Plant Name:	Enter Plant Name
PART I. ECONOMIC AND FINANCIAL DATA
INSTRUCTIONS
Complete Part I of the questionnaire for your plant. As you are completing the electronic form, note the following: When you enter your plant name and plant ID on the Part I TOC tab, all name and ID fields throughout Part I will automatically populate. Refer to the overall questionnaire instructions, the glossary, and the acronym list for assistance with completing Part I.
Refer to the separate glossary for definitions of selected economic and financial terms used in this Part. You may wish to assemble the following documents in order to efficiently fill out this part of the questionnaire:
	(1) For the entity/entities that own your plant: income statements, balance sheet statements, and cash flow statements for the last three fiscal years.
	(2) For your plant: data on electricity generated, operating expenses, income statement, balance sheet, and other operational statements for the last three fiscal years of operation.
Please provide all free response answers in the highlighted yellow areas.
Use the Part I Comments tab to do the following: provide additional information as requested in certain questions within Part I; indicate atypical data (e.g., if the analytical data provided from the sample collection is not representative of normal operations); and note methods used to make estimates based on professional judgement in the event that exact data are not available.

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Sheet 3: Part I Section 1

	Steam Electric Questionnaire														Part I. Economic and Financial Data
														Plant Name:	Enter Plant ID
														Plant ID:	Enter Plant Name
		Part:	I
		Section Title:	1. Immediate Parent Economic and Financial Information
		Instructions:	Throughout Section 1, provide financial information for the immediate parent firm or, in case where multiple entities have financial participation or interest in the plant, for every entity with an equity stake (or any other form of financial participation or interest) in this plant. For the purpose of this questionnaire, the immediate parent is the first entity in the plant’s ownership structure. A plant may have more than one immediate parent if more than one firm owns or has another form of financial participation or interest in the generating units located at the plant. Please provide all free response answers in the highlighted yellow areas.
			In Table I-1, provide the following information for the immediate parent firm or, in case where multiple entities have financial participation or interest in the plant, for every entity with an equity stake (or any other form of financial participation or interest) in this plant. If the financial participation shares vary by generating units at the plant, please estimate the plant-level share based on the relative electricity generation capacity (nameplate capacity) of all units at this plant.
			Table I-1. Intermediate Parent Firm Financial Information
			Number	Name of Immediate Parent	Mailing Address	% Ownership or Financial Interest in Plant in 2009	NAICS	DUNS Number	Fiscal Year		Year	Total Revenue (‘000$)	Revenue from Electricity Generation (‘000$)	Total Employment (FTE)	Total Electricity Sales (MWh)
									Start (mm)	End (mm)
			Example	ABC LLC	123 A Street, City, State, ZIP	34.50%	2211	123456789			2007	1,200,000	800,000	1,100	15,400,400
											2008	1,560,000	851,000	1,200	15,851,700
											2009	1,720,000	867,000	1,200	15,110,890
			Example	EFG Inc.	12500, Some Blvd., City, State, ZIP	45%	2211	587426985			2007	552,000	502,800	358	6,570,000
											2008	550,000	513,100	369	6,858,000
											2009	487,000	479,200	358	6,253,000
			Example	XYZ Corp.	789 Z Street, City, State, ZIP	20.50%	2211	925486982			2007	126,000	20,000	250	235,200
											2008	120,000	10,000	265	259,100
											2009	89,000	11,500	207	231.985
			1								2007
											2008
											2009
			2								2007
											2008
											2009
			3								2007
											2008
											2009

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Sheet 4: Part I Section 2

Steam Electric Questionnaire

Part I. Economic and Financial Data

Plant Name:

Enter Plant ID

Plant ID:

Enter Plant Name

Part:

I

Section Title:

2. Primary Immediate Parent Firm Economic and Financial Information

Instructions:

Throughout Section 2, EPA is interested in obtaining financial and economic data regarding the plant owner to support a detailed evaluation of the economic impacts of the regulations on firms that own steam electric power generation assets. When answering questions in Section 2, please provide data for the immediate parent firm and not only for the steam electric plant covered in this questionnaire.

If the plant has multiple owners (immediate parent firms identified in Question I1-1), please report detailed information in Questions I2-1 through I2-13 only for the entity that has the largest equity stake (or the largest share of financial participation or interest) in the steam electric portion of the plant when answering the rest of the questions in this section. This immediate parent firm is referred to as the “primary immediate parent” firm in the remainder of this section.

For example, a hypothetical steam electric plant has three generation units, two of which are steam. Table I-2 below provides the distribution of plant capacity and ownership shares for this plant. Since ABC LLC has the largest ownership share in the steam electric capacity at this hypothetical plant, the detailed information requested in the remainder of this section would be provided for ABC LLC.

Table I-2. Distribution of Plant Capacity and Ownership Shares for Example Plant

Plant

Unit 1 (non-steam)

Unit 2 (steam)

Unit 3 (steam)

Ownership Share of Plant Steam Electric Capacity

% of Plant Total Capacity

45%

35%

20%

Immediate parent firm

Ownership Share

EFG Inc.

100%

0%

ABC LLC.

70%

50%

63%

XYZ Corp.

30%

50%

37%

CBI?

I2-1.

Please indicate the type of ownership for the primary immediate parent firm.

Other, specify:

CBI?

I2-2.

Please indicate the state in which the primary immediate parent firm is organized as a legal entity.

CBI?

I2-3.

Please indicate the legal structure of the plant’s ownership.

CBI?

I2-4.

Has the primary immediate parent firm engaged in revenue generating activities other than electricity generation during the period of FY 2007 through FY 2009?

NOTE: Economic activities other than generation of electricity may include, but are not limited to, production activities, waste combustion, or the leasing of land. Please include only those economic activities that are carried out by the plant’s owner; do not include activities carried out on the plant’s property by third parties for which the plant’s owner does not incur cost or receive revenue.

(Continue to Question I2-5)

(Skip to Question I2-6)

CBI?

I2-5.

Please provide a description of each of the entity’s revenue generating activities other than generation of electricity and the revenue and costs associated with this(ese) activity(ies).

Table I-3. Description of Each Entity's Revenue Generating Activities

FY

Description of Economic Activity

Revenue (‘000$)

Costs (‘000$)

Economic activities indirectly associated with electricity generation (e.g., waste combustion, sale of steam or ash)

2007

2008

2009

Economic activities not associated with electricity generation (e.g., manufacturing production, leasing of land)

2007

2008

2009

Has the immediate parent firm submitted data to FERC in Form 1 for the period of FY 2007 through FY 2009? FERC Form No. 1 (FERC Form 1) is an annual regulatory requirement for Major electric utilities, licensees and others (18 C.F.R. § 141.1) and is designed to collect financial and operational information from electric utilities, licensees and others subject to the jurisdiction of the Federal Energy Regulatory Commission. If you answer YES, please attach a copy of your FERC Form 1 report for 2009 in pdf format to your submittal to ensure that EPA has the most recent data for your firm. EPA will be using the data you already reported on your FERC Form 1 filing for 2007 and 2008 to support its economic impact and other analyses.

(Skip to Question I2-12)

(Continue to Question I2-7)

CBI?

I2-7.

In Table I-4, please provide the income statement information for the immediate parent firm. This information may be available from SEC filings, depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company.

Table I-4. Income Statement Information

FY 2007

FY 2008

FY 2009

Total revenue (‘000$)

Revenue from electric power generation and sales

Other revenue (i.e., total revenue from activities described in Question I2-5)

Total operating expenses (‘000$)

Operation expenses

Maintenance expenses

Depreciation, depletion, and amortization expense

Interest expense (Total. Firms with debt should have interest expenses)

Income taxes (Total federal, state, and local income taxes)

All other expenses

After-tax income (Subtract Total operating expenses from Total revenue)

CBI?

I2-8.

In Table I-5, please provide the following balance sheet information for the immediate parent firm. This information may be available from SEC filings, depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company.

Table I-5. Balance Sheet Information

FY 2007

FY 2008

FY 2009

Assets (‘000$)

Inventories (Raw materials, supplies, fuels, etc.)

Other current assets (Prepared expenses, cash, accounts receivable, etc.

Land and buildings (Original land cost and cost of buildings, including expansions and renovations, net of depreciation)

Other non-current assets (Equipment, machinery, other physical capital and intangibles, capital stocks and bonds, etc., net of depreciation and amortization)

Liability/Equity (‘000$)

Current liabilities (Liabilities due for payment within the reporting year)

Non-current liabilities (Including long-term debt, such as bonds, debentures, and bank debt)

Owner equity (Total assets minus total (current and non-current) liabilities)

CBI?

I2-9.

In Table I-6, please provide the following cash flow information for the immediate parent firm. This information may be available from SEC filings, depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company.

Table I-6. Cash Flow Information

FY 2007

FY 2008

FY 2009

Cash flow from operating activities (‘000$)

Net Income from operations

Non-cash charges (credits) to income

Depreciation and depletion

Amortization of electricity generating plants

Net change in accounts receivable/ accounts payable

Change in inventories

Net change in other current assets/ current liabilities

Net cash provided by (used in) operating activities

Cash flow from investing activities (‘000$)

Capital expenditures

Capital expenditures for electric plant and equipment

Investments

Other cash flows from investing activities

Net cash provided by (used in) investing activities

Cash flows from financing activities

Net increase/decrease in cash

CBI?

I2-10.

In Table I-7, please provide the following information regarding the immediate parent’s sources of energy. This information may be available from SEC filings, depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company.

Table I-7. Sources of Energy

FY 2007

FY 2008

FY 2009

Gross energy generation (MWh)

Purchases from utilities and power marketers (MWh)

Cost of purchases from utilities and power marketers (‘000$)

Purchases from nonutilities (MWh)

Cost of purchases from nonutilities (‘000$)

Total sources of electricity (MWh)

CBI?

I2-11.

In Table I-8, please provide the following information regarding the immediate parent’s disposition of energy. This information may be available from SEC filings, depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company.

Table I-8. Disposition of Energy

FY 2007

FY 2008

FY 2009

Sales for resale (MWh)

Revenue from sales for resale (‘000$)

Sales to end users (MWh)

Revenue from sales to end users (‘000$)

Electricity furnished without charge (MWh)

Electricity used by the parent (MWh)

Total uses of electricity (MWh)

CBI?

I2-12.

In Table I-9, please provide the following information regarding the fraction of the immediate parent’s electricity sales (on a MWh basis) subject to different pricing terms.

NOTE: EPA is looking for information regarding the approximate share of electricity that is sold under various terms and conditions to help in conducting economic impact and other types of analyses. You may provide approximate shares based on information readily available from immediate parent’s filings and statements.

Table I-9. Electricity Sales

Example

FY 2007

FY 2008

FY 2009

% sales subject to cost-of-service based regulated pricing

60%

%

%

%

% contracted sales

30%

%

%

%

% sales subject to short-term auction pricing

10%

%

%

%

TOTAL

100%

100

%

100

%

100

%

CBI?

I2-13.

If the share of contracted sales indicated in Question I2-12 is greater than 0%, please indicate in Table I-10 the approximate shares of the immediate parent’s contracted electricity sales (on a MWh basis) that are of different durations and terms.

Table I-10. Approximate shares of the Immediate Parent’s Contracted Electricity Sales

Example

FY 2009

% contracted sales in FY 2009 subject to contract pricing under contracts of one year or less duration.

80

%

%

% sales in FY 2009 subject to contract pricing under contracts more than one year in duration

20

%

%

Contracted sales under contracts more than one year in duration that include clauses permitting price adjustments based on changes in environmental regulatory requirements and their associated costs

%

%

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Sheet 5: Part I Section 3

	Steam Electric Questionnaire														Part I. Economic and Financial Data
													Plant Name:	Enter Plant ID
													Plant ID:	Enter Plant Name
		Part:	I
		Section Title:	3. Ultimate Parent Economic and Financial Information
		Instructions:	Throughout Section 3, please provide information for the ultimate parent firm of each immediate parent firm identified in Question I1-1 or, in case of joint ownership or partnership in the immediate parent firm, for the entity having the largest equity stake in the immediate parent firm. Please provide all free response answers in the highlighted yellow areas.
			For the purpose of this questionnaire, the ultimate parent firm is the highest level domestic business entity in a plant’s ownership structure. A firm that is owned by another U.S. firm is not an ultimate domestic parent firm. In contrast, a U.S. firm that is owned by a foreign firm is an ultimate domestic parent firm.
			NOTE: EPA is interested in financial information about ultimate parent firm of entity(ies) that own or have financial participation or interest in your plant to conduct regulatory and economic impact analyses and to identify the relevant firm size category for corporate entities potentially affected by the regulations.
	CBI?	I3-1.	Is (are) the ultimate U.S. parent(s) the same as the immediate parent(s) identified in Question I1-1?
				(Skip to Section 4.1)
				(Continue to Question I3-2)
			In Table I-11, please provide the following information for the ultimate parent firm of each immediate parent firm identified in Question I1-1 or, in case of joint ownership or partnership in the immediate parent firm, for the entity having the largest equity stake in the immediate parent firm. If the ultimate parent is the same as the immediate parent, you may indicate so in column 2 and do not need to provide the information requested in columns 3 through 10 of the table. This information may be available from SEC filings, if your immediate parent firm is a publicly traded company.
			Table I-11. Ultimate Parent Firm Financial Information
			Immediate Parent (from Question I-1)	Name of Ultimate Parent	Mailing Address	% Financial Interest in Immediate Parent in 2009	NAICS	DUNS Number	Fiscal Year		Year	Total Revenue (‘000$)	Total Employment (FTE)	Total Electricity Sales (MWh)
									Start (mm)	End (mm)
			EFG Inc.								2007
											2008
											2009
			ABC LLC.	U.S. DIAMOND CORP	2255 5th Avenue, City, State, ZIP	85%	5239	885785963			2007	52,358,000	25,875	45,400,400
											2008	55,582,000	25,786	45,851,700
											2009	56,889,200	26,850	55,110,890
			XYZ Corp.								2007
											2008
											2009
											2007
											2008
											2009
											2007
											2008
											2009
											2007
											2008
											2009

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Sheet 6: Part I Section 4.1

	Steam Electric Questionnaire							Part I. Economic and Financial Data
							Plant Name:	Enter Plant ID
							Plant ID:	Enter Plant Name
		Part:	I
		Section Title:	4.1 Basic Plant Economic and Financial Information
		Instructions:	Throughout Section 4.1, please provide the requested economic and financial information for the plant. Please provide all free response answers in the highlighted yellow areas.
			NOTE: For Section 4.1, EPA is interested in obtaining financial and economic data regarding the specific plant covered by this questionnaire.
	CBI?	I4-1.	What is the Fiscal Year period covered by plant-level financial and operational information provided in this section?
			Start (dd/mm)		/
			End (dd/mm)		/
	CBI?	I4-2.	In Table I-12, please indicate the number of months in each fiscal year for which you have financial and operational information for your plant. In some cases, such as new plants, records may cover only part of a year.
			Table I-12. Number of Months in Each Fiscal Year
						FY 2007	FY 2008	FY 2009
			Number of Months
	CBI?	I4-3.	At any time during the three reporting years, did the plant engage in revenue generating activities other than generation of electricity?
			NOTE: Economic activities other than generation of electricity may include, but are not limited to, production activities, sale of steam, coal or ash, waste combustion, or the leasing of land. Please include only those economic activities that are carried out by the plant’s owner; do not include activities carried out on the plant’s property by third parties for which the plant’s owner does not incur cost or receive revenue. If such third party activities are significant, you may note them in the comments section at the end of Part I.
				(Continue to Question I4-4)
				(Skip to Question I4-7)
	CBI?	I4-4.	In Table A-13, please provide a description of each of the plant’s economic activities other than electricity generation.
			Table I-13. Description of Economic Activities
			Fiscal Year			Description of Economic Activity
			Economic activities indirectly associated with electricity generation (e.g., waste combustion, sale of steam or ash)
			2007
			2008
			2009
			Economic activities not associated with electricity generation (e.g., manufacturing production, leasing of land)
			2007
			2008
			2009
	CBI?	I4-5.	Is(are) this(ese) business activity(ies) associated with (a) specific generating unit(s)?
				(Continue to Question I4-6)
				(Skip to Question I4-7)
	CBI?	I4-6.	In Table I-14, please provide the following information for each of these generating units. Use steam electric generating unit IDs assigned in Table A-8.
			Table I-14. Financial Data by Steam Electric Unit
			SE Unit ID				Revenue (‘000$)	Costs (‘000$)
						FY 2007
						FY 2008
						FY 2009
						FY 2007
						FY 2008
						FY 2009
						FY 2007
						FY 2008
						FY 2009
						FY 2007
						FY 2008
						FY 2009
						FY 2007
						FY 2008
						FY 2009
						FY 2007
						FY 2008
						FY 2009
	CBI?	I4-7.	In Table I-15, please provide information on total plant employment in terms of full-time equivalent employees (FTE).
			Table I-15. Plant Employment Information
						FY 2007	FY 2008	FY 2009
			Total Employment (FTE)
	CBI?	I4-8.	In Table I-16, please provide gross and net electricity generated by the plant on a fiscal year basis.
			NOTE: If your fiscal year coincides with the calendar year, please indicate so below and skip this question. The requested information is already provided in Question A1-14 of questionnaire on a calendar year basis.
			This plant’s fiscal year coincides with calendar years (i.e., fiscal year period is January 1 – December 31). Refer
			to answer to Question A1-14 for the requested data.
			Table I-16. Gross and Net Electricity Generated by Plant
						FY 2007	FY 2008	FY 2009
			Gross Electricity Generated (MWh)
			Net Electricity Generated (MWh)
	CBI?	I4-9.	In Table I-17, please provide information regarding capital outlays for plant and equipment for the plant.
			Table I-17. Captial Outlays for Plant
						FY 2007	FY 2008	FY 2009
			Capital outlays for plant and equipment (‘000$)

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Sheet 7: Part I Section 4.2

	Steam Electric Questionnaire							Part I. Economic and Financial Data
							Plant Name:	Enter Plant ID
							Plant ID:	Enter Plant Name
		Part:	I
		Section Title:	4.2 Detailed Plant Financial Information
		Instructions:	In Section 4.2, please provide financial information for the plant. Your parent firm may not customarily compile financial reports at the level of the plant. In that case, you may estimate plant-level information from data reported at the level of reporting closest to your plant. This may be a division, the immediate parent firm, or some other business unit. You should report information about your plant either from existing reports or by estimating plant-level data. If you have to estimate plant-level data, you may use any method and information that, in your judgment, will yield the best estimate of plant-level data. If no such method or information is available, you may follow the default methodology outlined below.
			Default Methodology: Please estimate plant-level data by using aggregate data from the financial reports for the business unit that is closest to your plant in terms of business activity performed. Please estimate plant data by multiplying that business unit’s numbers corresponding to electricity generation activities by the ratio of your plant’s net generation to the business unit’s net generation. For example, if you have aggregate data for a business unit consisting of three plants, each with 100 MWh in net generation, the plant-level data are estimated based on 1/3 of the aggregate data.
	CBI?	I4-10.	In Table I-18, please provide the following balance sheet information for the plant. As needed, you may estimate plant-level data based on balance sheet information for the relevant business unit or immediate parent.
			Plant-level balance sheet data have been estimated for the purpose of answering this questionnaire.
			Table I-18. Balance Sheet Information for Plant
						FY 2007	FY 2008	FY 2009
			Assets (‘000$)
			Inventories (Raw materials, supplies, fuels, etc.)
			Other current assets (Prepared expenses, cash, accounts receivable, etc.
			Land and buildings (Original land cost and cost of buildings, including expansions and renovations, net of depreciation)
			Other non-current assets (Equipment, machinery, other physical capital and intangibles, capital stocks and bonds, etc., net of depreciation and amortization)
			Liability/Equity (‘000$)
			Current liabilities (Liabilities due for payment within the reporting year)
			Non-current liabilities (Including long-term debt, such as bonds, debentures, and bank debt)
			Owner equity (Total assets minus total (current and non-current) liabilities
	CBI?	I4-11.	In Table I-19, please provide the following income statement information for the plant. As needed, you may estimate plant-level data based on income statement information for the relevant division, business unit or immediate parent.
			Plant-level income statement data have been estimated for the purpose of answering this questionnaire.
			Table I-19. Income Statement for Plant
						FY 2007	FY 2008	FY 2009
			Total revenue (‘000$)
				Revenue from electric power generation and sales
				Other revenue (i.e., total revenue from the economic activities described in Question I4-4) (describe below)
			Total expenses (‘000$)
				Fuel expenses
				Other operating expenses
				Total maintenance expenses
				Total sales and customer accounts, service, and informational expenses
				Cost of contract work
				Interest expense
				Taxes
				Depreciation
				All other expenses, including fixed expenses (describe below)
			In Table I-20, please provide the following information regarding the cost of steam electricity generation for the plant. If the information for steam electricity generation is the same as reported above for the plant as a whole, please indicate so below and skip this question.
			Expenses for steam electricity generation are the same as for the plant as a whole.
			NOTE: This information represents a subset of the total expenses reported in Question I4-11; the data are for steam electricity generation more specifically.
			Table I-20. Cost of Steam Electricity Generation
						FY 2007	FY 2008	FY 2009
			Fuel expenses
			Other operating expenses
			Total maintenance expenses
			Total sales and customer accounts, services, and informational expenses
			Taxes
			Depreciation
			Total administrative and general expenses

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Sheet 8: Part I Section 5.1

	Steam Electric Questionnaire								Part I. Economic and Financial Data
								Plant Name:	Enter Plant ID
								Plant ID:	Enter Plant Name
		Part:	I
		Section Title:	5.1 Basic Steam Electric Generating Unit Economic and Financial Information
		Instructions:	Please provide the economic and financial information requested for each steam electric generating unit at your plant. Use steam electric generating unit IDs assigned in Table A-8. Please provide all free response answers in the highlighted yellow areas.
	CBI?	I5-1.	In Table I-21, please provide information for each non-retired (as of January 1, 2007) steam electric generating unit of your plant. Use steam electric generating unit IDs assigned in Table A-8.
			NOTE: If a generating unit is owned by more than one entity, please provide the name(s) of the immediate parent firm(s) and their respective equity shares (or financial participation or interest) in this generating unit.
			Table I-21. Basic Financial Steam Electric Generating Information
			SE Unit ID	Remaining undepreciated value (‘000$)		Immediate parent firm(s) in 2009	Nonutility status of each steam electric generating unit
			Example	FY 2007	250,000	ABC LLC. (70%) XYZ Corp. (30%)
				FY 2008	225,000
				FY 2009	200,000
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009

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Sheet 9: Part I Section 5.2

Steam Electric Questionnaire

Part I. Economic and Financial Data

Plant Name:

Enter Plant ID

Plant ID:

Enter Plant Name

Part:

I

Section Title:

5.2 Steam Electric Generating Unit Operating Information

Instructions:

Throughout Section 5.2, please provide information regarding operations for each steam electric generating unit. Please provide all free response answers in the highlighted yellow areas.

CBI?

I5-2.

In Table I-22, please provide the following information regarding operations for each steam electric generating unit. Use steam electric generating unit IDs assigned in Table A-8.

Table I-22. Steam Electric Generating Unit Operating Information

SE Unit ID

Fiscal Year

Primary Energy Source

Number of Days in Operation

Plan to Continue Operating the Unit During the Next FY?

Capacity Utilization (% of rated capacity)

Gross and Net Electricity Generated

Net Peak Demand on Unit – MW (60 minutes)

Quantity of Fuel Burned (Units)a

Average Cost of Fuel Per Unit of Fuel Burned ($)

FY 2007

FY 2008

FY 2009

FY 2007

FY 2008

FY 2009

FY 2007

FY 2008

FY 2009

FY 2007

FY 2008

FY 2009

FY 2007

FY 2008

FY 2009

FY 2007

FY 2008

FY 2009

FY 2007

FY 2008

FY 2009

FY 2007

FY 2008

FY 2009

FY 2007

FY 2008

FY 2009

FY 2007

FY 2008

FY 2009

a – (coal in tons of 2,000 lbs; oil in barrels of 42 gals; gas in mcf; nuclear or other – indicate)

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Sheet 10: Part I Section 5.3

	Steam Electric Questionnaire						Part I. Economic and Financial Data
						Plant Name:	Enter Plant ID
						Plant ID:	Enter Plant Name
		Part:	I
		Section Title:	5.3 Planned and Forced Outages and Annual Operating Cost
		Instructions:	In Section 5.3, please provide information on the duration of planned and forced outages and annual operating cost for each steam electric generating unit. Please provide all free response answers in the highlighted yellow areas.
	CBI?	I5-3.	In Table I- 23, please provide information on the duration of planned and forced outages for each steam electric generating unit. Use steam electric generating unit IDs assigned in Table A-8.
			Table I-23. Planned and Forced Outages
			SE Unit ID	Fiscal Year	Total Duration of Planned/Scheduled Routine Maintenance Outages (hours/year)	Total Duration of Outages Planned/ Scheduled to Address Major Upgrades a (hours/year)	Duration of Forced/Unscheduled Outages for this Unit (hours/year)
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
			a – Such as repowering, FGD/SCR installation, etc.
	CBI?	I5-4.	In Table I-24, please provide the following annual operating cost information for each generating unit (use steam electric generating unit IDs assigned in Table A-8).
			Table I-24. Annual Operating Cost
			SE Unit ID	Fiscal Year	Total Costs ($)	Fuel Costs ($)	Variable O&M Costs ($)
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009
				FY 2007
				FY 2008
				FY 2009

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Sheet 11: Part I Comments

	Steam Electric Questionnaire			Part I. Economic and Financial Data
			Plant Name:	Enter Plant ID
			Plant ID:	Enter Plant Name
		Part:	I
		Section Title:	Part I Comments
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