| NOTE: THE REPORTING, CERTIFICATION AND NOTICE REQUIREMENTS SET FORTH HEREIN ARE REQUIREMENT OUTLINES AND NOT COMPREHENSIVE; THE ISSUERS AND THEIR COUNSEL SHOULD REFERENCE THE INDENTURE AND THE RELATED DOCUMENTS FOR A COMPLETE LIST OF THESE REQUIREMENTS AND THE REQUISITE DETAILS. |
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| Financial Reports & Other Submissions |
State HFAs |
Local HFAs |
| Issuer Financial Statements |
Quarterly |
Annually1 |
| Indenture Financial Statements |
Annually1 |
N/A |
| Secondary Market Disclosures |
Quarterly |
Annually1 |
| Material events filings |
At occurrence |
At occurrence |
| Current counterparties (including, but not limited to, GIC providers, LOC providers and swap providers) and exposures |
Quarterly |
Annually1 |
| Copies of Official Statements or any other disclosure documents w/in 30 days of issuance of debt payable from Indenture revenues |
As available |
As available |
| Most recent ratings letters and any rating report |
As available |
As available |
| Copies of presentations to rating agencies |
As available |
As available |
| Indenture Cash flow certificates |
As available |
As available |
| Trustee trial balance, or trial balance certified by the Issuer, setting forth amounts held in the revenue fund and all other accounts under the Indenture |
Quarterly |
Quarterly |
| Loan portfolio performance data (see "Single Family Indenture Reporting Requirements," "Multifamily Indenture Reporting Requirements - Multi Loan Pools," Multifamily Indenture Reporting Requirements - Single Loan," "Policy Outcome Metrics - Single Family" and Policy Outcome Metrics - Multi Loan Pools") |
Monthly |
Monthly |
| Any information for housing goals upon GSE request |
Upon request |
Upon request |
| Other data, as requested by GSEs, including loan level data if required for asset management/surveillance |
Upon request |
Upon request |
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| 1If available on a quarterly basis, please provide as well. |
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| Certifications1 |
State HFAs |
Local HFAs |
| Certificate of Issuer stating that there is no default or Event of Default under the relevant documents (Indenture, Reimbursement Agreement, Placement Agreement, etc.) |
Quarterly |
Annual |
| Certificate of compliance with all Indenture covenants |
Quarterly |
Annual |
| For any withdrawal from the Indenture other than for ordinary and customary expenses, and to fund or reimburse the costs of programs sponsored by the Issuer, a certificate specifying the amount and purpose of the withdrawal |
At occurrence |
At occurrence |
| TCLF Only - Certification showing that it was uneconomical to convert to fixed rate during the prior year |
Annual |
Annual |
| Notices |
All HFAs |
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| Any default or Event of Default under the relevant documents (Indenture, Reimbursement Agreement, Placement Agreement, or any other HFA Initiative document) |
At occurrence |
| The action(s) to be taken with respect to any such default or Event of Default |
At determination |
| Any default or event of default by Issuer or counterparty (including, but not limited to, GIC providers, LOC providers and swap providers) under a Related Document, but which is not an HFA Initiative document |
At occurrence |
| The action(s) to be taken with respect to any such default or event of default |
At determination |
| Any material increases in the collateralization requirements of the Issuer under the Hedge documents |
At occurrence |
| Any termination payments required by the Issuer under the Hedge documents |
At occurrence |
| Any resignation by or removal of Trustee, Remarketing Agent or Tender Agent received or given by the Issuer |
At occurrence |
| Any extraordinary payment or transfer of funds from Indenture |
At occurrence |
| Failure of Remarketing Agent, Tender Agent or Trustee to perform duties |
At occurrence |
| Litigation, administrative or other proceeding, legislation, business, or other development with material adverse affect on business or ability to perform under the documents |
At occurrence |
| Downgrade of bond or Issuer rating or placement on negative outlook by a rating agency |
At occurrence |
| Notice of change in counterparties, material changes in exposures or ratings of counterparties (including, but not limited to, GIC Providers, LOC providers and swap providers) |
At occurrence |
| Any changes to the Indenture relating to the Program Bonds |
At determination |
| Unscheduled draws on debt service reserves or credit enhancement |
At occurrence |
| Defeasances |
At occurrence |
| Release, substitution or sale of property securing repayment of Program Bonds |
At occurrence |
| TCLF Only - Notice of VRDO failed remarketings |
At occurrence |
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| 1Certification forms to follow |
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| MULTIFAMILY INDENTURE REPORTING REQUIREMENTS - SINGLE LOAN1 |
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| MF HFA Name |
XXX HFA Indenture Name |
XXX HFA Indenture Name |
XXX HFA Indenture Name |
| Report Date |
05/01/10 |
06/01/10 |
07/01/10 |
| Mortgage Loan Unpaid Principal Balance (UPB) |
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| MBS UPB |
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| Collateral CUSIPs |
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| Delinquency Status |
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| Bankruptcy / Foreclosure / REO2 |
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| Cum. Loss |
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| Curr LTV |
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| Curr DSCR |
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| Curr Occupancy |
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| Parity Ratio (Asset/Liability) |
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| FHA / Freddie / Fannie / Ginnie2 |
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| Servicer(s)3 |
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| Debt Service Reserve Fund Balance |
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| Other Reserve Balances |
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| GIC Provider(s)3 |
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| GIC Amount(s)3 |
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| GIC Maturity(ies)3 |
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| GIC Rate(s)3 |
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| 1Upon downgrade (Indenture or Issuer), more detailed information may be requested. |
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| This could include loan level data tapes and on site access to the Issuer and senior management. |
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| 2Please indicate which (if any) applies |
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| 3Please add rows to include multiple Servicers and GIC Providers. |
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| Policy Outcome Metric: Single Family NIBP |
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| For loans originated with Program Bond proceeds |
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| Reporting Frequency: Quarterly. |
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From |
To |
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| Reporting Date |
1/1/2010 |
6/30/2010 |
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| Total Number of Mortgage Loans: |
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| Average Loan Amount: |
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| Range of Interest Rates (%) excluding Down Payment Assistance (DPA): |
Number of Mortgage Loans |
Total Original Principal Balance |
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| 3.5 - 3.75 |
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| 3.75 - 4.00 |
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| 4.00 - 4.25 |
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| 4.25 - 4.5 |
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| 4.5 - 4.75 |
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| 4.75 - 5.0 |
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| 5.0 - 5.25 |
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| 5.25 - 5.50 |
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| 5.50 - 5.75 |
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| 5.75 - 6.0 |
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| 6.0 - 6.25 |
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| 6.25 - 6.50 |
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| Other |
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| Down Payment Assistance (%) |
Number of Mortgage Loans |
Total Original Principal Balance |
Weighted Average Rate (%) |
| 0 - 5.0 |
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| 5.1 - 10.0 |
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| 10.1 - 15.0 |
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| Other |
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| Principal Balances ($) |
Number of Mortgage Loans |
Total Original Principal Balance |
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| 1 - 25,000 |
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| 25,000 - 50,000 |
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| 50,000 - 75,000 |
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| 75,000 - 100,000 |
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| 100,000 - 125,000 |
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| 125,000 - 150,000 |
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| 150,000 - 175,000 |
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| 175,000 - 200,000 |
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| 200,000 - 225,000 |
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| 225,000 - 250,000 |
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| 250,000 - 275,000 |
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| 275,000 - 300,000 |
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| 300,000 - 325,000 |
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| 325,000 - 350,000 |
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| 350,000 - 375,000 |
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| 375,000 - 400,000 |
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| 400,000 - 425,000 |
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| 425,000 - 450,000 |
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| 450,000 - 475,000 |
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| 475,000 - 500,000 |
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| 500,000 - 600,000 |
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| 600,000 - 700,000 |
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| 700,000 - 800,000 |
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| 800,000 - 1,000,000 |
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| Other |
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| Combined LTV Ratios (%) |
Number of Mortgage Loans |
Total Original Principal Balance |
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| 0 - 20 |
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| 20 - 25 |
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| 25 - 30 |
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| 30 - 35 |
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| 35 - 40 |
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| 40 - 45 |
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| 45 - 50 |
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| 50 - 55 |
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| 55 - 60 |
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| 60 - 65 |
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| 65 - 70 |
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| 70 - 75 |
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| 75 - 80 |
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| 80 - 85 |
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| 85 - 90 |
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| 90 - 95 |
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| 95 - 100 |
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| Loan Purpose |
Number of Mortgage Loans |
Total Original Principal Balance |
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| Purchase |
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| Refinance - Rate Term |
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| Other |
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| Credit Score |
Number of Mortgage Loans |
Total Original Principal Balance |
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| 500 - 524 |
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| 525 - 549 |
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| 550 - 574 |
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| 575 - 599 |
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| 600 - 624 |
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| 625 - 649 |
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| 650 - 674 |
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| 675 - 699 |
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| 700 - 724 |
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| 725 - 749 |
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| 750 - 774 |
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| 775 - 799 |
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| 800+ |
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| Mortgage Insurance Provider |
Number of Mortgage Loans |
Total Original Principal Balance |
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| FHA |
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| VA |
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| Rural |
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| State |
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| Private |
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| Other |
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| Original Debt / Income (DTI) (%) |
Number of Mortgage Loans |
Total Original Principal Balance |
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| 25 - 30 |
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| 30 - 35 |
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| 35 - 40 |
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| 40 - 45 |
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| 45 - 50 |
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| 50 - 55 |
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| 55 - 60 |
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| 60 - 65 |
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| Other |
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