EIA-861 Annual Electric Power Industry Report

U.S. Department of Energy
U.S. Energy Information Administration
Form EIA-861 (2011)

ANNUAL ELECTRIC POWER
INDUSTRY REPORT

Form Approved
OMB No. 1905-0129
Approval Expires: 12/31/2013
Burden: 9.0 hrs

NOTICE: This report is mandatory under the Federal Energy Administration Act of 1974 (Public Law 93-275). Failure to
comply may result in criminal fines, civil penalties and other sanctions as provided by law. For further information
concerning sanctions and data protections see the provisions on sanctions and the provisions concerning the confidentiality
of information in the instructions. Title 18 U.S.C. 1001 makes it a criminal offense for any person knowingly and
willingly to make to any Agency or Department of the United States any false, fictitious, or fraudulent statements
as to any matter within its jurisdiction.

SCHEDULE 1. IDENTIFICATION
Survey Contact
First Name:________________
Last Name:_________________
Title:______________________________
Telephone (include extension):______________
Fax:__________________
Email:_______________________________
Supervisor of Contact Person for Survey
First Name:____________________
Last Name:_____________________
Title:___________________________
Telephone (include extension):______________
Fax:__________________
Email:________________________________
Report For
Entity Name: _____________________________________________
Entity ID:_________________

Reporting Year:________________
Entity and Preparer Information

Legal Name of Entity:

_________________________________________________

Current Address of Entity’s Principal
Business Office:

_________________________________________________

Preparer's Legal Name (If Different
From Entity’s Legal Name):

_________________________________________________

Current Address of Preparer's Office
(If Different From Current Address of
_________________________________________________
Entity’s Principal Business Office):
[ ] Federal
[ ] State
Respondent
Type
[ ] Political Subdivision
[ ] Municipal
(check one)
[ ] Municipal Marketing Authority
[ ] Investor-Owned
[ ] Cooperative
[ ] Retail Power Marketer (or Energy
Service Provider)
[ ] Independent Power Producer or
Qualifying Facility
[ ] Wholesale Power Marketer
[ ] Transmission
For questions or additional information about the Form EIA-861 contact the Survey Managers:
Karen McDaniel
Phone: (202) 586-4280
Email: [email protected]
FAX Number: (202) 287-1938
Email: [email protected]
15

Stephen Scott
Phone: (202) 586-5140
Email: [email protected]

U.S. Department of Energy
U.S. Energy Information Administration
Form EIA-861 (2011)

Form Approved
OMB No. 1905-0129
Approval Expires: 12/31/2013
Burden: 9.0 hrs

ANNUAL ELECTRIC POWER INDUSTRY
REPORT

Entity Name:_________________________________________
Entity ID:_______

Reporting Year:________________

SCHEDULE 2, PART A. GENERAL INFORMATION
LINE
NO.
1

1a

Regional North American Electric
Reliability Corporation Region
(not applicable for power marketers) (mark
all that apply)

Name of RTO or ISO

2

(For EIA Use Only) Identify the North
American Electric Reliability Corporation
where you are physically located

3

Enter Balancing Authority(s) Responsible
for Your Oversight

4

Did Your Company Operate Generating
Plant(s)? (check one)

5

6

7

Identify the Activities Your Company Was
Engaged in During the Year (check
appropriate activities)

Highest Hourly Electrical Peak System
Demand
Did Your Company Operate AlternativeFueled Vehicles During the Year?
Does Your Company Plan to Operate Such
Vehicles During the Coming Year?

[

] TRE (ERCOT)

[

] NPCC

[

] SPP

[

] FRCC

[

] RFC

[

] WECC

[

] MRO

[

] SERC

[ ] California ISO

[ ] New York ISO

[ ] ISO New England

[ ] Electric Reliability Council of Texas

[ ] Southwest Power Pool

[ ] Other

[ ] PJM Interconnection

[ ] Midwest ISO

[

] Yes

[

] No

[

] Generation from company owned plant

[
[

] Transmission
] Buying transmission services on other
electrical systems

[

] Distribution using owned/leased
electrical wires

[
[

] Buying distribution on other electrical
systems
] Wholesale power marketing

[

] Retail power marketing

[

] Combined Utility Services (electricity plus
other services such as gas, water, etc.
in addition to electric service)

Summer (MW)
Winter (MW)
[

] Yes

[

] No

[

] Yes

[

] No

Name:
If "Yes", Please Provide Additional
Contact Information.

Title:
Telephone: (

)

Fax: (

16

)

Email address:

U.S. Department of Energy
U.S. Energy Information Administration
Form EIA-861 (2011)

ANNUAL ELECTRIC POWER INDUSTRY
REPORT

Form Approved
OMB No. 1905-0129
Approval Expires: 12/31/2013
Burden: 9.0 hrs

Entity Name:_________________________________________
Entity ID:_______

Reporting Year:________________

SCHEDULE 2. PART B. ENERGY SOURCES AND DISPOSITION
LINE
NO.
1
2
3
4
5
6
7
8
9
10

SOURCE OF ELECTRICITY
(MWh)

LINE
NO.

Net Generation
Purchases from Electricity Suppliers
Exchanges Received (In)
Exchanges Delivered (Out)
Exchanges (Net)
Wheeled Received (In)
Wheeled Delivered (Out)
Wheeled (Net)
Transmission by Others, Losses (negative
number)
Total Sources (sum of lines 1, 2, 5, 8, and 9)

11
12
13
14
15

16

DISPOSITION OF ELECTRICITY
(MWh)
Sales to Ultimate Customers
Sales for Resale
Energy Furnished Without Charge
Energy Consumed By Respondent Without Charge
Total Energy Losses (positive number)

Total Disposition (sum of lines 11, 12, 13, 14, and, 15)

SCHEDULE 2, PART C. GREEN PRICING
Green Pricing programs are voluntary programs where customers pay an extra fee to purchase electricity generated from renewable sources. Renewable Energy Certificates
(RECs) are a category of Green Pricing that involves the sale of the renewable attribute created with renewable electricity generation.

LINE
NO.

STATE/TERRITORY:

1

Total Green Pricing Revenue
(Thousand Dollars)

2

Total Green Pricing Sales (MWh)

3

Total Green Pricing Customers

4

Revenue from RECs
(Thousand Dollars)

5

REC Sales
(MWhs)

RESIDENTIAL
(a)

COMMERCIAL
(b)

17

INDUSTRIAL
(c)

TRANSPORTATION
(d)

TOTAL
(e)

U.S. Department of Energy
U.S. Energy Information Administration
Form EIA-861 (2011)

ANNUAL ELECTRIC POWER INDUSTRY REPORT

Form Approved
OMB No. 1905-0129
Approval Expires: 12/31/2013
Burden: 9.0 hrs

Entity Name:_________________________________________
Entity ID:_______

Reporting Year:________________

SCHEDULE 2, PART D. NET METERING
Net Metering programs allow customers to sell excess power they generate back to the electrical grid to offset consumption. For net metering applications of 2 MW
nameplate capacity and less, provide the information about programs by State and customer class.

STATE/TERRITORY:

RESIDENTIAL
(a)

If Available, Enter the Electric Energy Sold Back
to the Utility (MWh)
Photovoltaic

Installed Net Metering Capacity (MW)
Number of Net Metering Customers

If Available, Enter the Electric Energy Sold Back
to the Utility (MWh)
Wind

Installed Net Metering Capacity (MW)
Number of Net Metering Customers

If Available, Enter the Electric Energy Sold Back
to the Utility (MWh)
CHP/Cogen

Installed Net Metering Capacity (MW)
Number of Net Metering Customers

If Available, Enter the Electric Energy Sold Back
to the Utility (MWh)
Other

Installed Net Metering Capacity (MW)
Number of Net Metering Customers
Total Energy Sold Back to the Utility (MWh)

Total

Installed Net Metering Capacity (MW)
Number of Net Metering Customers

18

COMMERCIAL
(b)

INDUSTRIAL
(c)

TRANSPORTATION
(d)

TOTAL
(e)

U.S. Department of Energy
U.S. Energy Information Administration
Form EIA-861 (2011)

ANNUAL ELECTRIC POWER INDUSTRY
REPORT

Form Approved
OMB No. 1905-0129
Approval Expires: 12/31/2013
Burden: 9.0 hrs

Entity Name:_________________________________________
Entity ID:_______

Reporting Year:________________

SCHEDULE 3. ELECTRIC OPERATING REVENUE
LINE
NO.

TYPE OF OPERATING REVENUE

1

Electric Operating Revenue From Sales to Ultimate Customers
(Schedule 4, Parts A and B)

2

Revenue From Unbundled (Delivery) Customers (Schedule 4, Part C)

3

REVENUE (THOUSAND DOLLARS)

Electric Operating Revenue from Sales for Resale

4

Electric Credits/Other Adjustments

5

Revenue from Transmission

6

Other Electric Operating Revenue

7

Total Electric Operating Revenue (sum of lines 1, 2, 3, 4, 5 and 6)

19

U.S. Department of Energy
U.S. Energy Information Administration
Form EIA-861 (2011)

ANNUAL ELECTRIC POWER INDUSTRY
REPORT

Form Approved
OMB No. 1905-0129
Approval Expires: 12/31/2013
Burden: 9.0 hrs

Entity Name:_________________________________________
Entity ID:_______

Reporting Year:________________

SCHEDULE 4. PART A. SALES TO ULTIMATE CUSTOMERS. FULL SERVICE – ENERGY AND DELIVERY SERVICE (BUNDLED)
RESIDENTIAL
(a)

COMMERCIAL
(b)

STATE /
TERRITORY
Revenue (thousand dollars)
Megawatthours Sold and
Delivered
Number of Customers
STATE /
TERRITORY
Revenue (thousand dollars)
Megawatthours Sold and
Delivered
Number of Customers
STATE /
TERRITORY
Revenue (thousand dollars)
Megawatthours Sold and
Delivered
Number of Customers
STATE /
TERRITORY
Revenue (thousand dollars)
Megawatthours Sold and
Delivered
Number of Customers

20

INDUSTRIAL
(c)

TRANSPORTATION
(d)

TOTAL
(e)

U.S. Department of Energy
U.S. Energy Information Administration
Form EIA-861 (2011)

ANNUAL ELECTRIC POWER INDUSTRY
REPORT

Form Approved
OMB No. 1905-0129
Approval Expires: 12/31/2013
Burden: 9.0 hrs

Entity Name:_________________________________________
Entity ID:_______

Reporting Year:________________

SCHEDULE 4. PART B. SALES TO ULTIMATE CUSTOMERS. ENERGY – ONLY SERVICE (WITHOUT DELIVERY SERVICE)
RESIDENTIAL
(a)

COMMERCIAL
(b)

STATE/TERRITORY
Revenue (thousand dollars)
Megawatthours Sold
Number of Customers
STATE/TERRITORY
Revenue (thousand dollars)
Megawatthours Sold
Number of Customers
STATE/TERRITORY
Revenue (thousand dollars)
Megawatthours Sold
Number of Customers
STATE/TERRITORY
Revenue (thousand dollars)
Megawatthours Sold
Number of Customers
STATE/TERRITORY
Revenue (thousand dollars)
Megawatthours Sold
Number of Customers

21

INDUSTRIAL
(c)

TRANSPORTATION
(d)

TOTAL
(e)

U.S. Department of Energy
U.S. Energy Information Administration
Form EIA-861 (2011)

ANNUAL ELECTRIC POWER INDUSTRY
REPORT

Form Approved
OMB No. 1905-0129
Approval Expires: 12/31/2013
Burden: 9.0 hrs

Entity Name:_________________________________________
Entity ID:_______

Reporting Year:________________

SCHEDULE 4. PART C. SALES TO ULTIMATE CUSTOMERS. DELIVERY – ONLY SERVICE (AND ALL OTHER CHARGES)
RESIDENTIAL
(a)

COMMERCIAL
(b)

STATE/TERRITORY
Revenue (thousand dollars)
Megawatthours Delivered
Number of Customers
STATE/TERRITORY
Revenue (thousand dollars)
Megawatthours Delivered
Number of Customers
STATE/TERRITORY
Revenue (thousand dollars)
Megawatthours Delivered
Number of Customers
STATE/TERRITORY
Revenue (thousand dollars)
Megawatthours Delivered
Number of Customers
STATE/TERRITORY
Revenue (thousand dollars)
Megawatthours Delivered
Number of Customers

22

INDUSTRIAL
(c)

TRANSPORTATION
(d)

TOTAL
(e)

U.S. Department of Energy
U.S. Energy Information Administration
Form EIA-861 (2011)

ANNUAL ELECTRIC POWER INDUSTRY
REPORT

Form Approved
OMB No. 1905-0129
Approval Expires: 12/31/2013
Burden: 9.0 hrs

Entity Name:_________________________________________
Entity ID:_______

Reporting Year:________________

SCHEDULE 4. PART D. BUNDLED SERVICE BY RETAIL ENERGY PROVIDERS, OR ANY POWER MARKETER THAT PROVIDES
“BUNDLED SERVICE”
RESIDENTIAL
(a)

COMMERCIAL
(b)

INDUSTRIAL
(c)

STATE/TERRITORY
Revenue (thousand dollars)
Megawatthours Sold and
Delivered
Number of Customers
STATE/TERRITORY
Revenue (thousand dollars)
Megawatthours Sold and
Delivered
Number of Customers
STATE/TERRITORY
Revenue (thousand dollars)
Megawatthours Sold and
Delivered
Number of Customers
STATE/TERRITORY
Revenue (thousand dollars)
Megawatthours Sold and
Delivered
Number of Customers

23

TRANSPORTATION
(d)

TOTAL
(e)

U.S. Department of Energy
U.S. Energy Information Administration
Form EIA-861 (2011)

ANNUAL ELECTRIC POWER INDUSTRY
REPORT

Form Approved
OMB No. 1905-0129
Approval Expires: 12/31/2013
Burden: 9.0 hrs

Entity Name:_________________________________________
Entity ID:_______

Reporting Year:________________

SCHEDULE 5. MERGERS AND/OR ACQUISITIONS
Mergers and/or acquisitions during the reporting period:
If Yes, Provide:
Date of merger or acquisition ___________________________________
Company merged with or acquired ______________________________
Name of new parent company __________________________________

Yes
No (If no, skip to Schedule 6)
Address_______________________________________________________
New contact name _____________________ Telephone No. ___________
Email address _________________________________________________

24

U.S. Department of Energy
U.S. Energy Information Administration
Form EIA-861 (2011)

Form Approved
OMB No. 1905-0129
Approval Expires: 12/31/2013
Burden: 9.0 hrs

ANNUAL ELECTRIC POWER INDUSTRY
REPORT

Entity Name:_________________________________________
Entity ID:_______

Reporting Year:________________

SCHEDULE 6. DEMAND-SIDE MANAGEMENT INFORMATION
LINE
NO.

1

Do you have company administered Demand-Side Management Programs? (check Yes or No)

2

If your Demand-Side Management activities are reported on Schedule 6 of another company’s
form, identify the company.

[

] Yes

[

] No

NOTE: If you answered "No," to Line 1 or another Company Reports your Demand-Side Management Activities on their Schedule 6, proceed to
Schedule 6, Part D.

SCHEDULE 6. PART A. ACTUAL EFFECTS
ANNUALIZED INCREMENTAL EFFECTS

3
4

5
6
7
7b
7c

ACTUAL ANNUAL EFFECTS

RESIDENTIAL

COMMERCIAL

INDUSTRIAL

TRANSPORTATION

Total

RESIDENTIAL

COMMERCIAL

INDUSTRIAL

TRANSPORTATION

Total

(a)

(b)

(c)

(d)

(e)

(f)

(g)

(h)

(i)

(j)

STATE /
TERRITORY
ENERGY
EFFICIENCY
Energy Effects
(MWh)
Actual Peak
Reduction (MW)
LOAD
MANAGEMENT
Energy Effects
(MWh)
Potential Peak
Reduction (MW)
Actual Peak
Reduction (MW)
[ ] Yes
[ ] No
Were these savings verified through an independent evaluation?
Are these savings estimates based on a forecast or on the report of one or more Independent evaluators?

25

[

] Yes

[

] No

U.S. Department of Energy
U.S. Energy Information Administration
Form EIA-861 (2011)

ANNUAL ELECTRIC POWER
INDUSTRY REPORT

Form Approved
OMB No. 1905-0129
Approval Expires: 12/31/2013
Burden: 9.0 hrs

Entity Name:_________________________________________
Entity ID:_______

Reporting Year:________________

SCHEDULE 6. PART B. ANNUAL COSTS (THOUSAND DOLLARS)
RESIDENTIAL
(a)

COMMERCIAL
(b)

INDUSTRIAL
(c)

TRANSPORTATION
(d)

TOTAL
(e)

STATE /
TERRITORY
Direct Costs, excluding incentive
payments - Energy Efficiency
8
9

Direct Costs, excluding incentive
payments - Load Management

11
12

Incentive Payments – Energy
Efficiency
Incentive Payments – Load
Management
Indirect Costs

13

Total Cost (sum of all of the above)

10

SCHEDULE 6. PART C. SUPPLEMENTAL INFORMATION
[ ] Yes

14

Have there been any major changes to your Demand-Side Management programs (e.g., terminated programs, new information or financing
programs, or a shift to programs with dual load building objectives and energy efficiency objectives), program tracking procedures, or
reporting methods that affect the comparison of demand-side management data reported on this schedule to data from previous years?
(check Yes or No)

[
] No

[ ] Yes

15

Does your company currently operate any incentive-based demand response programs (e.g., market incentives, financial incentives, direct
load control, interruptible programs, demand bidding/buyback, emergency demand response, capacity market programs, and ancillary
service market programs)? (check Yes or No)

16

If the answer to line 15 is “Yes”, please disclose the number of
participating customers by state & class.

17
18

Residential

Commercial

Industrial

] No

Transportation

State:

Does your company currently operate any time-based rate programs (e.g., real-time pricing, critical peak pricing, variable peak pricing and
time-of-use rates administered through a tariff)? (check Yes or No)
If the answer to line 17 is “Yes”, please disclose the number of
participating customers by state & class.

[

Residential
State:

26

Commercial

Industrial

[ ] Yes
] No
Transportation

[

U.S. Department of Energy
U.S. Energy Information Administration
Form EIA-861 (2011)

ANNUAL ELECTRIC POWER INDUSTRY
REPORT

Form Approved
OMB No. 1905-0129
Approval Expires: 12/31/2013
Burden: 9.0 hrs

Entity Name:_________________________________________
Entity ID:_______

Reporting Year:________________

SCHEDULE 6. PART D. ADVANCED METERING
Only customers from Schedule 4A and 4C need to be reported on this schedule. AMR – data transmitted one-way, from the customer to the utility.
AMI – data can be transmitted in both directions, between the delivery entity and the customer.
State/ Territory
RESIDENTIAL
COMMERCIAL
INDUSTRIAL
TRANSPORTATION
TOTAL
(a)
(b)
(c)
(d)
(e)
Number of AMR Meters
Number of AMI Meters
Energy Served Through AMI Meters (MWh)
State/ Territory

RESIDENTIAL
(a)

COMMERCIAL
(b)

INDUSTRIAL
(c)

TRANSPORTATION
(d)

TOTAL
(e)

RESIDENTIAL
(a)

COMMERCIAL
(b)

INDUSTRIAL
(c)

TRANSPORTATION
(d)

TOTAL
(e)

Number of AMR Meters
Number of AMI Meters
Energy Served Through AMI Meters (MWh)
State/ Territory
Number of AMR Meters
Number of AMI Meters
Energy Served Through AMI Meters (MWh)

27

U.S. Department of Energy
U.S. Energy Information Administration
Form EIA-861 (2011)

ANNUAL ELECTRIC POWER INDUSTRY
REPORT

Form Approved
OMB No. 1905-0129
Approval Expires: 12/31/2013
Burden: 9.0 hrs

Entity Name:_________________________________________
Entity ID:_______

Reporting Year:________________

SCHEDULE 7. DISTRIBUTED AND DISPERSED GENERATION
If your company owns and/or operates a distribution system, please report information on known distributed generation capacity on the system. Such
capacity may be utility or customer-owned.

SCHEDULE 7. PART A. NUMBER AND CAPACITY

1

DISTRIBUTED GENERATORS
(COMMERCIAL AND INDUSTRIAL GRID
CONNECTED/SYNCHRONIZED GENERATORS)
(a)
Total
(<1MW)
Number of generators (N)

2
3

LINE
NO.

DISPERSED GENERATORS
(COMMERCIAL AND INDUSTRIAL GENERATORS NOT
CONNECTED/SYNCHRONIZED TO THE GRID)
(b)

LINE
NO.

Total (<1MW)
1

Number of generators (N)

Total combined capacity (MW)

2

Capacity that consists of backup-only units

3

Total combined capacity (MW)
Capacity that consists of backup-only units

4

Capacity owned by respondent

4

Capacity owned by respondent

5

Nature of data reported

5

Nature of data reported

6

State/Territory

6

State/Territory

Actual
Estimated

[ ]
[ ]

Actual
Estimated

[ ]
[ ]

SCHEDULE 7. PART B. CAPACITY by TECHNOLOGY (MW)
Total
(<1MW)

Total (<1MW)

1

Internal combustion/reciprocating engines

1

Internal combustion/reciprocating engines

2

Combustion turbine(s)

2

Combustion turbine(s)

3

Steam turbine(s)

3

Steam turbine(s)

4

Hydroelectric

4

Hydroelectric

5

Wind turbine(s)

5

Wind turbine(s)

6

Photovoltaic

6

Photovoltaic

7

Storage

7

Storage

8

Other

8

Other

9

Total

9

Total

10

Nature of data reported

10

Nature of data reported

Actual
Estimated

[ ]
[ ]

28

Actual
Estimated

[ ]
[ ]

U.S. Department of Energy
U.S. Energy Information Administration
Form EIA-861 (2011)

ANNUAL ELECTRIC POWER INDUSTRY
REPORT

Form Approved
OMB No. 1905-0129
Approval Expires: 12/31/2013
Burden: 9.0 hrs

Entity Name:_________________________________________
Entity ID:_______

Reporting Year:________________

SCHEDULE 8. DISTRIBUTION SYSTEM INFORMATION
If your company owns a distribution system, please identify the names of the counties (parish, etc.) by State in which the electric wire/equipment are
located.
LINE
NO.

STATE/TERRITORY
(U.S. POSTAL
ABBREVIATION)
(a)

COUNTY
(PARISH, ETC.)
(b)

LINE
NO.

1

20

2

21

3

22

4

23

5

24

6

25

7

26

8

27

9

28

10

29

11

30

12

31

13

32

14

33

15

34

16

35

17

36

18

37

19

38
29

STATE/TERRITORY
(U.S. POSTAL
ABBREVIATION)
(a)

COUNTY
(PARISH, ETC.)
(b)

U.S. Department of Energy
U.S. Energy Information Administration
Form EIA-861 (2011)

ANNUAL ELECTRIC POWER INDUSTRY
REPORT

Form Approved
OMB No. 1905-0129
Approval Expires: 12/31/2013
Burden: 9.0 hrs

Entity Name:_________________________________________
Entity ID:_______

Reporting Year:________________

SCHEDULE 9. COMMENTS
SCHEDULE
(a)

PART LINE NO. COLUMN
(b)
(c)
(d)

NOTE(S)
(e)

30