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Department of Health and Human Services
Administration for Children and Families
Office of Community Services
Community Services Block Grant (CSBG) Training and Technical Assistance (T/TA) - State Exemplary
Practices Projects (EPPs) Supported by the American Recovery and Reinvestment Act of 2009
HHS-2010-ACF-OCS-SQ-0077
Community Services Block Grant (CSBG) Training and Technical Assistance (T/TA) - State Exemplary
Practices Projects (EPPs) Supported by the American Recovery and Reinvestment Act of 2009
HHS-2010-ACF-OCS-SQ-0077
TABLE OF CONTENTS
Overview
Executive Summary
Section I. Funding Opportunity Description
Section II. Award Information
Section III. Eligibility Information
1. Eligible Applicants
2. Cost Sharing or Matching
3. Other - (if applicable)
Section IV. Application and Submission Information
1. Address to Request Application Package
2. Content and Form of Application Submission
3. Submission Dates and Times
4. Intergovernmental Review
5. Funding Restrictions
6. Other Submission Requirements
Section V. Application Review Information
1. Criteria
2. Review and Selection Process
3. Anticipated Announcement and Award Dates
Section VI. Award Administration Information
1. Award Notices
2. Administrative and National Policy Requirements
3. Reporting
Section VII. Agency Contact(s)
Section VIII. Other Information
Department of Health & Human Services
Administration for Children & Families
Program Office:
Funding Opportunity Title:
Office of Community Services
Community Services Block Grant (CSBG) Training and Technical
Assistance (T/TA) - State Exemplary Practices Projects (EPPs)
Supported by the American Recovery and Reinvestment Act of 2009
Initial
HHS-2010-ACF-OCS-SQ-0077
93.710
[Insert 45 days from date of publication]
Announcement Type:
Funding Opportunity Number:
CFDA Number:
Due Date for Applications:
Executive Summary:
This grant opportunity is being made available under the American Recovery and Reinvestment Act of 2009
(Pub.L. 111-5) and Section 674(b)(2)(A) of the Community Services Block Grant (CSBG) Act, as amended
(42 U.S.C. § 9903(b)(2)(A)).
The Office of Community Services (OCS) within the Administration for Children and Families (ACF)
announces that competing applications will be accepted for new cooperative agreements to identify and
document exemplary practice models that focus on implementation, dissemination, and sustainability projects
for employment-related services, coordination of benefits enrollment activities, and community economic
development activities and services. This one-year cooperative agreement will fund up to 22 State
Exemplary Practices Projects (EPPs) supported by the American Recovery and Reinvestment Act of 2009
(ARRA) that document one, or any combination of exemplary practice models focused on: 1) Job Creation
and Green Jobs; 2) Benefits Enrollment Coordination; or 3) Community Economic Development.
Resources provided through this cooperative agreement may support State EPPs, as well as the creation of an
enhanced infrastructure to help OCS prepare to address long-term training and technical assistance (T/TA)
needs of the Community Action Network.
The focus on Green Jobs by ACF in this FOA directly correlates with policy issues addressed by the
Administration. One of the Guiding Principles of President Obama's Energy and Environment agenda has
been Investing in the Clean Energy Jobs of the Future, which includes "Creating new Jobs in the Clean
Energy Economy. Drive the development of new, green jobs that pay well and cannot be outsourced."
(http://www.whitehouse.gov/issues/energy-and-environment)
ACF's focus on Green Jobs will also support the National Training and Technical Assistance Strategy for
Promoting Exemplary Practices and Risk Mitigation for the Community Services Block Grant (CSBG)
program, a strategic plan presented in the context of T/TA funding priorities designed to stimulate and
strengthen accountability within the CSBG program.
As part of the National T/TA Strategy for CSBG, OCS identified exemplary practices workgroups to align
with CSBG priorities, as well as with the Administration's policies. Four focus areas are identified as critical
to the success of ARRA, including Job Creation and Green Jobs. The Job Creation and Green
Jobsworkgroup has as one of its objectives "to provide training and disseminate information and program
approaches based on the exemplary practices" identified by other CSBG Network partners. The focus on
Green Jobs in this FOA and as a component of State EPPs is designed to complement current CSBG T/TA
efforts. This includes activities associated with the Job Creation and Green Jobs workgroup.
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Successful applicants will be subject to reporting requirements consistent with ARRA and with current CSBG
regulations.
I. Funding Opportunity Description
Statutory Authority
The legislative authority for these grants is provided in Sections 674(b)(2)(A) and 678A of the CSBG Act, as
amended (42 U.S.C. §§ 9903(b)(2)(A) and 9913).
Description
Background
This funding announcement is intended to support State EPPs for purposes of identifying and documenting
exemplary practice models related to activities and services funded by the CSBG and the American
Recovery and Reinvestment Act of 2009 (Recovery Act).
The Recovery Act, signed into law by President Obama on February 17, 2009, is intended to create and save
jobs, stimulate economic growth, and build a foundation for long-term economic growth. The Act includes
measures to modernize the nation's infrastructure, enhance America's energy independence, expand
educational opportunities, increase access to health care, provide tax relief, and protect those in greatest need.
The Recovery Act includes an appropriation of $1 billion for the CSBG program, which is available for
obligation in Fiscal Years 2009 and 2010. Of this amount, $985 million (98.5% of the total appropriation)
will be allocated in block grants to States, the District of Columbia, the Commonwealth of Puerto Rico, U.S.
Territories, and to Federal and State-recognized Indian Tribes and Tribal organizations. States are required
to reserve one (1) percent of the funds for benefits enrollment coordination activities relating to the
identification and enrollment of eligible individuals and families in Federal, State, and local benefit
programs. All remaining funds allocated to States (99 percent) will be distributed to eligible community
services entities that receive funding through CSBG.
Remaining CSBG Recovery Act funds ($15 million or 1.5% of the total appropriation) are reserved at the
Federal level for training and technical assistance (T/TA), planning, evaluation, investigations, assistance to
States in carrying out corrective action, monitoring, reporting and data collection, and development of
performance measurement systems.
OCS has determined that a key T/TA need includes documenting consistently applied activities or service
delivery mechanisms that make meaningful and measurable progress toward alleviating the causes and
conditions of poverty.
The Recovery Act projects supported through this announcement are a part of the Federal government's
overall support for T/TA activities. As specified by the CSBG Act, T/TA activities may support improved
financial management practices, program performance measurement, information and reporting systems, and
ensuring responsiveness to locally identified community needs. T/TA assistance activities may also support
coordination between fragmented State and local programs.
The focus of State EPPs supported through this grant will be on assisting States in providing guidance to
CSBG-eligible entities that need or have the desire to enhance current community service programs. These
funds should be used to identify and document exemplary practice models that focus on implementation,
dissemination, and sustainability projects for employment-related services, coordination of benefits
enrollment, and community economic development activities and services.
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Definitions of Terms
The following definitions apply:
Benefits Enrollment Coordination - Activities that relate to the identification and enrollment of eligible
individuals and families in Federal, State, and local benefit programs.
Community Economic Development (CED) - A process by which a community uses resources to attract
capital and increase physical, commercial, and business development and job opportunities for its residents.
Community Services Network - The various organizations involved in planning and implementing programs
funded through CSBG. The network includes local CSBG-eligible entities; CSBG Lead Agencies and their
national association; State Community Action Agency Associations; national associations; and related
organizations that collaborate and participate with CSBG-eligible entities in their efforts on behalf of
low-income people.
Cooperative Agreement - An award instrument of financial assistance used when substantial involvement is
anticipated between the awarding office (the Federal Government) and the recipient during performance of
the contemplated project. Substantial involvement may include collaboration or participation by OCS staff
in activities specified in the award and, as appropriate, decision-making at specified milestones related to
performance. The involvement may range from joint conduct of a project to OCS approval.
Exemplary Practice Model - An innovative and consistently applied policy, process, practice, or procedure
that takes a comprehensive approach to developing and implementing activities using strategies that are
related to the intended service recipients and community. This practice model is culturally competent,
data-driven, measurable and replicable, and incorporates a method for documenting programmatic results. (1)
Green Job- Any job that contribute(s) substantially to preserving or enhancing environmental quality through
a range of industries, including energy efficient building, construction and retrofits, renewable electric
power, energy efficient vehicles, biofuels, and manufacturing that produces sustainable products and uses
sustainable processes and materials.
Job Creation - New full-time, full-year jobs (i.e. a non-seasonal position requiring at least 30 hours of
culturally competent work per week. An aggregate of part-time positions to full-time equivalents are not
considered full-time positions.) that did not exist prior to the start of the project and came about as a result of
the start of the project. The training and placement of individuals in already existing jobs, even jobs
guaranteed to low-income individuals through a formal agreement with an employer, is not considered job
creation.
Special Note: The Office of Management and Budget (OMB) released Updated Guidance on the American
Recovery and Reinvestment Act - Data Quality, Non-Reporting Recipients, and Reporting of Job Estimates,
M-10-08. The new guidance provides additional specificity on jobs to be counted in the 1512 reporting
process; it replaces M-09-21 Section 5 and includes the final revisions to new guidance on jobs and data
quality for purposes of 1512 reporting. The OMB guidance is available at the following website:
(http://www.whitehouse.gov/omb/assets/memoranda_2010/m10-08.pdf)
Job Placement - Placing an individual in an existing vacant job of a business, service, or commercial activity
not related to new development or expansion activity.
Performance Measurement - A tool used to assess how a program is accomplishing its mission through the
delivery of products, services and activities.
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Self-Sufficiency - A state of being or status of an individual or family whereby reason of employment or
eligibility for public assistance is replaced by the ability to meet all basic needs.
State CSBG Lead Agency - The agency designated by the Governor or Chief Executive Officer of a State to
submit the State's official CBSG plan, monitor the activities of CSBG-eligible entities, and assure
compliance with all statutory and regulatory requirements for the CSBG program.
State Community Action Agency Associations - organizations that provide training and technical assistance
designed to increase the capacity of local CSBG-eligible entities to carry out the mandate of the CSBG Act
and measure results.
Sustainability - The ability of an eligible entity (or one of its programs) to continue to meet the needs of the
community on an ongoing basis - beyond the life of specific grants or with diminishing support.
Technical Assistance - An activity, generally utilizing the services of an expert (often a peer), aimed at
enhancing capacity, improving programs and systems, or solving specific problems. Such services may be
provided proactively to improve systems or as an intervention to solve specific problems.
Training - An educational activity or event that is designed to impart knowledge and understanding or
increase the development of skills. Such training activities may be in the form of assembled events such as
workshops, seminars, conferences or programs of self-instructional activities.
Program Scope
The role of OCS is to provide assistance to States and local communities working through a network of
CSBG-eligible entities for the reduction of poverty, the revitalization of low-income communities, and the
empowerment of low-income families and individuals to become self-sufficient. CSBG provides States, the
District of Columbia, the Commonwealth of Puerto Rico, U.S. Territories, and Federal and State-recognized
Indian Tribes and tribal organizations, CSBG-eligible entities, migrant and seasonal farmworkers or other
organizations designated by the States, funds to alleviate the causes and conditions of poverty in
communities. The funds provide a range of services and activities to assist the needs of low-income
individuals, including the homeless, migrants and the elderly. Grant amounts are determined by a formula
based on each State's and Indian Tribe's poverty population. Grantees receiving funds under the CSBG
program are required to provide services and activities addressing employment, education, better use of
available income, housing, nutrition, emergency services and/or health issues.
Program Purpose
The successful grantee under this announcement will work in partnership with OCS, State CSBG Lead
Agencies, CSBG-eligible entities and leading national organizations associated with the CSBG program to
identify and document implementation, dissemination, and sustainability projects for one, or any combination
of exemplary practice models focused on: 1) Job Creation and Green Jobs; 2) Benefits Enrollment
Coordination; or 3) Community Economic Development.
Resources provided through this cooperative agreement may support State EPPs as well as creation of an
enhanced infrastructure to help OCS prepare to address long-term T/TA needs of the Community Action
Network.
Of specific interest to OCS are current exemplary practice models that State CSBG Lead Agencies and
CSBG service providers can adopt and/or adapt to: 1) formalize community service approaches; 2)
enhance existing CSBG activities and services; and 3) develop improved strategic plans based on
CSBG national goals and measures.
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Questions of Interest to the Office of Community Services (OCS)
The beneficiaries of CSBG activities and services are low-income individuals that may be unemployed or
receiving public assistance, including Temporary Assistance for Needy Families (TANF), at-risk youth,
custodial and non-custodial parents, residents of public housing, persons with disabilities, persons who are
homeless, and individuals transitioning from incarceration into the community.
The following list is not intended to be exclusive, and applicants are encouraged to propose additional
questions and justify their relevance. Questions of interest to OCS include, but are not limited to, the
following:
General
1. What is currently known and what knowledge gaps exist regarding exemplary practice models
related to implementation, dissemination, and sustainability projects for employment-related services,
coordination of benefits enrollment activities, and community economic development activities and
services?
2. What are the most successful practice models that address the unique circumstances and needs of
rural and urban communities and diverse populations?
3. Do these practices help to ensure program resources reach the intended beneficiaries and address the
program's purpose of reducing poverty, revitalizing low-income communities, empowering
low-income families, and assisting individuals to become self-sufficient? If so, what methods or
processes are used to do so?
4. What are the most successful practice models that address cultural sensitivity and competency
issues? What models have had success in meeting the needs of diverse populations (e.g. ESL,
physical, mental, and developmental disabilities, etc.)?
Model CSBG-eligible entities
1. What are the characteristics of CSBG-eligible entities that effectively develop, implement, and
maintain exemplary practice models?
2. How, if at all, do these CSBG-eligible entities differ from other CSBG service providers (e.g. board
member involvement, staff expertise, agency operations, to include administrative, program, and
financial)? Do they have a positive collaborative relationship with their State CSBG Lead Agency,
State Community Action Agency Association, and other CSBG national partners?
Exemplary Practice Models Related to Implementation, Dissemination, and Sustainability Projects Focused
on Job Creation and Green Jobs, Benefits Enrollment Coordination, and Community Economic Development
Job Creation and Green Jobs
1. What are the most successful practice models being used regarding job creation and green jobs?
Why are they the most successful? What key factors influence their success?
2. What are the effective screening and referral processes used to identify and match individuals with
existing and new sustainable employment opportunities? What impact do these models have on
future collaborations with local businesses and other job placement sites?
3. What service delivery or intervention models are being utilized to help ensure job retention and
reemployment if circumstances change (e.g. layoffs)?
4. What are the current mechanisms used to establish and maintain collaborative relationships with
potential job placement sites? How often are they used? How effective are these mechanisms?
What referral and system linkage processes are in place?
Benefits Enrollment Coordination
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Benefits Enrollment Coordination
1. What are the most successful practice models being used to coordinate benefits enrollment
activities? Why are they the most successful? What key factors influence their success?
2. What effective outreach strategies are being used to inform the public and to target "first-time"
benefit enrollees?
3. What mechanisms are employed to educate the public on the eligibility requirements for the various
benefits programs? What service delivery or intervention models are being utilized to simplify the
process of identifying and enrolling individuals and families eligible for benefit programs?
4. What are the effective screening and assessment processes used to direct individuals and families to
the most appropriate benefits program?
5. How do these models account for individuals and families whose initial contact is through
CSBG-eligible entities or other non-State agencies?
6. What effective tracking processes are used to avoid losing individuals and families before, during and
after the referral process?
Community Economic Development
1. What are the most successful practice models related to community economic development being
used? Why are they the most successful? What key factors influence their success?
2. What effective strategies are used to establish and maintain collaborative relationships that contribute
to successful community revitalization efforts?
3. What effective strategies are used to secure jobs that pay a livable wage, provide employee benefits,
and offer career progression opportunities?
4. What are the most successful practice models used to address community barriers to self-sufficiency
and ensure long-lasting benefits to the community? Examples of community barriers that might be
addressed include lack of public transportation; inadequate social services such as employment
service, child care, or job training; high incidence of crime; and inadequate health care.
Program Implementation
1. What are the critical factors that support or hinder the integration and replication of exemplary
practice models related to implementation, dissemination, and sustainability projects focused on
projects for employment-related services, coordination of benefits enrollment activities, and
community economic development activities and services?
2. What are the organizational characteristics used to determine the appropriateness of implementing a
particular practice model (e.g. size of the CSBG-eligible entitiesand workforce, knowledge base and
expertise of current staff, geographic location, community demographics, etc.)?
3. How are successfully implemented practice models reassessed to ensure they continue to meet the
needs of individuals, families, and communities? What is the process for adapting a practice model to
address changes in their needs?
4. What mechanisms for collaboration are in place between State CSBG Lead Agencies and
CSBG-eligible entities?
5. What service gaps within the community are highlighted based upon the performance of current
implementation, dissemination, and sustainability projects? How can these gaps hinder the
implementation of exemplary practice models?
Discontinued Practice Models
1. What practice models or initiatives have been discontinued after implementation? What are the key
characteristics of these models? How do they differ from those models that remain operational?
2. What aspects of the practice model(s) proved unsatisfactory?
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Program Outcomes
1. What goals and objectives are typically the focus of exemplary practice models related to
implementation, dissemination, and sustainability projects focused on employment-related services,
coordination of benefits enrollment activities, and community economic development activities and
services?
2. To date, have these goals and objectives been measured? Do particular measures show up frequently
in these assessments/evaluations?
3. To date, what are the strengths and weaknesses of these goals and objectives? Can these weaknesses
be addressed through improved T/TA available within the Community Action Network?
Linkages and Collaboration
How do CSBG-eligible entities work effectively with State CSBG Lead Agencies, local businesses,
non-profit agencies, and other Community Action Network organizations to best serve and engage
individuals, families, and communities when using practice models related to implementation, dissemination,
and sustainability projects?
Program Enhancements
There may be general themes throughout CSBG services and activities provided through the Community
Services Network. It is hoped that documenting exemplary practice models related to implementation,
dissemination, and sustainability projects for employment-related services, coordination of benefits
enrollment activities, and community economic development activities and services will lead to:
An increase in the body of knowledge (i.e. exemplary practices) available to State CSBG Lead
Agencies that enhances their ability to provide guidance to CSBG-eligible entities who need or have
the desire to enhance current community service programs;
A stronger planning and coordination effort that is more responsive to local needs and conditions and
unique problems of low-income individuals, families, and communities;
An increase in the development of activities and services that maximize the resources of
CSBG-eligible entities;
An increase in the use of innovative and effective community-based approaches to attack the causes
and effects of poverty and of community breakdown;
An increase in the number of individuals and families who achieve and maintain self-sufficiency
without the need for public assistance; and
A comprehensive clearinghouse of exemplary practice models that effectively help to advance the
efforts of State CSBG Lead Agencies and CSBG-eligible entities to carry out the mandate of the
CSBG Act and measure results. These models would include a catalogue of practices and denote
their level of reliability (e.g. research validated - A program, activity or strategy that has the highest
degree of proven effectiveness, supported by objective and comprehensive research and
evaluation; field tested - A program, activity or strategy that has been shown to work effectively and
produce successful outcomes and is supported to some degree by subjective and objective data
sources; and promising practice - One with at least preliminary evidence of effectiveness in
small-scale interventions, or for which there is potential for generating data that will be useful for
making decisions about taking the intervention to scale the results diverse populations and settings).
(1)
Activities allowed under this grant include, but are not limited to, the following:
Analytical projects to identify and assess practice models that focus on implementation,
dissemination, and sustainability for employment-related services, coordination of benefits
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dissemination, and sustainability for employment-related services, coordination of benefits
enrollment activities, and community economic development activities and services;
Information projects to compile and document exemplary practice models and recommend strategies
and methods for reassessing these models; and
Development of strategic plans and recommendations to OCS regarding ongoing T/TA needs.
Applicants must demonstrate the capacity to identify and assess the quality of practice models (i.e. process of
verification) and recommend whether they warrant dissemination throughout the Community Action
Network. Applicants must demonstrate a clear understanding of the needs of State CSBG Lead Agencies
and CSBG-eligible entities as they relate to implementation, dissemination, and sustainability projects and
key programmatic components of the focus area(s) selected for the project (i.e. job creation and green jobs,
benefits enrollment coordination, and community economic development).
While the primary focus of T/TA efforts supported through this cooperative agreement is identifying and
documenting exemplary practice models, an enhanced national strategy will include a framework to help
OCS prepare to address the long-term T/TA needs of the Community Action Network. As a block grant to
States, the CSBG statute speaks to OCS' role with States and States' role with CSBG-eligible entities.
The States' role of oversight and accountability is key to the administration and success of this program. In
addition, many States utilize discretionary resources available to States through CSBG to support extensive
T/TA efforts. A key focus for the successful grantee under this announcement will be to recommend
strategies and methods for reassessing exemplary practices models. This reassessment process will help to
ensure the practice model maintains its relevance and continues to be regarded as exemplary during the time
of dissemination across the Community Action Network, and thereafter.
Other Project Requirements
The acceptance of funds for projects responsive to this announcement will signify the applicant's
assurance that it will comply with the following requirements:
A brief profile of any organization(s) for which the applicant identifies and documents an exemplary
practice model(s). The applicant must submit the profile in the recommended format (to be
provided).
An abstract narrative (one page limit) and comprehensive description of the exemplary practice
model(s) taking into account the questions in Section I. "Questions of Interest to the Office of
Community Services."
(1) No single standardized definition exists for what constitutes a "best practice" or "exemplary practice
model" regarding the development, implementation, and evaluation of social and community services.
Different organizations use different criteria for identifying a "best practice." However, making a distinction
between the different types of practices can be useful. For purposes of this grant, the references can be
considered general working definitions.
II. Award Information
Funding Instrument Type:
Estimated Total Funding:
Expected Number of Awards:
Award Ceiling:
Cooperative Agreement
$3,300,000
22
$150,000 Per Budget Period
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Award Floor:
Average Projected Award Amount:
$0 Per Budget Period
$150,000 Per Budget Period
Length of Project Periods:
12-month project and budget period
Additional Information on Awards:
Awards made under this announcement are subject to the availability of Federal funds.
Description of ACF's Anticipated Substantial Involvement Under the Cooperative Agreement
In order to ensure that OCS meets its compliance and technical assistance responsibilities for the CSBG
program and continues its partnership with the Community Action Network, grants awarded under this FOA
will be funded in the form of Cooperative Agreements. Federal involvement may include the following:
Convening in-person planning and coordination meetings involving CSBG T/TA providers to share
information about proposed T/TA projects, identify areas for potential coordination of efforts, and
identify priority areas for T/TA projects;
Convening routine conference calls (e.g. monthly) among CBSG T/TA providers and other key
stakeholder organizations; and
Reviewing recommendations and work plans for T/TA projects to ensure coordination with other
CSBG T/TA projects and activities.
Please see Section IV.5 Funding Restrictions for any restrictions on the use of grant funds awarded under this
announcement.
III. Eligibility Information
III.1. Eligible Applicants
This is a Limited competition FOA; it restricts the types of organizations that may compete for, and receive,
awards under an announcement.
Applicants eligible to receive an award under this announcement are organizations that applied for and
received an award under funding opportunity HHS-2009-ACF-OCS-EQ-0037. Applicants must
submit proof of award for funding opportunity HHS-2009-ACF-OCS-EQ-0037 in the form of a copy of the
Financial Assistance Award (FAA) with their application and by the application due date.
This FOA has an abbreviated project period, as ARRA-funded services must be provided on or before
September 30, 2010. Adherence to high standards of accountability requires consistently applied
ARRA-funded activities or service delivery mechanisms and the rapid implementation of activities related to
this FOA. Organizations who received an award under HHS-2009-ACF-OCS-EQ-0037 are currently
engaged in CSBG-funded Statewide capacity-building technical assistance and statewide collaborations
toward ARRA-funded strategic planning and coordination between fragmented State and local
programs. Furthermore, the Office of management and Budget (OMB) approved training and technical
assistance implementation plan for CSBG ARRA includes only supplements to existing grants.
Organizations who received an award under HHS-2009-ACF-OCS-EQ-0037 are the only available
organizations whose current T/TA activities allow for the rapid implementation of activities related to this
FOA.
Individuals, foreign entities, and sole proprietorship organizations are not eligible to compete for, or
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Individuals, foreign entities, and sole proprietorship organizations are not eligible to compete for, or
receive, awards made under this announcement.
Faith-based and community organizations that meet eligibility requirements are eligible to receive awards
under this funding opportunity announcement.
See "Legal Status of Applicant Entity" in Section IV.2 for documentation required to support eligibility.
III.2. Cost Sharing or Matching
Cost Sharing / Matching Requirement: No
III.3. Other
Disqualification Factors
Applications with requests that exceed the ceiling on the amount of individual awards as stated in Section II.
Award Information, will be deemed non-responsive and will not be considered for funding under this
announcement.
Applications that fail to satisfy the due date and time deadline requirements stated in Section IV.3.
Submission Dates and Times, will be deemed non-responsive and will not be considered for funding under
this announcement.
See Section IV.3. Submission Dates and Times for disqualification information specific to
electronically-submitted applications:
Electronically-submitted applications that do not receive a date/time-stamp email indicating
application submission on or before 4:30 p.m., eastern time, on the due date, will be disqualified and
will not be considered for competition.
Electronically-submitted applications that fail the checks and validations at www.Grants.gov because
the Authorized Organization Representative (AOR) does not have a current registration at the Central
Contractor Registry (CCR) at the time of application submission will be disqualified and will not be
considered for competition.
Section IV. Application and Submission Information
IV.1. Address to Request Application Package
Standard Forms, assurances, and certifications are available at the ACF Forms webpage at
http://www.acf.hhs.gov/grants/grants_resources.html.
Standard Forms are also available at the Grants.gov Forms Repository website at
http://apply07.grants.gov/apply/FormLinks?family=15.
Seth Hassett
Office of Community Services
Operations Center
1515 Wilson Blvd., Suite 100
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Arlington, VA 22209
Phone: (800) 281-9519
Email: [email protected]
Federal Relay Service:
Hearing-impaired and speech-impaired callers may contact the Federal Relay Service for assistance at
1-800-877-8339 (TTY - Text Telephone or ASCII - American Standard Code For Information Interchange).
Section IV.2. Content and Form of Application Submission
This section provides information on the required format, Standard Forms (SFs) and other
forms, certifications, assurances, D-U-N-S requirement, project description, budget and budget
justification, and methods of application submission. A checklist of required application elements is
available for applicants' use in Section VIII of this announcement.
Applicants are required to submit one original and two copies of all application materials if applying in
hard-copy. Applicants submitting applications electronically via www.grants.gov need not provide
additional copies of their application materials. The original signature of the Authorized Organization
Representative (AOR) is required only on the original copy. The AOR is named by the applicant, and is
authorized to act for the applicant, to assume the obligations imposed by the Federal laws, regulations,
requirements, and conditions that apply to the grant application or awards. A point of contact on matters
involving the application must also be identified on the SF-424 at 8f. This point of contact, known as the
Project Director or Principal Investigator, should not be identical to the person identified as the AOR.
The application limit is 65 pages total including all forms and attachments. Pages over this page limit will be
removed from the application and will not be reviewed. Pages should be numbered and a table of contents
should be included for easy reference.
To be considered for funding, each application must be submitted with the Standard Federal Forms or
through the electronic links provided at the end of this announcement and follow the guidance provided. The
application must be signed by an individual authorized to act for the applicant agency and to assume
responsibility for the obligations imposed by the terms and conditions of the grant award.
The application must be typed, double-spaced, printed on only one side, with at least 1 inch margins on each
side and 1 inch at the top and bottom, using a standard 12-point font (such as Times New Roman or
Courier). Pages must be numbered.
All copies of an application must be submitted in a single package, and a separate package must be submitted
for each funding opportunity. The package must be clearly labeled for the specific funding opportunity it is
addressing.
Because each application will be duplicated, do not use or include separate covers, binders, clips, tabs, plastic
inserts, maps, brochures, or any other items that cannot be processed easily on a photocopy machine with an
automatic feed. Do not bind, clip, staple, or fasten in any way separate subsections of the application,
including supporting documentation; however, each complete copy must be stapled securely in the upper left
corner. Applicants are advised that the copies of the application submitted, not the original, will be
reproduced by the Federal Government for review.
Tips for Preparing a Competitive Application. It is essential that applicants read the entire announcement
package carefully before preparing an application and include all of the required application forms and
attachments. The application must reflect a thorough understanding of the purpose and objectives of the
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applicable legislation. Reviewers expect applicants to understand the goals of the legislation and OCS
interest in each topic. A "responsive application" is one that addresses all of the evaluation criteria in ways
that demonstrate this understanding. Applications that are considered to be "unresponsive" generally receive
very low scores and are rarely funded.
The OCS website, http://www.acf.hhs.gov/programs/ocs/, provides a wide range of information and links to
other relevant websites. Before preparing an application, OCS suggests the applicant learn more about the
mission and programs of OCS by exploring the website.
All required Standard Forms are available at http://www.acf.hhs.gov/grants/grants_resources.html.
Forms, Assurances, and Certifications
Applicants seeking financial assistance under this announcement must submit the listed Standard Forms
(SFs), assurances, and certifications. All required Standard Forms, assurances, and certifications are
available at ACF Funding Opportunities Forms or at the Grants.gov Forms Repository unless specified
otherwise.
Forms / Assurances /
Certifications
Submission Requirement
Notes / Description
Survey on Ensuring Equal
Opportunity for Applicants
Submission is voluntary.
Non-profit private organizations (not
including private universities) are
encouraged to submit the "Survey on
Ensuring Equal Opportunity for
Applicants" with their applications.
Submission of the survey is voluntary.
Applicants applying electronically may
submit this survey along with the
application. Hard copy submissions
should include the survey in a separate
envelope.
SF-424 - Application for
Federal Assistance
Submission required for all
applicants by the application
due date.
Required for all applications.
Submission required for all
applicants applying for a
non-construction project by
the application due date.
Required for all applications.
Submission required of all
applicants prior to award.
Required for all applications.
SF-P/PSL Project/Performance Site
Location(s)
SF-424A - Budget
Information Non-Construction Programs
SF-424B - Assurances Non-Construction Programs
Certification Regarding
Lobbying
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SF-LLL - Disclosure of
Lobbying Activities, if
applicable
If applicable, submission is
required prior to award.
If any funds have been paid or will be
paid to any person for influencing or
attempting to influence an officer or
employee of any agency, a Member of
Congress, an officer or employee of
Congress, or an employee of a Member
of Congress in connection with this
commitment providing for the United
States to insure or guarantee a loan, the
applicant shall complete and submit the
SF-LLL, "Disclosure Form to Report
Lobbying," in accordance with its
instructions. Applicants must furnish an
executed copy of the Certification
Regarding Lobbying prior to award.
Proof of Grant Award
A copy of the applicant's
Financial Assistance Award
(FAA)
Organizations applying for funding are
required to submit proof of grant award
for funding opportunity
HHS-2009-ACF-OCS-EQ-0037 by
application due date found in Overview
and Section IV.3.
Proof of Non-Profit Status
Referenced in Section IV.2 of
the announcement under
"Eligibility Certification."
By date of award.
The Pro-Children Act of 2001, 20 U.S.C. 7181 through 7184, imposes restrictions on smoking in facilities
where federally funded children's services are provided. HHS grants are subject to these requirements only if
they meet the Act's specified coverage. The Act specifies that smoking is prohibited in any indoor facility
(owned, leased, or contracted for) used for the routine or regular provision of kindergarten, elementary, or
secondary education or library services to children under the age of 18. In addition, smoking is prohibited in
any indoor facility or portion of a facility (owned, leased, or contracted for) used for the routine or regular
provision of federally funded health care, day care, or early childhood development, including Head Start
services to children under the age of 18. The statutory prohibition also applies if such facilities are
constructed, operated, or maintained with Federal funds. The statute does not apply to children's services
provided in private residences, facilities funded solely by Medicare or Medicaid funds, portions of facilities
used for inpatient drug or alcohol treatment, or facilities where WIC coupons are redeemed. Failure to
comply with the provisions of the law may result in the imposition of a civil monetary penalty of up to
$1,000 per violation and/or the imposition of an administrative compliance order on the responsible entity.
By signing and submitting the application, applicants are making the appropriate certification of their
compliance with all Federal statutes relating to nondiscrimination.
Additional information on certifications and assurances may be found in the HHS Grants Policy Statement
at: http://www.acf.hhs.gov/grants/grants_related.html.
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D-U-N-S Requirement
All applicants must have a D&B Data Universal Numbering System (D-U-N-S) number. A D-U-N-S
number is required whether an applicant is submitting a paper application or using the Government-wide
electronic portal, Grants.gov. A D-U-N-S number is required for every application for a new award or
renewal/continuation of an award, including applications or plans under formula, entitlement, and block grant
programs. A D-U-N-S number may be acquired at no cost online at http://www.dnb.com. To acquire a
D-U-N-S number by phone, contact the D&B Government Customer Response Center:
U.S. and U.S Virgin Islands: 1-866-705-5711
Alaska and Puerto Rico: 1-800-234-3867 (Select Option 2, then Option 1)
Monday - Friday 7 AM to 8 PM C.S.T.
The process to request a D-U-N-S® Number by telephone takes between 5 and 10 minutes.
You will need to provide the following information:
Legal Name
Tradestyle, Doing Business As (DBA), or other name by which your organization is commonly
recognized
Physical Address, City, State and Zip Code
Mailing Address (if separate)
Telephone Number
Contact Name
SIC Code (Line of Business)
Number of Employees at your location
Headquarters name and address (if there is a reporting relationship to a parent corporate entity)
Is this a home-based business?
The Project Description
Part I: The Project Description Overview
The project description provides the majority of information by which an application is evaluated and ranked
in competition with other applications for available assistance. The project description should be concise and
complete. It should address the activity for which Federal funds are being requested. Supporting documents
should be included where they can present information clearly and succinctly. In preparing the project
description, information that is responsive to each of the requested evaluation criteria must be provided.
Awarding offices use this and other information in making their funding recommendations. It is important,
therefore, that this information be included in the application in a manner that is clear and complete.
General Expectations and Instructions
ACF is particularly interested in specific project descriptions that focus on outcomes and convey strategies
for achieving intended performance. Project descriptions are evaluated on the basis of substance and
measurable outcomes, not length. Extensive exhibits are not required. Cross-referencing should be used
rather than repetition. Supporting information concerning activities that will not be directly funded by the
grant or information that does not directly pertain to an integral part of the grant-funded activity should be
placed in an appendix.
Part II: General Instructions for Preparing a Full Project Description
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Introduction
Applicants that are required to submit a full project description shall prepare the project description
statement in accordance with the following instructions while being aware of the specified evaluation
criteria. The text options give a broad overview of what the project description should include while the
evaluation criteria identify the measures that will be used to evaluate applications.
Table of Contents
List the contents of the application including corresponding page numbers.
Project Summary/Abstract
Provide a summary of the application's project description. The summary must be clear, accurate, concise,
and without reference to other parts of the application. The abstract must include a brief description of the
proposed grant project including the needs to be addressed, the proposed services, and the population
group(s) to be served.
Please place the following at the top of the abstract:
Project Title
Applicant Name
Address
Contact Phone Numbers (Voice, Fax)
E-Mail Address
Web Site Address, if applicable
The project abstract must be single-spaced and limited to one page in length.
Objectives And Need For Assistance
Clearly identify the physical, economic, social, financial, institutional, and/or other problem(s) requiring a
solution. The need for assistance including the nature and scope of the problem must be demonstrated, and
the principal and subordinate objectives of the project must be clearly and concisely stated; supporting
documentation, such as letters of support and testimonials from concerned interests other than the applicant,
may be included. Any relevant data based on planning studies or needs assessments should be included or
referred to in the endnotes/footnotes. Incorporate demographic data and participant/beneficiary information,
as needed. In developing the project description, the applicant may volunteer or be requested to provide
information on the total range of projects currently being conducted and supported (or to be initiated), some
of which may be outside the scope of the program announcement.
Outcomes Expected
Identify the outcomes to be derived from the project.
For example, describe in detail how the proposed project will meet T/TA needs on a nationwide basis.
Describe how proposed activities will help address immediate T/TA needs as well as the ways in which
creation of an enhanced infrastructure will help OCS address long-term T/TA needs of the Community
Action Network.
Approach
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Outline a plan of action that describes the scope and detail of how the proposed work will be accomplished.
Account for all functions or activities identified in the application. Cite factors that might accelerate or
decelerate the work and state your reason for taking the proposed approach rather than others. Describe any
unusual features of the project such as design or technological innovations, reductions in cost or time, or
extraordinary social and community involvement.
Provide quantitative monthly or quarterly projections of the accomplishments to be achieved for each
function or activity in such terms as the number of people to be served and the number of activities
accomplished. Data may be organized and presented as project tasks and subtasks with their corresponding
timelines during the project period. For example, each project task could be assigned to a row in the first
column of a grid. Then, a unit of time could be assigned to each subsequent column, beginning with the first
unit (i.e., week, month, quarter) of the project and ending with the last. Shading, arrows, or other markings
could be used across the applicable grid boxes or cells, representing units of time, to indicate the approximate
duration and/or frequency of each task and its start and end dates within the project period.
When accomplishments cannot be quantified by activity or function, list them in chronological order to show
the schedule of accomplishments and their target dates.
Provide a list of organizations, cooperating entities, consultants, or other key individuals who will work on
the project, along with a short description of the nature of their effort or contribution.
Describe the proposed approach to work with OCS, State CSBG Lead Agencies, CSBG-eligible entities and
leading national organizations associated with the CSBG program to identify and document implementation,
dissemination, and sustainability projects for one, or any combination of, exemplary practice models focused
on: 1) Job Creation and Green Jobs; 2) Benefits Enrollment Coordination; or 3) Community Economic
Development.
Describe the proposed approach to identifying and documenting exemplary practice models, to include a
methodology and criteria for selection.
Provide a brief profile of any organization(s) for which the applicant identifies and documents an exemplary
practice model. The applicant must submit the profile in the recommended format (to be provided).
Provide an abstract narrative (one page limit) and comprehensive description of the exemplary practice(s)
taking into account the questions from the "Questions of Interest to the Office of Community Services."
Evaluation
Provide a narrative addressing how the conduct of the project and its results will be evaluated. In addressing
the evaluation of results, state what measures will be used to determine the extent to which the project has
achieved its stated objectives and the extent to which the accomplishment of objectives can be attributed to
the project. Discuss the criteria to be used to evaluate results, and explain the methodology that will be used
to determine if the needs identified and discussed are being met and if the project results and benefits are
being achieved. With respect to the conduct of the project, define the procedures to be employed to
determine whether the project is being conducted in a manner consistent with the work plan presented and
discuss the impact of the project's various activities that address the project's effectiveness.
Legal Status of Applicant Entity
Applicants must provide the following documentation of their legal status:
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Proof of Non-Profit Status
Non-profit organizations applying for funding are required to submit proof of their non-profit status. Proof
of non-profit status is any one of the following:
A reference to the applicant organization's listing in the IRS's most recent list of tax-exempt
organizations described in the IRS Code.
A copy of a currently valid IRS tax-exemption certificate.
A statement from a State taxing body, State attorney general, or other appropriate State official
certifying that the applicant organization has non-profit status and that none of the net earnings
accrue to any private shareholders or individuals.
A certified copy of the organization's certificate of incorporation or similar document that clearly
establishes non-profit status.
Any of the items in the subparagraphs immediately above for a State or national parent organization
and a statement signed by the parent organization that the applicant organization is a local non-profit
affiliate.
When applying electronically, proof of non-profit status may be submitted as an attachment; however, proof
of non-profit status must be submitted prior to award.
Logic Model
Applicants are expected to use a model for designing and managing their project. A logic model is a
one-page diagram that presents the conceptual framework for a proposed project and explains the links
among program elements. While there are many versions of logic models, for the purposes of this
announcement the logic model should summarize the connections between the:
Goals of the project (e.g., objectives, reasons for proposing the interventions, if applicable);
Assumptions (e.g., beliefs about how the program will work and its supporting resources.
Assumptions should be based on research, best practices, and experience);
Inputs (e.g., organizational profile, collaborative partners, key staff, budget);
Activities (e.g., approach, listing key intervention, if applicable);
Outputs (i.e., the direct products or deliverables of program activities); and
Outcomes (i.e., the results of a program, typically describing a change in people or systems).
Organizational Capacity
Organizational charts
Board of Directors
Financial statements adhering to Generally Accepted Accounting Principles (GAAP)
Audit reports or statements from Certified Public Accountants/Licensed Public Accountants
Contact persons and telephone numbers
Names of bond carriers
Child care licenses and other documentation of professional accreditation
Information on compliance with Federal/State/local government standards
Documentation of experience in the program area
Personnel policies
Any other pertinent information the applicant deems relevant.
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Provide a biographical sketch or resume for each key person appointed. Resumes should be no more than
two pages in length. Job descriptions for each vacant key position should be included as well. As new key
staff are appointed, biographical sketches or resumes will also be required.
Protection of Sensitive and/or Confidential Information
If any confidential or sensitive information will be collected during the course of the project, whether from
staff (e.g., background investigations) or project participants and/or project beneficiaries, provide a
description of the methods that will be used to ensure that confidential and/or sensitive information is
properly handled and safeguarded. Also provide a plan for the disposition of such information at the end of
the project period.
Third-Party Agreements
Provide written and signed agreements between grantees and subgrantees, or subcontractors, or other
cooperating entities. These agreements must detail the scope of work to be performed, work schedules,
remuneration, and other terms and conditions that structure or define the relationship.
Budget and Budget Justification
Provide a budget with line-item detail and detailed calculations for each budget object class identified on the
Budget Information Form (SF-424A or SF-424C). Detailed calculations must include estimation methods,
quantities, unit costs, and other similar quantitative detail sufficient for the calculation to be duplicated. If
matching is a requirement, include a breakout by the funding sources identified in Block 18 of the SF-424.
Provide a narrative budget justification for the proposed project that is being fully funded (the budget period
and project period are the same). The narrative budget justification should describe how the categorical costs
are derived. Discuss the necessity, reasonableness, and allocation of the proposed costs.
General
Use the following guidelines for preparing the budget and budget justification. Both Federal and
non-Federal resources (when required) shall be detailed and justified in the budget and budget narrative
justification. "Federal resources" refers only to the ACF grant funds for which you are
applying. "Non-Federal resources" are all other non-ACF Federal and non-Federal resources. It is suggested
that budget amounts and computations be presented in a columnar format: first column, object class
categories; second column, Federal budget; next column(s), non-Federal budget(s); and last column, total
budget. The budget justification should be in a narrative form.
Personnel
Description: Costs of employee salaries and wages.
Justification: Identify the project director or principal investigator, if known at the time of application. For
each staff person, provide: the title; time commitment to the project in months; time commitment to the
project as a percentage or full-time equivalent; annual salary; grant salary; wage rates; etc. Do not include
the costs of consultants, personnel costs of delegate agencies, or of specific project(s) and/or businesses to be
financed by the applicant.
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Fringe Benefits
Description: Costs of employee fringe benefits unless treated as part of an approved indirect cost rate.
Justification: Provide a breakdown of the amounts and percentages that comprise fringe benefit costs such as
health insurance, Federal Insurance Contributions Act (FICA) taxes, retirement insurance, taxes, etc.
Travel
Description: Costs of project-related travel by employees of the applicant organization. (This item does not
include costs of consultant travel).
Justification: For each trip show: the total number of traveler(s); travel destination; duration of trip; per
diem; mileage allowances, if privately owned vehicles will be used to travel out of town; and other
transportation costs and subsistence allowances. If appropriate for this project, travel costs for key staff to
attend ACF-sponsored workshops should be detailed in the budget.
Equipment
Description: "Equipment" means an article of nonexpendable, tangible personal property having a useful
life of more than one year and an acquisition cost that equals or exceeds the lesser of: (a) the capitalization
level established by the organization for the financial statement purposes, or (b) $5,000. (Note: Acquisition
cost means the net invoice unit price of an item of equipment, including the cost of any modifications,
attachments, accessories, or auxiliary apparatus necessary to make it usable for the purpose for which it is
acquired. Ancillary charges, such as taxes, duty, protective in-transit insurance, freight, and installation, shall
be included in or excluded from acquisition cost in accordance with the organization's regular written
accounting practices.)
Justification: For each type of equipment requested provide: a description of the equipment; the cost per
unit; the number of units; the total cost; and a plan for use on the project; as well as use and/or disposal of
the equipment after the project ends. An applicant organization that uses its own definition for equipment
should provide a copy of its policy, or section of its policy, that includes the equipment definition.
Supplies
Description: Costs of all tangible personal property other than that included under the Equipment category.
Justification: Specify general categories of supplies and their costs. Show computations and provide other
information that supports the amount requested.
Contractual
Description: Costs of all contracts for services and goods except for those that belong under other categories
such as equipment, supplies, construction, etc. Include thirdparty evaluation contracts, if applicable, and
contracts with secondary recipient organizations, including delegate agencies and specific project(s) and/or
businesses to be financed by the applicant.
Justification: Demonstrate that all procurement transactions will be conducted in a manner to provide, to the
maximum extent practical, open and free competition. Recipients and subrecipients, other than States that are
required to use 45 CFR Part 92 procedures, must justify any anticipated procurement action that is expected
to be awarded without competition and exceeds the simplified acquisition threshold fixed at 41 U.S.C.
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403(11), currently set at $100,000. Recipients may be required to make pre-award review and procurement
documents, such as requests for proposals or invitations for bids, independent cost estimates, etc. available to
ACF.
Note: Whenever the applicant intends to delegate part of the project to another agency, the applicant must
provide a detailed budget and budget narrative for each delegate agency, by agency title, along with the
same supporting information referred to in these instructions.
Other
Description: Enter the total of all other costs. Such costs, where applicable and appropriate, may include but
are not limited to: local travel; insurance; food; medical and dental costs (noncontractual); professional
services costs; space and equipment rentals; printing and publication; computer use; training costs, such as
tuition and stipends; staff development costs; and administrative costs.
Justification: Provide computations, a narrative description and a justification for each cost under this
category.
Indirect Charges
Description: Total amount of indirect costs. This category should be used only when the applicant currently
has an indirect cost rate approved by the Department of Health and Human Services (HHS) or another
cognizant Federal agency.
Justification: An applicant that will charge indirect costs to the grant must enclose a copy of the current rate
agreement. If the applicant organization is in the process of initially developing or renegotiating a rate, upon
notification that an award will be made, it should immediately develop a tentative indirect cost rate proposal
based on its most recently completed fiscal year, in accordance with the cognizant agency's guidelines for
establishing indirect cost rates, and submit it to the cognizant agency. Applicants awaiting approval of their
indirect cost proposals may also request indirect costs. When an indirect cost rate is requested, those costs
included in the indirect cost pool should not be charged as direct costs to the grant. Also, if the applicant is
requesting a rate that is less than what is allowed under the program, the authorized representative of the
applicant organization must submit a signed acknowledgement that the applicant is accepting a lower rate
than allowed.
Paperwork Reduction Disclaimer
As required by the Paperwork Reduction Act of 1995, Pub.L. 104-13, the public reporting burden for the
Project Description is estimated to average 40 hours per response, including the time for reviewing
instructions, gathering and maintaining the data needed, and reviewing the collection information. The
Project Description information collection is approved under OMB control number 0970-0139, which
expires 11/30/2012. An agency may not conduct or sponsor, and a person is not required to respond to, a
collection of information unless it displays a currently valid OMB control number.
Application Submission Options
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Electronic Submission via www.Grants.gov
ACF will not accept applications via facsimile or email.
The Funding Opportunity Announcement is found on the Grants.gov website at
http://www.grants.gov where the electronic application can be downloaded for completion.
To apply electronically, applicants must be registered with Grants.gov, Dun and Bradstreet, and the
Central Contractor Registry (CCR).
Electronically submitted applications must be submitted and time/date stamped by the due date and
receipt time described in Section IV.3. Submission Dates and Times, of this announcement.
To submit an application through Grants.gov, the applicant must be an Authorized Organization
Representative (AOR) for their organization and must have a current registration with the Central
Contractor Registry (CCR).
Central Contractor Registry (CCR) registration must be updated annually. Electronically
submitted applications will not pass the validation check at Grants.gov if the AOR does not have a
current CCR registration and electronic signature credentials.
Applications rejected by Grants.gov for an unregistered AOR will be disqualified and will not be
considered for competition.
Additional guidance on the submission of electronic applications can be found at
http://www.acf.hhs.gov/grants/registration_checklist.html.
If difficulties are encountered in using Grants.gov, applicants must contact the Grants.gov Contact
center at:1-800-518-4726, or by email at [email protected], to report the problem and obtain
assistance.
Applicants are advised to retain Grants.gov Contact Center service ticket number(s) as they may be
needed for future reference.
Applicants that submit their applications electronically are encouraged to retain a hard copy of their
application.
It is to an applicant's advantage to submit their applications 24 hours in advance of the closing date
and time.
Contact with the Grants.gov Contact Center prior to the listed due date and time does not ensure
acceptance of your application. If difficulties are encountered, the Grants Management Officer
(GMO) will make a determination whether the issues are due to system errors or user error.
Hard Copy Submission
Applicants that are submitting their application in paper format should submit one original and two copies of
the complete application with all attachments. The original and each of the two copies must include all
required forms, certifications, assurances, and appendices, be signed by the Authorized Organization
Representative (AOR), and be unbound. The original copy of the application must have original signature(s).
See Section IV.6 of this announcement for address information for hard copy application submissions.
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Applicants may refer to Section VIII. Other Information for a checklist of application requirements that may
be used in developing and organizing application materials. Details concerning acknowledgment of received
applications are available in Section IV.3. Submission Dates and Times of this announcement.
IV.3. Submission Dates and Times
Due Date for Applications: [Insert 45 days from date of publication]
Explanation of Due Dates
The due date for receipt of applications is listed in this section. Applications received after 4:30 p.m., eastern
time, on the due date will be classified as late and will not be considered in the current competition.
Applicants are responsible for ensuring that applications are received by mail, hand-delivery, or submitted
electronically well in advance of the application due date and time.
Mailed Applications
Mailed applications must be received no later than 4:30 p.m., eastern time, at the address provided in Section
IV.6 of this announcement on the due date listed in this section.
Hand-Delivered Applications
Applications hand-delivered by applicants, applicant couriers, other representatives of the applicant, or by
overnight/express mail couriers must be received on, or before, the due date listed in this section, between
the hours of 8:00 a.m. and 4:30 p.m., eastern time, Monday through Friday (excluding Federal holidays).
Applications should be delivered to the address provided in Section IV.6. of this announcement.
Electronically-Submitted Applications
ACF cannot accommodate transmission of applications by facsimile or email. Instructions for electronic
submission through www.Grants.gov may be found at
http://www.acf.hhs.gov/grants/registration_checklist.html.
After the application is submitted electronically via Grants.gov, the applicant will receive three emails.
The following emails will be sent to the applicant from Grants.gov:
1. An automatic acknowledgement from Grants.gov of the application's submission that provides a
Grants.gov tracking number.
The date/time-stamp in this email serves as the official record of your application submission.
The date/time-stamp must reflect a submission time on or before 4:30 p.m., eastern time, on the
application due date for the application to be considered as meeting the due date and to be
considered for competition.
2. An acknowledgement from Grants.gov that the submitted application package has passed or failed a
series of checks and validations.
Applications that fail the validation check at Grants.gov because the Authorized Organization
Representative (AOR) is not currently registered with the Central Contractor Registry (CCR)
will be disqualified and will not be considered for competition.
3. An additional email from the Administration for Children and Families (ACF) will be sent to the
applicant indicating that the application has been retrieved from Grants.gov and received by ACF.
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Late Applications
No appeals will be considered for applications classified as late under the three cited circumstances:
Hard-copy applications received after 4:30 p.m., eastern time, on the due date will be classified
as late and will be disqualified.
Electronically-submitted applications are considered late and are disqualified when the
date/time-stamp received by email from www.Grants.gov is after 4:30 p.m., eastern time, on
the due date.
Electronically-submitted applications submitted by an AOR that does not have a current
registration with the Central Contractor Registry (CCR) will be rejected by Grants.gov.
Although the applicant may have an acceptable dated and time-stamped email from
Grants.gov, these applications are considered late and are disqualified and will not be
considered for competition.
Extension/Waiver of Due Date and Receipt Time
ACF may extend an application due date and receipt time when circumstances such as natural disasters occur
(floods, hurricanes, etc.); when there are widespread disruptions of mail service; or in other rare cases. The
determination to extend or waive due date and receipt time requirements rests with ACF's Chief Grants
Management Officer.
Acknowledgement of Received Application
ACF will not provide acknowledgement of receipt of hard copy application packages submitted via mail or
courier services.
Applicants who submit their application packages electronically via http://www.Grants.gov will receive two
email acknowledgements from that website:
1. Your application has been submitted and provides a Time/Date Stamp. This is considered the
official submission time.
2. Your application has been validated and provides a Time/Date Stamp. See the previous section on
disqualification for failing validation check because of an unregistered Authorized
Organization Representative.
An acknowledgement email from the Administration on Children and Families (ACF) indicating that the
application has been retrieved and received by ACF will be sent to applicants that apply via
http://www.Grants.gov
IV.4. Intergovernmental Review of Federal Programs
This program is not subject to Executive Order (E.O.) 12372, "Intergovernmental Review of Federal
Programs," or 45 CFR Part 100, "Intergovernmental Review of Department of Health and Human Services
Programs and Activities." No action is required of applicants under this announcement with regard to E.O.
12372.
IV.5. Funding Restrictions
Costs of organized fund raising, including financial campaigns, endowment drives, solicitation of gifts and
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Costs of organized fund raising, including financial campaigns, endowment drives, solicitation of gifts and
bequests, and similar expenses incurred solely to raise capital or obtain contributions, are considered
unallowable costs under grants awarded under this announcement.
Grant awards will not allow reimbursement of pre-award costs.
Construction is not an allowable activity or expenditure under this grant award.
Purchase of real property is not an allowable activity or expenditure under this grant award.
Cooperative agreement funds may not be used to cover costs incurred in connection with any criminal, civil
or administrative proceeding commenced by the Federal Government or a State or local government if the
proceeding relates to a violation of, or failure to comply with, a Federal, State or local statute or regulation by
the organization and results in the imposition of a monetary penalty or a final decision to debar or suspend
the organization, rescind or void an award, or to terminate an award (OMB Circular A-122, Att. B, paragraph
10.2, 2 CFR Part 230, App. B, paragraph 10.b.). Moreover, costs of legal, accounting, and consultant
services, and related costs, incurred "in connection with defense against Federal Government claims or
appeals . . .or the prosecution of claims or appeals against the Federal Government, are unallowable" (OMB
Circular A-122, Att. B, paragraph 10.7, 2 CFR Part 230, App. B, paragraph 10.g.).
Sub-Contracting or Delegating Projects
OCS will not fund any project where the role of the applicant is primarily to serve as a conduit for funds to
organizations other than the applicant. The applicant must have a substantive role in the implementation of
the project for which funding is requested. This prohibition does not bar the making of sub-grants or
sub-contracting for specific services or activities that are needed to conduct the project.
IV.6. Other Submission Requirements
Submit applications to one of the following addresses:
Submission By Mail
U.S. Department of Health and Human Services
Administration for Children and Families
Office of Community Services
Operations Center
1515 Wilson Boulevard, Suite 100
Arlington, VA 22209
Hand Delivery
U.S. Department of Health and Human Services
Administration for Children and Families
Office of Community Services
Operations Center
1515 Wilson Boulevard, Suite 100
Arlington, VA 22209
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Electronic Submission
See Section IV.2 for application requirements and for guidance when submitting applications electronically
via http://www.Grants.gov.
For all submissions, see Section IV.3 for information on due dates and times.
V. Application Review Information
V.1. Criteria
Applications competing for financial assistance will be reviewed and evaluated using the criteria described in
this section. The corresponding point values indicate the relative importance placed on each review criterion.
Points will be allocated based on the extent to which the application proposal addresses each of the criteria
listed. Applicants should address these criteria in their application materials, particularly in the project
description and budget justification, as they are the basis upon which competing applications will be judged
during the objective review. The required elements of the project description and budget justification may be
found in Section IV.2 of this announcement.
Application components may be organized such that a reviewer will be able to follow a seamless and logical
flow of information (i.e., from a broad overview of the project to more detailed information about how it
will be conducted).
ORGANIZATIONAL PROFILES
Maximum Points: 10
(1) The extent to which the applicant demonstrates that it has experience and a successful record of
accomplishment relevant to the specific activities it proposes to accomplish.
(2) The extent to which the applicant details the organization's ability to identify, assess, and document
exemplary practice models regarding implementation, dissemination, and sustainability projects that focus
on employment-related services, coordination of benefits enrollment activities, and community economic
development activities and services. If applicable, information provided by the applicant may also address
the related achievements and competence of each cooperating or sponsoring organization.
(3) The extent to which the applicant describes, for example in a resume, the experience and skills of the
proposed project director and primary staff members and demonstrates specific qualifications and
professional experiences that are relevant to the successful implementation of the proposed project.
(4) If sub-contractors are proposed, the extent to which the applicant documents the willingness and
capacity of the subcontracting organization(s) to participate as described.
OUTCOMES EXPECTED
Maximum Points: 15
(1) The extent to which the applicant describes how the project will ensure long-term program and
management improvements for CSBG-eligible entities, State CSBG Lead Agency, State Community Action
Agency Associations and/or other local providers of CSBG services and activities.
(2) The extent to which the applicant indicates the number of organizations and/or staff members who will
benefit from T/TA services.
(3) The extent to which the applicant describes how the project will contribute to and promote exemplary
practice models that State CSBG Lead Agencies and other CSBG Network members can reference for
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guidance, insight, and possible replication.
OBJECTIVES AND NEED FOR ASSISTANCE
Maximum Points: 20
(1) The extent to which the application documents that the proposed project addresses vital needs related to
the program purposes and provides statistics and other data and information in support of its contention.
(2) The extent to which the application provides current supporting documentation or other testimonies
regarding needs from State CSBG Directors, State Community Action Agency Associations and local
service providers.
(3) The extent to which the applicant demonstrates an awareness and knowledge of current literature and
understanding of practice models that focus on implementation, dissemination, and sustainability projects
for employment-related services, coordination of benefits enrollment activities, and community economic
development activities and services. The discussion must address the range of issues related to one, or any
combination of, the focus area(s) selected by the applicant for the project.
(4) The extent to which the applicant demonstrates an understanding of the challenges facing the State
CSBG Lead Agencies and CSBG-eligible entities and the current status of existing services. This
discussion must include issues related to formalizing community service approaches, enhancing existing
CSBG activities and services, and developing improved strategic plans based on CSBG national goals and
measures.
(5) The extent to which the applicant demonstrates a thorough understanding of the need for identifying and
documenting knowledge about implementation, dissemination, and sustainability projects focused on
employment-related services, coordination of benefits enrollment activities, and community economic
development activities and services, through exemplary practice models.
APPROACH
Maximum Points: 50
(1) The extent to which the applicant clearly documents which of the three practice models, or combination
thereof they are applying for, and justifies their selection in terms of history of involvement, documented
experience and areas of expertise in specified project goals and objectives.
(2) The extent to which the applicant proposes strategies that demonstrate an understanding of
implementation, dissemination, and sustainability projects and the key components of these topics.
(3) The extent to which the applicant describes a clear one-year plan of work that includes the method and
set of criteria for identifying, assessing, and documenting exemplary practice models regarding
implementation, dissemination, and sustainability projects that focus on Job Creation and Green Jobs;
Benefits Enrollment Coordination; and/or Community Economic Development.
(4) The extent to which the applicant's one-year work plan is appropriate, reasonable, and likely to: a) result
in a comprehensive assessment of the practice models; b) identify exemplary practice models related to
implementation, dissemination, and sustainability projects that focus on employment-related services,
coordination of benefits enrollment coordination, and community economic development activities and
services; c) identify knowledge gaps; d) identify strategies and methods for reassessing exemplary practice
models; and e) lend itself to an enhanced infrastructure for the long-term T/TA needs of the Community
Action Network.
(5) The extent to which the applicant's proposed logic model demonstrates a linkage between project
objectives, the proposed project approach, and expected results.
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(6) The extent to which the applicant describes a work program that is results-oriented and related to the
legislative mandate for CSBG.
(7) The extent to which the applicant addresses specific outcomes to be achieved and performance targets
that the project is committed to achieving, including a discussion of how the project will verify the
achievement of these targets.
(8) The extent to which the applicant describes specific national, State, and local organizations that will be
involved in identifying and documenting exemplary practice models, as well as assessing their relevance.
(9) If the applicant proposes to facilitate conference calls, meetings, etc., the application will be evaluated
on the extent to which it identifies the number and types of beneficiaries.
BUDGET AND BUDGET JUSTIFICATION
Maximum Points: 5
(1) The extent to which the resources requested are reasonable and adequate to accomplish the project.
(2) The extent to which the total costs of the project are reasonable and consistent with anticipated results.
V.2. Review and Selection Process
No grant award will be made under this announcement on the basis of an incomplete application.
Initial ACF Screening: Each application will be screened to determine whether it was received by the
closing date and time and whether the requested amount exceeds the award ceiling. Applications that are
designated as late according to Section IV.3. Submission Dates and Times or those with requests that exceed
the award ceiling, stated in Section II. Award Information will be returned to the applicant with a notation
that they were deemed non-responsive and will not be reviewed.
Objective Review and Results
Applications competing for financial assistance will be reviewed and evaluated by objective review panels
using the criteria, described in Section V.1 of this announcement. Each panel is made up of experts with
knowledge and experience in the area under review. Generally, review panels are composed of three
reviewers and one chairperson.
Results of the competitive objective review are taken into consideration by ACF in the selection of projects
for funding; however, objective review scores and rankings are not binding and are one element of the
decision-making process.
ACF may elect to not fund applicants that have management or financial problems, which would indicate an
inability to successfully complete the proposed project. Successful applicants may be funded at an amount
lower than that requested.
OCS Evaluation of Applications
An objective review panel composed of non-federal reviewers will review and rate applications that pass the
initial OCS screening based on the program elements and evaluation criteria presented in relevant sections of
this Funding Opportunity Announcement.
The evaluation criteria enable the review panel to assess the quality of a proposed project and determine the
likelihood of its success. The criteria are closely related to each other and the panel considers them as a
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likelihood of its success. The criteria are closely related to each other and the panel considers them as a
whole in judging the overall quality of an application. The review panel awards points only to applications
that are responsive to the program elements and relevant evaluation criteria within the context of this
Funding Opportunity Announcement. The OCS Director and the program staff members use the reviewer
scores when considering competing applications. Reviewer scores will weigh heavily in funding decisions,
but will not be the only factors considered.
OCS will generally consider applications in order of the average scores assigned by the review panel.
Because OCS takes other important factors into consideration, highly ranked applications are not guaranteed
funding. These other considerations include, for example, the timely and proper completion by the applicant
of projects funded with OCS funds granted in the last five years; comments of reviewers and Government
officials; staff evaluation and input; amount and duration of the cooperative agreement requested and the
proposed project's consistency and harmony with OCS goals and policy; geographic distribution of
applications; previous program performance of applicants; compliance with cooperative agreement terms
under previous HHS cooperative agreements; audit reports; investigative reports; and an applicant's progress
in resolving any final audit disallowances on previous OCS or other Federal agency grants.
Please refer to Section IV.2 of this announcement for information on non-Federal reviewers in the review
process.
Approved but Unfunded Applications
Applications that are approved but unfunded may be held over for funding in the next funding cycle, pending
the availability of funds, for a period not to exceed one year.
V.3. Anticipated Announcement and Award Dates
Not Applicable.
VI. Award Administration Information
VI.1. Award Notices
Successful applicants will be notified through the issuance of a Financial Assistance Award (FAA) document
that sets forth the amount of funds granted, the terms and conditions of the grant, the effective date of the
grant, the budget period for which initial support will be given, the non-Federal share to be provided (if
applicable), and the total project period for which support is contemplated. The FAA will be signed by the
Grants Officer and transmitted via postal mail. Following the finalization of funding decisions,
organizations whose applications will not be funded will be notified by letter, signed by the Program Office
head.
VI.2. Administrative and National Policy Requirements
Awards issued under this announcement are subject to the uniform administrative requirements and cost
principles of 45 CFR Part 74 (Awards And Subawards To Institutions Of Higher Education, Hospitals, Other
Nonprofit Organizations, And Commercial Organizations), or 45 CFR Part 92 (Grants And Cooperative
Agreements To State, Local, And Tribal Governments).
An application funded with the release of Federal funds through a grant award, does not constitute, or imply,
compliance with Federal regulations. Funded organizations are responsible for ensuring that their activities
comply with all applicable Federal regulations.
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Grantees are subject to the limitations set forth in 45 CFR Part 74, Subpart E-Special Provisions for Awards
to Commercial Organizations (45 CFR §74.81_Prohibition against profit), which states that, "... no HHS
funds may be paid as profit to any recipient even if the recipient is a commercial organization. Profit is any
amount in excess of allowable direct and indirect costs."
Grantees are also subject to the requirements of 45 CFR Part 87, Equal Treatment for Faith-Based
Organizations: "Direct Federal grants, sub-award funds, or contracts under this ACF program shall not be
used to support inherently religious activities such as religious instruction, worship, or proselytization.
Therefore, organizations must take steps to separate, in time or location, their inherently religious activities
from the services funded under this program. Regulations pertaining to the Equal Treatment for Faith-Based
Organizations, which includes the prohibition against Federal funding of inherently religious activities, can
be found at the HHS web site at: http://www.hhs.gov/fbci/waisgate21.pdf.
A faith-based organization receiving HHS funds retains its independence from Federal, State, and local
governments, and may continue to carry out its mission, including the definition, practice, and expression of
its religious beliefs. For example, a faith-based organization may use space in its facilities to provide secular
programs or services funded with Federal funds without removing religious art, icons, scriptures, or other
religious symbols. In addition, a faith-based organization that receives Federal funds retains its authority over
its internal governance, and it may retain religious terms in its organization's name, select its board members
on a religious basis, and include religious references in its organization's mission statements and other
governing documents in accordance with all program requirements, statutes, and other applicable
requirements governing the conduct of HHS funded activities." Additional information on "Understanding
the Regulations Related to the Faith-Based and Community Initiative" can be found at:
http://www.hhs.gov/fbci/regulations/index.html.
The Code of Federal Regulations (CFR) is available at http://www.gpoaccess.gov/CFR/.
Award Term and Condition for Trafficking in Persons
Awards issued under this announcement are subject to the requirements of Section 106 (g) of the Trafficking
Victims Protection Act of 2000, as amended (22 U.S.C. 7104). For the full text of the award term, go to
http://www.acf.hhs.gov/grants/award_term.html. If you are unable to access this link, please contact the
Grants Management Contact identified in Section VII. Agency Contacts of this announcement to obtain a
copy of the Term.
HHS Grants Policy Statement
The HHS Grants Policy Statement (HHS GPS) is the Department of Health and Human Services' single
policy guide for discretionary grants and cooperative agreements. ACF grant awards are subject to the
requirements of the HHS GPS, which covers basic grants processes, standard terms and conditions, and
points of contact, as well as important agency-specific requirements. Appendices to the HHS GPS include a
glossary of terms and a list of standard abbreviations for ease of reference. The general terms and conditions
in the HHS GPS will apply as indicated unless there are statutory, regulatory, or award-specific requirements
to the contrary that are specified in the Financial Assistance Award (FAA). The HHS GPS is available at
http://www.acf.hhs.gov/grants/grants_related.html.
VI.3. Reporting
Grantees under this announcement will be required to submit performance progress and financial reports
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Grantees under this announcement will be required to submit performance progress and financial reports
periodically throughout the project period. The frequency of required reporting is listed later in this section.
In FY 2009, most ACF grantees began using a standard form for required performance progress reporting
(PPR). Use of the new standard form, the ACF-OGM SF-PPR, began for new awards and continuation
awards made by ACF in FY 2009. At a minimum, grantees are required to submit the ACF-OGM SF-PPR,
which consists of the ACF-OGM SF-PPR Cover Page and the Program Indicators-Attachment B. ACF
Programs that utilize reporting forms or formats in addition to, or instead of, the ACF-OGM SF-PPR have
listed the reporting requirements later in this section.
Grant award documents will inform grantees of the appropriate performance progress report form or format
to use beginning in FY 2009. Grantees should consult their award documents to determine the appropriate
performance progress report format required under their award.
Grantees will continue to use the Financial Status Report (FSR) SF-269 (long form) for required financial
reporting.
Performance progress and financial reports are due 30 days after the end of the reporting period. Final
program performance and financial reports are due 90 days after the close of the project period. Final
reports may be submitted in hard copy to the Grants Management Office Contact listed in Section VII.
Agency Contacts of this announcement.
The SF-269 (long form) and the ACF-OGM-SF-PPR may be found at
http://www.acf.hhs.gov/grants/grants_resources.html.
Program Progress Reports: Semi-Annually
Financial Reports:
Semi-Annually
Recovery Act Reporting Requirements
Recipients of Federal awards from funds appropriated by Division A of the ARRA must comply with all
requirements specified in Division A of the ARRA (Pub.L. 111-5), including reporting requirements outlined
in Section 1512 of the Act. For purposes of reporting, ARRA recipients must report on ARRA sub-recipient
(sub-grantee and sub-contractor) activities as specified below.
Not later than 10 days after the end of each calendar quarter, starting with the quarter ending June 30, 2010,
and reporting by July 10, 2010, the recipient must submit quarterly reports to Department of Health and
Human Services (HHS) that will posted to Recovery.gov, containing the following information:
a. The total amount of ARRA funds under this award;
b. The amount of ARRA funds received under this award that were obligated and expended to projects
or activities;
c. The amount of unobligated award balances;
d. A detailed list of all projects or activities for which ARRA funds under this award were obligated and
expended, including
The name of the project or activity;
A description of the project or activity;
An evaluation of the completion status of the project or activity;
An estimate of the number of jobs created and the number of jobs retained by the project or
activity; and
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activity; and
For infrastructure investments made by State and local governments, the purpose, total cost,
and rationale of the agency for funding the infrastructure investment with funds made
available under this Act, and the name of the person to contact at the agency if there are
concerns with the infrastructure investment.
e. Detailed information on any sub-awards (sub-contracts or sub-grants) made by the grant recipient to
include the data elements required to comply with the Federal Funding Accountability and
Transparency Act of 2006 (Pub.L. 109-282).
For any sub-award equal to or larger than $25,000, the following information:
The name of the entity receiving the sub-award;
The amount of the sub-award;
The transaction type;
The North American Industry Classification System code or Catalog of Federal Domestic
Assistance (CFDA) number;
Program source;
An award title descriptive of the purpose of each funding action;
The location of the entity receiving the award;
The primary location of performance under the award, including the city, State, congressional
district, and country; and
A unique identifier of the entity receiving the award and of the parent entity of the recipient,
should the entity be owned by another entity.
f. All sub-awards less than $25,000, or to individuals may be reported in the aggregate, as prescribed by
HHS.
g. Recipients must account for each ARRA award and sub-award (sub-grant and sub-contract)
separately. Recipients will draw down ARRA funds on an award-specific basis. Pooling of ARRA
award funds with other funds for drawdown or other purposes is not permitted.
h. Recipients must account for each ARRA award separately by referencing the assigned CFDA number
for each award.
The definition of terms and data elements, as well as any specific instructions for reporting, including
required formats, will be provided in subsequent guidance issued by HHS.
(See Standard Terms and Conditions, American Recovery and Reinvestment Act of 2009, Division A
Funds as Attachment 1 at the end of this announcement.)
VII. Agency Contacts
Program Office Contact
J. Janelle George
Administration for Children and Families
Office of Community Services
Division of State Assistance
Aerospace Building
901 D Street, SW
Washington, DC 20447
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Phone: (202) 401-4830
Fax: (202) 401-5718
Email: [email protected]
Office of Grants Management Contact
Katrina Morgan
Administration for Children and Families
Division of Discretionary Grants
Office of Community Services Operations Center
1515 Wilson Blvd., Suite 100
Arlington, VA 22209
Phone: (800) 281-9519
Email: [email protected]
Federal Relay Service:
Hearing-impaired and speech-impaired callers may contact the Federal Relay Service for assistance at
1-800-877-8339 (TTY - Text Telephone or ASCII - American Standard Code For Information Interchange).
VIII. Other Information
Reference Websites
U.S. Department of Health and Human Services (HHS) on the Internet http://www.hhs.gov/
Administration for Children and Families (ACF) on the Internet http://www.acf.hhs.gov/.
Administration for Children and Families - Funding Opportunities
homepage http://www.acf.hhs.gov/grants/.
Catalog of Federal Domestic Assistance (CFDA) https://www.cfda.gov/.
Code of Federal Regulations (C.F.R.) http://www.gpoaccess.gov/cfr/index.html
United States Code (U.S.C) http://www.gpoaccess.gov/uscode/
Sign up to receive notification of ACF Funding Opportunities at www. Grants.gov
http://www.grants.gov/applicants/email_subscription.jsp
Additional information about the American Recovery and Reinvestment Act of 2009 can be located on the
following website: http://www.recovery.gov.
Additional information about this program and its purpose can be located on the following website:
http://www.acf.hhs.gov/programs/ocs.
Checklist
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Checklist
All required Standard Forms, assurances, and certifications are available on the ACF Forms page
at http://www.acf.hhs.gov/grants/grants_resources.html and on the Grants.gov Forms Repository webpage
at http://apply07.grants.gov/apply/FormLinks?family=15.
Versions of other Standard Forms (SFs) are available on the Office of Management and
Budget (OMB) Grants Management Forms web site at http://www.whitehouse.gov/omb/grants_forms/.
For information regarding accessibility issues, visit the Grants.gov Accessibility Compliance Page at
http://www07.grants.gov/aboutgrants/accessibility_compliance.jsp.
Applicants may use the checklist below as a guide when preparing your application package.
The OCS website, http://www.acf.hhs.gov/programs/ocs/, provides a wide range of information and links to
other relevant websites. Before preparing an application, OCS suggests the applicant learn more about the
mission and programs of OCS by exploring the website.
What to Submit
Where Found
When to Submit
SF-424 - Application for
Federal Assistance
Referenced in Section IV.2 and
found at http:// www.acf.hhs.gov/
grants/grants_resources.html and at
the Grants.gov Forms
Repository at http://
apply07.grants.gov
/apply/FormLinks?family=15.
Submission due by application
due date found in Overview and
Section IV.3.
Referenced in Section IV.2 and
found at http:// www.acf.hhs.gov
/grants/grants_resources.html.
Submission due by application
due date found in Overview and
Section IV.3.
Table of Contents
Referenced in Section IV.2 of the
announcement under "Project
Description."
Submission due by application
due date found in Overview and
Section IV.3.
Project Summary/Abstract
Referenced in Section IV.2 of the
announcement under "Project
Description."
Submission due by application
due date found in Overview and
Section IV.3.
Project Description
Referenced in Section IV.2 of the
announcement.
Submission due by application
due date found in Overview and
Section IV.3.
SF-P/PSL Project/Performance Site
Location(s)
SF-424A - Budget
Information Non-Construction Programs
SF-424B - Assurances Non-Construction Programs
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Budget and Budget
Justification
Referenced in Section IV.2 of the
announcement under "Project
Description."
Submission due by application
due date found in Overview and
Section IV.3.
Proof of Non-Profit Status
Referenced in Section IV.2 of the
announcement under "Eligibility
Certification."
By date of award.
Proof of Grant Award
A copy of the applicant's Financial
Assistance Award (FAA).
Organizations applying for
funding are required to submit
proof of grant award for funding
opportunity
HHS-2009-ACF-OCS-EQ-0037
by date of award.
Certification Regarding
Lobbying
Referenced in Section IV.2 of the
announcement and found at http://
www.acf.hhs.gov
/grants/grants_resources.html.
Submission due by date of award.
SF-LLL - Disclosure of
Lobbying Activities, if
applicable
"Disclosure Form to Report
Lobbying" is referenced in Section
IV.2 and found at http://
www.acf.hhs.gov
/grants/grants_resources.html.
Submission due by application
due date found in Overview and
Section IV.3.
Submission of this form is required
if any funds have been paid, or will
be paid, to any person for
influencing, or attempting to
influence, an officer or employee of
any agency, a Member of Congress,
an officer or employee of Congress,
or an employee of a Member of
Congress in connection with this
commitment providing for the
United States to insure or guarantee
a loan.
Third-Party Agreements
Referenced in Section IV.2 of the
announcement under "Project
Description."
Submission due by application
due date found in Overview and
Section IV.3.
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Logic Model
Referenced in Section IV.2 of the
announcement under "Project
Description."
Submission due by application
due date found in Overview and
Section IV.3.
Survey on Ensuring Equal
Opportunity for Applicants
Non-profit private organizations
(not including private universities)
are encouraged to submit the
"Survey on Ensuring Equal
Opportunity for Applicants" with
their applications. Applicants using
a hard copy application, place the
completed survey in an envelope
labeled "Applicant Survey." Seal
the envelope and include it along
with your application package.
Applicants applying electronically,
please submit this survey along
with your application.
Submission due by date of award.
The Survey is referenced in Section
IV.2 of the announcement. The
Survey may be found at http://
www.acf.hhs.gov
/grants/grants_resources.html.
Signature
Date:
_________________________________________________
Yolanda J. Butler, Ph.D.
Acting Director
Office of Community Services
Appendices
Attachment 1
Standard Terms and Conditions
American Recovery and Reinvestment Act of 2009
Division A Funds
February 26, 2009
1. Other Standard Terms and Conditions
All other grant policy terms and conditions contained in applicable Department of Health and Human
Services (HHS) Grant Policy Statements apply unless they conflict or are superseded by the following terms
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and conditions implementing the American Recovery and Reinvestment Act of 2009 (ARRA) requirements
below. Recipients are responsible for contacting their HHS grant/program managers for any needed
clarifications.
2. Recipient Reporting
Recipients of Federal awards from funds authorized under Division A of the ARRA must comply with all
requirements specified in Division A of the ARRA (Public Law 111-5), including reporting requirements
outlined in Section 1512 of the Act. For purposes of reporting, ARRA recipients must report on ARRA
sub-recipient (sub-grantee and sub-contractor) activities as specified below.
Not later than 10 days after the end of each calendar quarter, starting with the quarter ending June 30, 2009
and reporting by July 10, 2009, the recipient must submit quarterly reports to HHS that will posted to
Recovery.gov, containing the following information:
a. The total amount of ARRA funds under this award;
b. The amount of ARRA funds received under this award that were obligated and expended to projects
or activities;
c. The amount of unobligated award balances;
d. A detailed list of all projects or activities for which ARRA funds under this award were obligated and
expended, including
a.
The name of the project or activity;
A description of the project or activity;
An evaluation of the completion status of the project or activity;
An estimate of the number of jobs created and the number of jobs retained by the project or
activity; and
For infrastructure investments made by State and local governments, the purpose, total cost,
and rationale of the agency for funding the infrastructure investment with funds made
available under this Act, and the name of the person to contact at the agency if there are
concerns with the infrastructure investment.
a. Detailed information on any sub-awards (sub-contracts or sub-grants) made by the grant recipient to
include the data elements required to comply with the Federal Funding Accountability and
Transparency Act of 2006 (Public Law 109-282).
For any sub-award equal to or larger than $25,000, the following information:
a.
The name of the entity receiving the sub-award;
The amount of the sub-award;
The transaction type;
The North American Industry Classification System code or Catalog of Federal Domestic
Assistance (CFDA) number;
Program source;
An award title descriptive of the purpose of each funding action;
The location of the entity receiving the award;
The primary location of performance under the award, including the city, State, congressional
district, and country; and
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A unique identifier of the entity receiving the award and of the parent entity of the recipient,
should the entity be owned by another entity.
a. All sub-awards less than $25,000 or to individuals may be reported in the aggregate, as prescribed by
HHS.
b. Recipients must account for each ARRA award and sub-award (sub-grant and sub-contract)
separately. Recipients will draw down ARRA funds on an award-specific basis. Pooling of ARRA
award funds with other funds for drawdown or other purposes is not permitted.
c. Recipients must account for each ARRA award separately by referencing the assigned CFDA number
for each award.
The definition of terms and data elements, as well as any specific instructions for reporting, including
required formats, will be provided in subsequent guidance issued by HHS.
3. Buy American - Use of American Iron, Steel, and Manufactured Goods
Recipients may not use any funds obligated under this award for the construction, alteration, maintenance, or
repair of a public building or public work unless all of the iron, steel, and manufactured goods used in the
project are produced in the United States unless HHS waives the application of this provision. (ARRA Sec.
1605)
4. Wage Rate Requirements
[This term and condition shall not apply to tribal contracts entered into by the Indian Health Service funded
with this appropriation. (ARRA Title VII - Interior, Environment, and Related Agencies, Department of
Health and Human Services, Indian Health Facilities)]
Subject to further clarification issued by the Office of Management and Budget, and notwithstanding any
other provision of law and in a manner consistent with other provisions of ARRA, all laborers and mechanics
employed by contractors and subcontractors on projects funded directly by or assisted in whole or in part by
and through the Federal Government pursuant to this award shall be paid wages at rates not less than those
prevailing on projects of a character similar in the locality as determined by the Secretary of Labor in
accordance with subchapter IV of chapter 31 of title 40, United States Code. With respect to the labor
standards specified in this section, the Secretary of Labor shall have the authority and functions set forth in
Reorganization Plan Numbered 14 of 1950 (64 Stat. 1267; 5 U.S.C. App.) and section 3145 of title 40, United
States Code. (ARRA Sec. 1606)
5. Preference for Quick Start Activities (ARRA)
In using funds for this award for infrastructure investment, recipients shall give preference to activities that
can be started and completed expeditiously, including a goal of using at least 50 percent of the funds for
activities that can be initiated not later than 120 days after the date of the enactment of ARRA. Recipients
shall also use grant funds in a manner that maximizes job creation and economic benefit. (ARRA Sec. 1602)
6. Limit on Funds (ARRA)
None of the funds appropriated or otherwise made available in ARRA may be used by any State or local
government, or any private entity, for any casino or other gambling establishment, aquarium, zoo, golf course,
or swimming pool. (ARRA Sec. 1604)
7. Disclosure of Fraud or Misconduct
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Each recipient or sub-recipient awarded funds made available under the ARRA shall promptly refer to the
HHS Office of Inspector General any credible evidence that a principal, employee, agent, contractor,
sub-recipient, subcontractor, or other person has submitted a false claim under the False Claims Act or has
committed a criminal or civil violation of laws pertaining to fraud, conflict of interest, bribery, gratuity, or
similar misconduct involving those funds. The HHS Office of Inspector General can be reached at
http://www.oig.hhs.gov/fraud/hotline/
8. ARRA: One-Time Funding
Unless otherwise specified, ARRA funding to existent or new awardees should be considered one-time
funding.
9. Schedule of Expenditures of Federal Awards
Recipients agree to separately identify the expenditures for each grant award funded under ARRA on the
Schedule of Expenditures of Federal Awards (SEFA) and the Data Collection Form (SF-SAC) required by
Office of Management and Budget Circular A-133, "Audits of States, Local Governments, and Nonprofit
Organizations." This identification on the SEFA and SF-SAC shall include the Federal award number, the
Catalog of Federal Domestic Assistance (CFDA) number, and amount such that separate accountability and
disclosure is provided for ARRA funds by Federal award number consistent with the recipient reports
required by ARRA Section 1512(c). (2 CFR 215.26, 45 CFR 74.26, and 45 CFR 92.26)
10. Responsibilities for Informing Sub-recipients
Recipients agree to separately identify to each sub-recipient, and document at the time of sub-award and at
the time of disbursement of funds, the Federal award number, any special CFDA number assigned for ARRA
purposes, and amount of ARRA funds. (2 CFR 215.26, 45 CFR 74.26, and 45 CFR 92.26)
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File Type | application/pdf |
File Modified | 2010-04-02 |
File Created | 2010-04-02 |