Information Collection

Rule 31 - Section 31 transaction fees; Rule 31T - Temporary rule regarding fiscal year 2004; Form R31 - Form for reporting covered sales and covered round turn transactions under Section 31 of the

IC 43051 under ICR 201003-3235-007 · OMB 3235-0597.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0597 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form R31 Rule 31 - Section 31 transaction fees; Rule 31T - Temporary rule regarding fiscal year 2004; Form R31 - Form for reporting covered sales and covered round turn transactions under Section 31 of the	Form and Instruction
R31 Form R31 2010 Form R31.pdf	Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Rule 31 - Section 31 transaction fees; Rule 31T - Temporary rule regarding fiscal year 2004; Form R31 - Form for reporting covered sales and covered round turn transactions under Section 31 of the

Agency IC Tracking Number:

270-537

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.31

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	R31	Form R31	2010 Form R31.pdf		No		Paper Only

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 18

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	216	36	180
Annual IC Time Burden (Hours)	318	30	288
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.