Information Collection

Rule 606 of Regulation NMS (f/k/a Rule 11Ac1-6)

IC 192311 under ICR 201003-3235-008 · OMB 3235-0541.

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Information Collection (IC) Details

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IC Title:	Rule 606 of Regulation NMS (f/k/a Rule 11Ac1-6)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.606

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 527	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	1,054,000	1,054,000
Annual IC Time Burden (Hours)	210,800	210,800
Annual IC Cost Burden (Dollars)	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.