2060supp04 - Appendix

APPENDIX A
SUPPORTING SPREADSHEETS
FOR
INFORMATION COLLECTION REQUEST COSTS
FOR SECTION 316(b) PHASE II

May 2010

Exhibit A.1
Facility Cost and Burden Estimates for NPDES Permit Application Activities for the First Year of Renewal
Exhibit A.1a (renewal)
Start-up Activities
Facility
Manager

Activity
Read and Understand Rule
Mobilization/Planning
Training
Totals

Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
113
121
94
328
113
121
94
328
113
121
94
328
113
121
94
328

Junior
CAD
Technical Operator

$98

$41

$40

4
1
1
6

4
2
1
7

0
0
0
0

Contracted
Biological
Manager
Biologist Statistician Technician
Assumed Loaded Hourly Rate
$122
$70
$77
$42
Level of Effort (hrs)
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0

O&M Cost per Facility
Clerical Burden Per Labor Cost Capital Cost
Total Cost
Facility
per Facility per Facility Laboratory
Per Facility
ODCs*
$19
Analysis
B
C
D
E
F
C+D+E+F
0
8
$556
$0
$0
0
3
$180
$0
$0
0
2
$139
$0
$0
0
13
$874
$0
$0
$57
$931

Total Burden
(hrs.)
A*B
2,624
984
656
4,264

Total Initial Cost
A*(C+D)
$182,237
$58,974
$45,559
$305,466

Exhibit A.1b
Permit Application Activities

Facility
Junior
CAD
Contracted
Biological
O&M Cost per Facility
Manager Technical Operator
Manager
Biologist Statistician Technician Clerical Burden Per Labor Cost Capital Cost
Total Cost
Facilities (Respondents)
Assumed Loaded Hourly Rate
Per Facility
Facility
per Facility per Facility Laboratory
ODCs*
$98
$41
$40
$122
$70
$77
$42
$19
Year 1 Year 2 Year 3 Total
Analysis
B
C
D
E
F
C+D+E+F
Level of Effort (hrs)
A
Activity
106
117
331
0
$0
$0
$0
Statement of Compliance Option Selected 108
108
106
117
331
1
5
12
0
0
0
0
0
18
$779
$0
$0
Source Water Physical Data
106
117
331
1
1
1
0
0
0
0
0
3
$179
$0
$0
Configuration and Location of CWIS 108
106
117
331
1
1
1
0
0
0
0
0
3
$179
$0
$0
Facility Water Balance Diagram 108
108
106
117
331
12
30
0
0
0
0
0
0
42
$2,403
$0
$0
CWIS Operation Narrative
106
117
331
12
30
0
0
0
0
0
0
42
$2,403
$0
$0
CWS Operation Narrative 108
106
117
331
6
24
0
0
0
0
0
0
30
$1,570
$0
$0
Engineering Calculations 108
108
106
117
331
0
0
0
0
0
0
0
3
3
$58
$0
$0
Submit Materials for Review by State
106
117
331
1
3
1
0
0
0
0
1
6
$280
$0
$0
Recordkeeping 108
106
117
331
147
$7,850
$0
$0
$285
$8,135
Totals 108
Water balance diagram is assumed to be taken from the facility design report. The hours reported here are for incorporation of the diagram(s) in the permit.

Exhibit A.1c
Proposal for Collection of Information for Comprehensive Demonstration Study
Facility
Manager

Activity
Description of Historical Studies that will be Used
Description of Proposed and/or Implemented Technologies
Develop Source Water Sampling Plan
Submit Data and Plans for Review
Revise Based on State Review
Recordkeeping
Totals

May 2010

Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
86
87
74
247
86
87
74
247
86
87
74
247
86
87
74
247
86
87
74
247
86
87
74
247
86
87
74
247

$98

Junior
CAD
Technical Operator
$41

6
2
12
0
2
1

12
6
18
0
4.8
2

Contracted
Biological
O&M Cost per Facility
Manager
Biologist Statistician Technician Clerical Burden Per Labor Cost Capital Cost
Total Cost
Facility
per Facility per Facility Laboratory
Per Facility
Assumed Loaded Hourly Rate
ODCs*
$40
$122
$70
$77
$42
$19
Analysis
B
C
D
E
F
C+D+E+F
Level of Effort (hrs)
0
0
0
0
0
1
19
$1,098
$0
$0
0
0
0
0
0
0
8
$441
$0
$0
2.4
0
0
0
0
1
33
$2,027
$0
$0
0
0
0
0
0
4
4
$78
$0
$0
1.2
0
0
0
0
1
9
$459
$0
$0
0
0
0
0
0
2
5
$219
$0
$0
78
$4,322
$0
$0
$228
$4,550

316(b) Exisiting Facility Rule Information Collection Request

Total Burden
(hrs.)

Total Initial Cost

A*B

A*(C+D)

5,958
993
993
13,902
13,902
9,930
993
1,986
48,657

Total Burden
(hrs )
(hrs.)
A*B
4,693
1,976
8,250
988
2,223
1,235
19,365

$0
$257,816
$59,117
$59,117
$795,393
$795,393
$519,538
$19,264
$92,614
$2,692,586

Total Initial Cost
A*(C+D)
$271,255
$109,026
$500,639
$19,167
$113,462
$53,994
$1,123,860

A.1 (renewal)-2

Exhibit A.1d
Source Water Body Flow Information

Activity
Gather Information to Characterize Flow (FW River/Stream)
Water Body Thermal Stratification Narrative (Lake/Reservoir)
Perform Engineering Calculations
Submit Data and Analysis for Review
Recordkeeping
Totals

Facility
Manager
Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
39
49
42
130
18
13
20
51
57
62
62
181
57
62
62
181
57
62
62
181
57
62
62
181

Exhibit A.1e
Design and Construction Technology Plan

Activity

Delineate Hydraulic Zone of Influence
Develop Narrative Description of Technologies (Impingement)
Perform Engineering Calculations (Impingement)
Develop Narrative Description of Technologies (Entrainment)
Perform Engineering Calculations (Entrainment)
Document that Technologies Are Optimal
Submit Data and Analysis for Review
Recordkeeping
Totals

Implement Offshore Freshwater Monitoring
Impingement
p g
Monitoringg Freshwater
Entrainment Monitoring Freshwater
Biological Study Laboratory Analysis (Freshwater)
Implement Offshore Marine Monitoring
Impingement Monitoring Marine
Entrainment Monitoring Marine
Biological Study Laboratory Analysis (Marine)
Profile of Source Water Biota
Identification of Critical Species
Description of Additional Stresses
Write Study based on Results and Submit for Review by State
Recordkeeping
Finalize study based on State review
Totals

May 2010

$41
0
1.2
2.4
0
0

Facility
Manager
Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
81
72
97
250
81
72
97
250
81
72
97
250
36
31
37
104
36
31
37
104
81
72
97
250
81
72
97
250
81
72
97
250
81
72
97
250

Exhibit A.1f
Impingement Mortality & Entrainment Characterization Study

Activity

$98

Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
93
105
95
105
93
105
95
105
93
105
95
105
93
105
95
105
99
93
105
105
99
93
105
105
99
93
105
105
99
93
105
105
86
87
74
247
86
87
74
247
86
87
74
247
81
72
97
250
81
72
97
250
81
72
97
250
99
105
105
250

Junior
CAD
Technical Operator

$98

9.6
12
9.6
0
1

Junior
CAD
Technical Operator
$41

1
4
2
4
2
0
0
1

Facility
Manager
$98

3
8
6
8
6
20
0
2

Contracted
Biological
O&M Cost per Facility
Total Cost
Manager
Biologist Statistician Technician Clerical Burden Per Labor Cost Capital Cost
Facility
Per Facility
per Facility per Facility Laboratory
Assumed Loaded Hourly Rate
ODCs*
$40
$122
$70
$77
$42
$19
Analysis
B
C
D
E
F
C+D+E+F
Level of Effort (hrs)
4
0
0
0
0
0
8
$380
$0
$0
0
0
0
0
0
0
12
$719
$0
$0
0
0
0
0
0
0
8
$441
$0
$0
0
0
0
0
0
0
12
$719
$0
$0
0
0
0
0
0
0
8
$441
$0
$0
0
0
0
0
0
3
23
$876
$0
$0
0
0
0
0
0
3
3
$58
$0
$0
0
0
0
0
0
3
6
$238
$0
$0
68
$3,195
$0
$0
$171
$3,366

Junior
CAD
Technical Operator
$41

2
1
1
0
3
1
1
0
10
10
5
24
2
5

Contracted
Biological
O&M Cost per Facility
Manager
Biologist Statistician Technician Clerical Burden Per Labor Cost Capital Cost
Total Cost
Facility
per Facility per Facility Laboratory
Per Facility
Assumed Loaded Hourly Rate
ODCs*
$40
$122
$70
$77
$42
$19
Analysis
B
C
D
E
F
C+D+E+F
Level of Effort (hrs)
0
0
0
0
0
0
10
$393
$0
$0
0
0
0
0
0
0
13
$608
$0
$0
0
0
0
0
0
0
12
$628
$0
$0
0
0
0
0
0
4.8
5
$93
$0
$0
0
0
0
0
0
2.4
4
$113
$0
$0
31
$1,287
$0
$0
$114
$1,401

$40
16
5
5
0
30
9
9
0
6
6
3
48
4
10

0
0
0
0
0
0
0
0
0
0
0
0
0
0

Contracted
Biological
Manager
Biologist Statistician Technician
Assumed Loaded Hourly Rate
$122
$70
$77
$42
Level of Effort (hrs)
60
0
0
0
96
0
0
0
10
6
5
5
2
0

1248
0
0
0
2434
0
0
0
18
12
9
2
4
0

40
20
20
0
60
30
30
0
0
0
0
2
1
0

1248
0
0
0
2434
0
0
0
6
0
3
0
0
0

Avg. Labor
Avg.
O&M Cost per Facility
Clerical Burden Per Cost per Capital Cost
Facility Facility for 3 per Facility Laboratory
ODCs*
$19
Analysis
over 3 yrs
yrs
B
C
D
E
F
10
5
5
0
15
8
8
0
2
1
1
2
7
2

2624
31
31
0
5072
48
48
0
52
35
26
83
20
17
3,532

$149,954
$1,934
$1,934
$0
$288,290
$2,922
$2,922
$0
$3,983
$2,810
$1,992
$5,256
$1,094
$938
$204,214

316(b) Exisiting Facility Rule Information Collection Request

$0
$0
$0
$0
$0
$0
$0
$0
$0
$0
$0
$0
$0
$0
$0

$0

A*B
1,248
673
2,172
869
652
5,614

Total Burden
(hrs.)
A*B
2,000
3,000
2,000
1,248
832
5,750
750
1,500
17,080

Total Cost
Per Facility

Total Burden
(hrs.) for ICR
period

C+D+E+F

A*B

$0
$0
$0
$35,599

$69,418
$0
$0
$0
$0
$0
$0
$52,509

Total Burden
(hrs.)

$256,723

Total Initial Cost
A*(C+D)
$51,043
$31,028
$113,639
$16,855
$20,411
$253,611

Total Initial Cost
A*(C+D)
$94,875
$179,800
$110,350
$74,797
$45,906
$219,050
$14,550
$59,500
$841,577

Total Initial Cost
($) for ICR period
A*(C+D)

384,416
4,542
4,542
502,128
4,752
4,752
12,844
8,645
6,422
20,750
5,000
4,250
963,042

$21,968,320
$283,258
$283,258
$5,215,254
$28,540,750
$289,308
$289,308
$6,872,382
$983,850
$694,119
$491,925
$1,313,975
$273,475
$234,450
$67,733,631

A.1 (renewal)-3

Exhibit A.1g
Verification Monitoring Plan

Activity
Develop Verification Monitoring Plan
Submit Data and Plans for Review
Revise Based on State Review
Recordkeeping
Totals

Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
92
87
101
280
92
87
101
280
92
87
101
280
92
87
101
280
92
87
101
280

Facility

Junior

CAD

$98

$41

$40

Contracted Biologist Statistician
Assumed Loaded Hourly Rate
$122
$70
$77
Level of Effort (hrs)

Biological

Clerical

$42

$19

Burden Per Labor Cost Capital Cost O&M Cost per Facility
Laboratory
ODCs*
Facility
per Facility per Facility
Analysis
B
C
D
E
F
0
$0
$0
$0
0
$0
$0
$0
0
$0
$0
$0
0
$0
$0
$0
0
$0
$0
$0

Total Cost
Per Facility

Total Burden
(hrs.)

Total Initial Cost

C+D+E+F

A*B

A*(C+D)

$0

-

$0
$0
$0
$0
$0

Total Labor Burden, Labor Cost, Capital Costs and O&M Costs for All NPDES Application Activities (renewal)
Total Burden
(hrs.)
1,058,021

Facilities (Respondents)
Year 1 Year 2 Year 3 Total
Totals

May 2010

316(b) Exisiting Facility Rule Information Collection Request

Total Initial Cost
$72,950,731

A.1 (renewal)-4

Exhibit A.2
Facility Cost and Burden Estimates for Annual Activities
Exhibit A.2a
Biological Monitoring for Impingement (Freshwater)
Facilities (Respondents)

Activity
Monthly Sample Collection
Onsite Analysis of Samples
Perform Statistical Analysis
Recordkeeping
Totals

Year 1 Year 2 Year 3 Total
A
290 290 290 290
290 290 290 290
290 290 290 290
290 290 290 290
290 290 290 290
149

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate
$98

$41
2
4
8
2
16

$122
0
0
4
1
5

$70
$77
Level of Effort (hrs)
4
72
0
12
72
0
0
0
32
1
4
1
17
148
33

$42

$19
72
72
0
0
144

0
0
0
16
16

Totals Per Facility for the ICR Approval Period

Total for All Facilities in the
ICR Approval Period

O & M Costs
Burden
Total
Labor Cost Laboratory
Burden (hrs.)
(hrs)
ODCs* Costs**
Analyses
B
C
D
E
C+D+E
A*B
150
$8,676
130,500
160
$9,847
139,200
44
$3,402
38,280
25
$1,024
21,750
379
$22,948
$0
$571 $23,519
329,730

Total Cost ($)
A*(C+D)
$7,547,772
$8,566,716
$2,959,740
$890,793
$20,461,791

Exhibit A.2b
Biological Monitoring for Impingement (Marine)

Facilities (Respondents)

Activity
Monthly Sample Collection
Onsite Analysis of Samples
Perform Statistical Analysis
Recordkeeping
Totals

Year 1 Year 2 Year 3 Total
A
165 165 165 165
165 165 165 165
165 165 165 165
165 165 165 165
165 165 165 165

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate
$98

$41
2
4
8
2
16

$122
0
0
4
1
5

$70
$77
Level of Effort (hrs)
5
94
0
16
94
0
0
0
42
1
5
1
22
192
43

$42

$19
94
94
0
0
187

0
0
0
16
16

Totals Per Facility for the ICR Approval Period

Total for All Facilities in the
ICR Approval Period

O & M Costs
Burden
Total
Labor Cost Laboratory
Burden (hrs.)
(hrs)
ODCs* Costs**
Analyses
B
C
D
E
C+D+E
A*B
194 $11,219
96,228
207 $12,683
102,366
54
$4,138
26,532
27
$1,167
13,266
$0
$742 $29,950
238,392
482
$29,208

Total Cost ($)
A*(C+D)
$5,553,643
$6,278,204
$2,048,468
$577,606
$14,825,210

Exhibit A.2c
Biological Monitoring for Entrainment (Freshwater)

Facilities (Respondents)

Activity

Year 1 Year 2 Year 3 Total
A
Biweekly Sample Collection 290 290 290 290
Handling and Preparation of Samples 290 290 290 290

Laboratory Analysis to Identify & Enumerate Entrained Freshwater Biota
Perform Statistical Analysis
Recordkeeping
Totals

May 2010

290
290
290
290

290
290
290
290

290
290
290
290

290
290
290
290

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate
$98

$41

$122

4
4

0
0

$70
$77
Level of Effort (hrs)
12
156
12
78

0
16
2
26

0
4
1
5

0
0
1
25

0
0
8
242

$42
0
0

156
78

0
64
2
66

0
0
0
234

Totals Per Facility for the ICR Approval Period

O & M Costs
Burden
Labor Cost Laboratory
(hrs)
ODCs*
$19
Analyses
B
C
D
E
0
328 $19,171
0
172 $10,513
0
0
16
16

0
84
30
614

316(b) Existing Facility Rule Information Collection Request

$0
$6,640
$1,379
$37,703

Total
Costs**
C+D+E

$8,900

$8,900 $1,141 $38,844

Total for All Facilities in the
ICR Approval Period
Burden (hrs.)

Total Cost ($)

A*B
285,360
149,640

A*(C+D)
$16,678,596
$9,146,136

73,080
26,100
534,180

$7,743,000
$5,777,148
$1,199,382
$41,536,932

A.2-5

Exhibit A.2d
Biological Monitoring for Entrainment (Marine)

Facilities (Respondents)

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate
$98

Year 1 Year 2 Year 3 Total
A
165 165 165 165
165 165 165 165
165 165 165 165
165 165 165 165
165 165 165 165
165 165 165 165

Activity
Biweekly Sample Collection
Handling and Preparation of Samples
Laboratory Analysis to Identify & Enumerate Entrained Marine Biota
Perform Statistical Analysis
Recordkeeping
Totals

$41
4
4
0
16
2
26

$122
0
0
0
4
1
5

$70
$77
Level of Effort (hrs)
12
203
0
12
101
0
0
0
0
0
0
83
1
10
3
86
25
314

$42

$19
203
101
0
0
0
304

0
0
0
0
16
16

Totals Per Facility for the ICR Approval Period

Total for All Facilities in the
ICR Approval Period

O & M Costs
Total
Burden
Burden (hrs.)
Labor Cost Laboratory
(hrs)
ODCs* Costs**
Analyses
B
C
D
E
C+D+E
A*B
422 $24,388
208,890
218 $13,066
107,910
0
$0
$11,570
103
$8,098
50,985
33
$1,594
16,335
776
$47,146
$11,570 $1,312 $48,458
384,120

Total Cost ($)
A*(C+D)
$12,071,961
$6,467,571
$5,727,150
$4,008,362
$789,179
$29,713,662

Exhibit A.2e
Bi-Annual Status Report Activities

Facilities (Respondents)

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate
$98

Year 1 Year 2 Year 3 Total
A
455 455 455 455
455 455 455 455
228 228 228 228
455 455 455 455
455 455 455 455

Activity
Report on Inspection and Maintenance
Detail Biological Monitoring Results
Compile and Submit Report
Recordkeeping
Totals

$41

16
24
80
8
128

$122

16
32
80
12
140

$70
$77
Level of Effort (hrs)
0
0
0
4
4
24
0
0
0
0
0
0
4
4
24

$42

$19
0
0
0
0
0

0
0
16
8
24

Totals Per Facility for the ICR Approval Period

Total for All Facilities in the
ICR Approval Period

O & M Costs
Burden
Total
Burden (hrs.)
Labor Cost Laboratory
(hrs)
ODCs* Costs**
Analyses
B
C
D
E
C+D+E
A*B
32
$2,222
43,680
88
$6,267
120,120
176
$11,422
120,384
28
$1,430
38,220
322,404
236
$21,342
$0
$856 $22,198

Total Cost ($)
A*(C+D)
$3,033,576
$8,554,728
$7,812,922
$1,951,950
$22,521,616

Exhibit
E
hibit A.2f
A 2f
Verification Study

Facilities (Respondents)

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate

Year 1 Year 2 Year 3 Total
A
175 190 179 190
101
77
98 276
175 190 179 190
175 190 179 190

Activity
Perform Statistical Analysis
Submit Monitoring Results & Study Analysis
Recordkeeping
Totals

$98

$41
25
0
1
26

$122
30
0
2
32

$70
$77
Level of Effort (hrs)
15
15
25
0
0
0
0
0
0
15
15
25

$42

$19
0
0
0
0

1
4
4
9

Totals Per Facility for the ICR Approval Period

Total for All Facilities in the
ICR Approval Period

O & M Costs
Burden
Total
Labor Cost Laboratory
Burden (hrs.)
(hrs)
ODCs* Costs**
Analyses
B
C
D
E
C+D+E
A*B
111
$8,485
60,384
4
$78
1,104
7
$257
3,808
122
$8,820
$0
$571 $9,391
65,296

Total Cost ($)
A*(C+D)
$4,615,786
$21,418
$140,026
$5,087,853

Total Burden and Cost for All Annual Activities
Facilities (Respondents)
Year 1 Year 2 Year 3 Total
Totals

Total Burden
Total Cost ($)
(hrs.)
1,874,122 $134,147,064

* The ODC estimate was not estimated for each activity, but rather as a lump sum for each provision of the rule.
** There were no estimated Captial costs for any annual acitivities performed by facilities.

May 2010

316(b) Existing Facility Rule Information Collection Request

A.2-6

Exhibit A.3
States Director Burden and Cost Estimates for Activities
Exhibit A.3a (States)
[Exhibit A.3a (States) is reserved for future use]
Exhibit A.3b (States)
States Director Permit Issuance Activities (renewal)
Directors
(Responses)
A

Activity
Review Source Water Physical Data
Review CWIS Data
Review CWS Operation Narrative
Review Proposal for Collection of Information for Comprehensive Demonstration
Review Source Water Body Flow Information
Review Design and Construction Technology Plan

320
320
320
237
178
240

Review Impingement Mortality & Entrainment Characterization Study

240

Review Pilot Study for New Impingement & Entrainment Technology

-

May 2010

Senior
Junior
Total Cost
Burden
Technical Technical Clerical
Labor Cost O&M
Per
Per
per Permit Costs*
Assumed Loaded Hourly Rate
Permit
Director**
$62
$37
$29
B
C
D
C+D
Level of Effort (hrs)
1
2
0
3
$137
2
5
0
7
$310
2
5
0
7
$310
5
5
0
10
$496
1
2
0
3
$137
7
2
0
9
$507
120

15

0

135

$7,965

5

5

0

10

$496
$17,052
$137

Total
Burden
(hrs.)

Total Initial
Cost*

A*B
960
2,240
2,240
2,370
534
2,160

A*(C+D)
$43,680
$99,328
$99,328
$117,434
$24,297
$121,608

32,400

$1,911,600

-

$0

Review Information to Support Site-Specific Determination of BTA
Determine Monitoring Frequency

97
320

240
1

60
2

0
0

300
3

Determine Record keeping and Reporting Frequency

320

1

2

0

3

$137

960

$43,680

Establish Requirements for Site-Specific Technology
Considering Public Comments
Issuing Permit
Recordkeeping
Totals

97
320
320
320
320

2
5
0
0
392

7
5
2
0
119

0
0
0
1
1

9
10
2
1
256

$385
$496
$75
$29
$14,108

873
3,200
640
320
78,957

$37,364
$158,560
$23,936
$9 152
$9,152
$4,497,131

29,100
960

$342 $14,450

316(b) Existing Facility Rule Information Collection Request

$1,654,044
$43,680

A.3 (states)-7

Exhibit A.3c (States)
Verification Study Review
Directors
(Responses)
A

Activity
Review of Verification Studies
Permit Modification Due to Unfavorable Results
Recordkeeping
Totals

267
267
267
267

Senior
Technical

Junior
Technical

Clerical

Assumed Loaded Hourly Rate
$62
$37
$29
Level of Effort (hrs)
2
4
4
10
0
0
6
14

Burden
Total Cost
Labor Cost O&M
Per
Per
per Permit Costs*
Permit
Director**
B

0
0
1
1

6
14
1
21

C
$273
$621
$29
$922

D

$11

C+D

$933

Total
Burden
(hrs.)
A*B
1602
3738
267
5607

Total Initial
Cost
A*(C+D)
$72,891
$165,754
$7,636
$249,000

Exhibit A.3d (States)
Annual States Director Activities
Directors
(Responses)
A

Activity
Review of Bi-Annual Status Report
Compliance Tracking
Determination on Monitoring Frequency Reduction
Recordkeeping
Totals

660
1,320
1,320
1,320
1,320

Senior
Technical

Junior
Technical

Clerical

Assumed Loaded Hourly Rate
$62
$37
$29
Level of Effort (hrs)
6
12
4
12
4
8
1
2
15
34

ODCs
Burden
Labor Cost
lump
Per
per Permit
sum*
Permit
B

0
0
0
1
1

18
16
12
4
41

C
$819
$696
$546
$165
$2,226

O&M
Costs*

D

C+D

$29

$2,255

Total Cost
Per
Director**
A*B
11,880
21,120
15,840
5,280
54,120

Total Annual
Cost
A*(C+D)
$540,540
$918,192
$720,720
$217,932
$2,435,664

Total Burden and Cost for All State Director Activities
Total
Burden
(hrs.)
138,684
138
684

T t l
Totals

Total Initial
Cost
7 181 795
7,181,795

* The O&M costs incurred by directors are all ODCs. The ODC estimate was not estimated for each activity, but rather as a lump sum for each provision of the rule.
** There were no estimated Captial costs for any acitivities performed by directors.

May 2010

316(b) Existing Facility Rule Information Collection Request

A.3 (states)-8

Exhibit A.3
Federal Director Burden and Cost Estimates for Activities
Exhibit A.3a (Federal)
[Exhibit A.3a (Federal) is reserved for future use]
Exhibit A.3b (Federal)
Federal Director Permit Issuance Activities (renewal)
Directors
(Responses)
A

Activity
Review Source Water Physical Data
Review CWIS Data
Review CWS Operation Narrative
Review Proposal for Collection of Information for Comprehensive Demonstration
Review Source Water Body Flow Information
Review Design and Construction Technology Plan

11
11
11
10
3
10

Review Impingement Mortality & Entrainment Characterization Study

10

Review Pilot Study for New Impingement & Entrainment Technology

May 2010

-

Senior
Junior
Total Cost
Burden
Technical Technical Clerical
Labor Cost O&M
Per
Per
per Permit Costs*
Assumed Loaded Hourly Rate
Director**
Permit
$62
$37
$29
B
C
D
C+D
Level of Effort (hrs)
1
2
0
3
$137
2
5
0
7
$310
2
5
0
7
$310
5
5
0
10
$496
1
2
0
3
$137
7
2
0
9
$507
120

15

0

135

$7,965

5

5

0

10

$496
$17,052
$137

Total
Burden
(hrs.)

Total Initial
Cost*

A*B
33
77
77
100
9
90

A*(C+D)
$1,502
$3,414
$3,414
$4,955
$410
$5,067

1,350

$79,650

-

$0

Review Information to Support Site-Specific Determination of BTA
Determine Monitoring Frequency

7
11

240
1

60
2

0
0

300
3

Determine Record keeping and Reporting Frequency

11

1

2

0

3

$137

33

$1,502

Establish Requirements for Site-Specific Technology
Considering Public Comments
Issuing Permit
Permit Record Keeping
Totals

7
11
11
11
11

2
5
0
0
392

7
5
2
0
119

0
0
0
1
1

9
10
2
1
378

$385
$496
$75
$29
$21,100

63
110
22
11
4,108

$2,696
$5,451
$823
$315
$233,825

2,100
33

$342 $21,442

316(b) Existing Facility Rule Information Collection Request

$119,364
$1,502

A.3 (Federal)-9

Exhibit A.3c (Federal)
Verification Study Review
Directors
(Responses)
A

Activity
Review of Verification Studies
Permit Modification Due to Unfavorable Results
Record Keeping
Totals

9
9
9
9

Senior
Technical

Junior
Technical

Clerical

62
$62
$37
$29
Level of Effort (hrs)
2
4
0
4
10
0
0
0
1
6
14
1

Total Cost
Burden
Labor Cost O&M
Per
Per
per Permit Costs*
Director**
Permit
B
6
14
1
21

C
$273
$621
$29
$922

D
$11

C+D
$933

Total
Burden
(hrs.)
A*B
54
126
9
189

Total Initial
Cost
A*(C+D)
$2,457
$5,587
$257
$8,000

Exhibit A.3d (Federal)
Annual States Director Activities
Directors
(Responses)
A

Activity
Review of Bi-Annual Status Report
Compliance Tracking
Determination on Monitoring Frequency Reduction
Record Keeping
Totals

24
45
45
45
45

Senior
Technical

Junior
Technical

Clerical

Assumed Loaded Hourly Rate
$62
$37
$29
Level of Effort (hrs)
6
12
4
12
4
8
1
2
15
34

ODCs
Burden
Labor Cost
lump
Per
per Permit
sum*
Permit
B

0
0
0
1
1

18
16
12
4
50

C
$819
$696
$546
$165
$2,226

D
$29

O&M
Costs*
C+D
$2,255

Total Cost
Per
Director**
A*B
432
720
540
180
1,872

Total Annual
Cost
A*(C+D)
$19,656
$31,302
$24,570
$7,430
$84,263

Total Burden and Cost for All Federal Director Activities
Total
Burden
(hrs.)
6,169
6 169

T t l
Totals

Total Initial
Cost
326,088
326
088

* The O&M costs incurred by directors are all ODCs. The ODC estimate was not estimated for each activity, but rather as a lump sum for each provision of the rule.
** There were no estimated Captial costs for any acitivities performed by directors.

May 2010

316(b) Existing Facility Rule Information Collection Request

A.3 (Federal)-10

Exhibit A.4
[Exhibit A.4 is reserved for future use]

May 2010

316(b) Existing Facility Rule Information Collection Request

A4.-11

Exhibit A.5
Respondents for the ICR Period Year by Year by Activity
Facilities (approval and renewal)

Start-up Activities
Permit Application Activities
Proposal for Collection of Information for Comprehensive Demonstration Study
FW River/Stream Source Water Body Flow Information
FW Lake/Reservoir Source Water Body Flow Information
Design and Construction Technology Plan (Impingement Only)
Design and Construction Technology Plan (Impingement & Entrainment)
Freshwater Monitoring for Impingement Mortality & Entrainment Characterization Study
Marine Monitoring for Impingement Mortality & Entrainment Characterization Study
Impingement Mortality & Entrainment Characterization Study Initial Analysis
Impingement Mortality & Entrainment Characterization Study Final Report
Pilot Study Impingement Monitoring Only (Freshwater)
Pilot Study Impingement & Entrainment Monitoring (Freshwater)
Pilot Study Impingement Monitoring Only (Marine)
Pilot Study Impingement & Entrainment Monitoring (Marine)
Verification Monitoring Plan
Biological Monitoring for Impingement (Freshwater)
Biological Monitoring for Impingement (Marine)
Biological Monitoring for Entrainment (Freshwater)
Biological Monitoring for Entrainment (Marine)
Bi-Annual Status Report Activities
Verification Study
Respondents

Year 1
Year 2
Year 3
Annual
Mar. 2010 - Mar. 2011 - Mar. 2012 Feb. 2011
Feb. 2012
Feb. 2013 Average1
113
121
94
109
108
106
117
110
86
87
74
82
39
49
42
43
18
13
20
17
45
41
60
49
36
31
37
35
93
105
95
98
99
93
105
99
86
87
74
82
81
72
97
83
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
92
87
101
93
290
290
290
290
165
165
165
165
290
290
290
290
165
165
165
165
455
455
455
455
175
190
179
181
471
474
471
472

State Directors (approval and renewal)

Director Start-up Activities
Director Permit Issuance Activities
Review Permit Application Information
Review Proposal for Collection of Information for Comprehensive Demonstration Study
Review Source Water Body Flow Information
Review Design and Construction Technology Plan
Review Impingement Mortality & Entrainment Characterization Study
Review Pilot Study for New Impingement & Entrainment Technology
Review Information to Support Site-Specific Determination of BTA
Determine Monitoring Frequency
Determine Permit Requirements and Issue Permit
Verification Study Review
Alternative Regulatory Requirements
Annual Director Activities
Review of Yearly Status Report
Compliance Tracking
Determination on Monitoring Frequency Reduction
Record Keeping
Respondents

Year 1
Year 2
Year 3
Annual
Mar. 2010 - Mar. 2011 - Mar. 2012 Feb. 2011
Feb. 2012
Feb. 2013 Average2
0
0
0
0
0
0
0
104
103
113
107
81
83
73
79
57
60
61
59
78
69
93
80
78
69
93
80
0
0
0
0
34
29
34
32
104
103
113
107
104
103
113
107
97
74
96
89
0
0
0
0
0
0
0
440
440
440
440
440
440
440
440
440
440
440
440
440
440
440
440
42
42
42
42

Sum for Facilities and Directors (approval and renewal)

Facilities
State Directors

Year 1
Year 2
Year 3
Mar. 2010 - Mar. 2011 - Mar. 2012 Feb. 2011
Feb. 2012
Feb. 2013
471
474
471
42
42
42
Yearly Total
513
516
513

Annual
Average
472
42
514

[1] Each facility is one respondent. One respondent may be involved in more than one activity; however, in order to avoid double-counting, the
maximum number of respondents expected to be involved in the rule activities annually is assumed to be the number of respondents for that year.
[2] Each Director is one respondent.

May 2010

316(b) Existing Facility Rule Information Collection Request

A5.-12

Exhibit A.6
Responses for the ICR Period Year by Year by Activity
Facilities

Start-up Activities
Permit Application Activities
Proposal for Collection of Information for Comprehensive Demonstration Study
FW River/Stream Source Water Body Flow Information
FW Lake/Reservoir Source Water Body Flow Information
Design and Construction Technology Plan (Impingement Only)
Design and Construction Technology Plan (Impingement & Entrainment)
Freshwater Monitoring for Impingement Mortality & Entrainment
Characterization Study
Marine Monitoring for Impingement Mortality & Entrainment Characterization
Study
Impingement Mortality & Entrainment Characterization Study Initial Analysis
Impingement Mortality & Entrainment Characterization Study Final Report
Pilot Study Impingement Monitoring Only (Freshwater)
Pilot Study Impingement & Entrainment Monitoring (Freshwater)
Pilot Study Impingement Monitoring Only (Marine)
Pilot Study Impingement & Entrainment Monitoring (Marine)
Information to Support Site-Specific Determination of BTA
Site-Specific Technology Plan
Verification Monitoring Plan
Biological Monitoring for Impingement (Freshwater)
Biological Monitoring for Impingement (Marine)
Biological Monitoring for Entrainment (Freshwater)
Biological Monitoring for Entrainment (Marine)
Bi-Annual Status Report Activities
Verification Study
Responses

Year 1
Year 2
Year 3
Mar. 2010 - Mar. 2011 - Mar. 2012 Feb. 2011
Feb. 2012
Feb. 2013
113
121
94
108
106
117
86
87
74
39
49
42
18
13
20
45
41
60
36
31
37

Annual
Average
109
110
82
43
17
49
35

93

105

95

98

99
86
81
0
0
0
0
36
36
92
290
165
290
165
455
175
2,508

93
87
72
0
0
0
0
31
31
87
290
165
290
165
455
190
2,509

105
74
97
0
0
0
0
37
37
101
290
165
290
165
455
179
2,534

99
82
83
0
0
0
0
35
35
93
290
165
290
165
455
181
2,517

State Directors
Year 1
Mar. 2010 Feb. 2011
Director Start-up Activities
Director Permit Issuance Activities

Year 2
Year 3
Mar. 2011 - Mar. 2012 Feb. 2012
Feb. 2013
0
0
0

Annual
Average
0

Review Permit Application Information
Review Proposal for Collection of Information for Comprehensive
Demonstration Study
Review Source Water Body Flow Information
Review Design and Construction Technology Plan

104

103

113

107

81
57
78

83
60
69

73
61
93

79
59
80

Review Impingement Mortality & Entrainment Characterization Study

78

69

93

80

Review Pilot Study for New Impingement & Entrainment Technology

0

0

0

0

Review Information to Support Site-Specific Determination of BTA
Determine Monitoring Frequency
Determine Permit Requirements and Issue Permit
Verification Study Review
Alternative Regulatory Requirements

34
104
104
97
0

29
103
103
74
0

34
113
113
96
0

32
107
107
89
0

440
440
440
440
2,497

440
440
440
440
2,453

440
440
440
440
2,549

440
440
440
440
2,500

Year 1
Year 2
Year 3
Mar. 2010 - Mar. 2011 - Mar. 2012 Feb. 2011
Feb. 2012
Feb. 2013
2,508
2,509
2,534
2,497
2,453
2,549
Yearly Total
5,005
4,962
5,083

Annual
Average
2,517
2,500
5,017

Annual Director Activities
Review of Bi-Annual Status Report
Compliance Tracking
Determination on Monitoring Frequency Reduction
Record Keeping

Responses

Sum for Facilities and Directors

Facilities
State Directors

May 2010

316(b) Existing Facility Rule Information Collection Request

A6.-13

Exhibit A.7
Hourly Burden for the ICR Period Year by Year for Facilities
Facility Activities
Source
(Exhibit)

Year 1
Year 2
Year 3
Mar. 2010 - Mar. 2011 - Mar. 2012 Feb. 2011
Feb. 2012
Feb. 2013

Annual
Average

NPDES Permit Application Activities
Start-up Activities
Permit Application Activities
Proposal for Collection of Information for Comprehensive Demonstration
Study
FW River/Stream Source Water Body Flow Information
FW Lake/Reservoir Source Water Body Flow Information
Design and Construction Technology Plan (Impingement Only)
Design and Construction Technology Plan (Impingement & Entrainment)
Freshwater Monitoring for Impingement Mortality & Entrainment
Characterization Study
Marine Monitoring for Impingement Mortality & Entrainment Characterization
Study
Impingement Mortality & Entrainment Characterization Study Initial Analysis
Impingement Mortality & Entrainment Characterization Study Final Report
Pilot Study Impingement Monitoring Only (Freshwater) for Pilot Study
Pilot Study Impingement & Entrainment Monitoring (Freshwater) for Pilot
Study
Pilot Study Impingement Monitoring Only (Marine) for Pilot Study
Pilot Study Impingement & Entrainment Monitoring (Marine) for Pilot Study
Verification Monitoring Plan
NPDES Permit Application Activity Total
Annual Activities
Biological Monitoring for Impingement (Freshwater)
Biological Monitoring for Impingement (Marine)
Biological Monitoring for Entrainment (Freshwater)
Biological Monitoring for Entrainment (Marine)
Bi-Annual Status Report Activities
Verification Study
Annual Activity Yearly Labor Total
Yearly Labor Total

May 2010

A1a
A1b

1,469
15,876

1,573
15,582

1,222
17,199

1,421
16,219

A1c
A1d
A1d
A1e
A1e

6,742
1,170
605
2,700
2,880

6,821
1,470
437
2,460
2,480

5,802
1,260
672
3,600
2,960

6,455
1,300
571
2,920
2,773

A1f

124,899

141,015

127,585

131,166

A1f
A1f
A1f
A1g

170,544
9,718
9,720
0

160,208
9,831
8,640
0

180,880
8,362
11,640
0

170,544
9,304
10,000
0

A1g
A1g

0
0

0
0

0
0

0
0

A1g
A1h

0
0
346,323

0
0
350,517

0
0
361,182

0
0
352,674

A2a
A2b
A2c
A2d
A2e
A2f

109,910
79,464
178,060
128,040
107,380
21,054
623,908

109,910
79,464
178,060
128,040
107,380
22,728
625,582

109,910
79,464
178,060
128,040
107,380
21,514
624,368

109,910
79,464
178,060
128,040
107,380
21,765
624,619

970,231

976,099

985,550

977,293

316(b) Existing Facility Rule Information Collection Request

A.7-14

Exhibit A.8
Hourly Burden for the ICR Period Year by Year
for State Directors and Federal Government
State Director Activities

Director Start-up Activities
Director Permit Issuance Activities
Verification Study Review
Alternative Regulatory Requirements
Annual Director Activities
Yearly Total

Source
(Exhibit)
A3a (state)
A3b (state)
A3c (state)
A3d (state)
A3e (state)

Year 1
Mar. 2010 Feb. 2011
0
26,463
2,037
0
18,040
46,540

Year 2
Mar. 2011 Feb. 2012
0
23,615
1,554
0
18,040
43,209

Year 3
Mar. 2012 Feb. 2013
0
28,879
2,016
0
18,040
48,935

Annual
Average
0
26,319
1,869
0
18,040
46,228

Federal Director Activities

Director Start-up Activities
Director Permit Issuance Activities
Verification Study Review
Alternative Regulatory Requirements
Annual Director Activities
Yearly Total

May 2010

Source
(Exhibit)
A3a (federal)
A3b (federal)
A3c (federal)
A3d (federal)
A3e (federal)

Year 1
Mar. 2010 Feb. 2011
0
1,244
84
0
750
2,078

Year 2
Mar. 2011 Feb. 2012

Year 3
Mar. 2012 Feb. 2013

0
1,204
63
0
750
2,017

316(b) Existing Facility Rule Information Collection Request

0
1,660
42
0
750
2,452

Annual
Average
0
91,931
3,066
0
18,500
2,182

A.8-15

Exhibit A.9
Costs for the ICR Period Year by Year for Facilities
Facility Activities
Source
(Exhibit)

Year 1
Mar. 2010 Feb. 2011

Year 2
Mar. 2011 Feb. 2012

Year 3
Mar. 2012 Feb. 2013

Annual
Average

NPDES Permit Application Activities
Start-up Activities
Permit Application Activities
Proposal for Collection of Information for Comprehensive Demonstration Study
FW River/Stream Source Water Body Flow Information
FW Lake/Reservoir Source Water Body Flow Information
Design and Construction Technology Plan (Impingement Only)
Design and Construction Technology Plan (Impingement & Entrainment)

A1a
A1b
A1c
A1d
A1d
A1e
A1e

$98,796
$847,768
$371,695
$47,828
$25,958
$122,063
$139,432

$105,790
$832,068
$376,017
$60,092
$18,748
$111,213
$120,066

$82,184
$918,415
$319,831
$51,508
$28,843
$162,750
$143,305

$95,590
$866,084
$355,848
$53,143
$24,516
$132,008
$134,267

Freshwater Monitoring for Impingement Mortality & Entrainment Characterization Study

A1f

$7,152,695

$8,075,624

$7,306,517

$7,511,612

Marine Monitoring for Impingement Mortality & Entrainment Characterization Study

A1f

$9,706,455

$9,118,185

$10,294,725

$9,706,455

Impingement Mortality & Entrainment Characterization Study Initial Analysis

A1f

$755,510

$764,295

$650,090

$723,298

Impingement Mortality & Entrainment Characterization Study Final Report
Pilot Study Impingement Monitoring Only (Freshwater) for Pilot Study
Pilot Study Impingement & Entrainment Monitoring (Freshwater) for Pilot Study
Pilot Study Impingement Monitoring Only (Marine) for Pilot Study

A1f
A1g
A1g
A1g

$590,296
$0
$0
$0

$524,707
$0
$0
$0

$706,897
$0
$0
$0

$607,300
$0
$0
$0

Pilot Study Impingement & Entrainment Monitoring (Marine) for Pilot Study
Verification Monitoring Plan
NPDES Permit Application Activity Total
Annual Activities
Biological Monitoring for Impingement (Freshwater)
Biological Monitoring for Impingement (Marine)
Biological Monitoring for Entrainment (Freshwater)
Biological Monitoring for Entrainment (Marine)
Bi-Annual Status Report Activities
Verification Study
Annual Activity Yearly Labor Total

A1g
A1h

$0
$0
$19,858,496

$0
$0
$20,106,805

$0
$0
$20,665,064

$0
$0
$20,210,121

A2a
A2b
A2c
A2d
A2e
A2f

$6,655,007
$4,819,307
$10,933,754
$7,779,024
$9,710,610
$1,537,740
$41,435,442

$6,655,007
$4,819,307
$10,933,754
$7,779,024
$9,710,610
$1,667,012
$41,564,714

$6,655,007
$4,819,307
$10,933,754
$7,779,024
$9,710,610
$1,572,477
$41,470,178

$6,655,007
$4,819,307
$10,933,754
$7,779,024
$9,710,610
$1,592,410
$41,490,111

$61,293,937

$61,671,519

$62,135,242

$61,700,233

Year 1
Mar. 2010 Feb. 2011

Year 2
Mar. 2011 Feb. 2012

Year 3
Mar. 2012 Feb. 2013

Annual
Average

Yearly Labor Total

Facility O&M
Source
(Exhibit)
NPDES Application
Purchase, Installation & Operation of Pilot Study Technology-Freshwater Impingement and
Entrainment
Purchase, Installation & Operation of Pilot Study Technology-Freshwater-Impingement Only
Purchase, Installation & Operation of Pilot Study Technology-Marine Impingment and Entrainment
Purchase, Installation & Operation of Pilot Study Technology-Marine- Impingement Only
Biological Study Laboratory Analysis (Freshwater)
Biological Study Laboratory Analysis (Marine)
Pilot Study Entrainment Laboratory Analysis (Freshwater)
Pilot Study Entrainment Laboratory Analysis (Marine)
Other Direct Costs
Annual
Laboratory Analysis to Identify & Enumerate Entrained Freshwater Biota
Laboratory Analysis to Identify & Enumerate Entrained Marine Biota
Other Direct Costs
Equipment Cost Subtotal
Laboratory Analysis Subtotal
Other Direct Costs Subtotal
Yearly O&M Total

May 2010

A1g
A1g
A1g
A1g
A1f
A1f
A1g
A1g
A.1a-h
A2c
A2d
A.2a-f

$0
$0
$0
$0
$1,655,354
$2,290,794
$0
$0
$77,178
$0
$2,581,000
$1,909,050
$1,324,795
$0
$8,436,198
$1,401,973
$9,838,171

$0
$0
$0
$0
$1,868,948
$2,151,958
$0
$0
$76,323
$0
$2,581,000
$1,909,050
$1,333,360
$0
$8,510,956
$1,409,683
$9,920,639

316(b) Existing Facility Rule Information Collection Request

$0
$0
$0
$0
$1,690,953
$2,429,630
$0
$0
$79,230
$0
$2,581,000
$1,909,050
$1,327,079
$0
$8,610,633
$1,406,309
$10,016,942

$0
$0
$0
$0
$1,738,418
$2,290,794
$0
$0
$77,577
$2,581,000
$1,909,050
$1,328,411
$0
$8,519,262
$1,405,988
$9,925,250

A.9-16

Exhibit A.10
Costs for the ICR Period Year by Year
for State Directors and Federal Government
State Director Activities

Director Start-up Activities
Director Permit Issuance Activities
Verification Study Review
Alternative Regulatory Requirements
Annual Director Activities
Yearly Total

Source (Exhibit)
A3a (state)
A3b (state)
A3c (state)
A3d (state)
A3e (state)

Year 1
Year 2
Year 3
Mar. 2010 - Mar. 2011 - Mar. 2012 Feb. 2011
Feb. 2012
Feb. 2013
$0
$0
$0
$1,471,010
$1,307,350 $1,609,331
$89,473
$68,258
$88,550
$0
$0
$0
$979,308
$979,308
$979,308
$2,539,791
$2,354,916 $2,677,189

Annual
Average
$0
$1,462,564
$82,094
$0
$979,308
$2,523,965

Year 1
Mar. 2010 Feb. 2011

Annual
Average

State Director O&M
Source (Exhibit)
Start-Up & NPDES Application
Other Direct Costs
Annual
Other Direct Costs
Yearly O&M Cost Total

Year 2
Mar. 2011 Feb. 2012

Year 3
Mar. 2012 Feb. 2013

A3a-d (state)

$36,635

$36,040

$39,702

$37,459

A3e (state)

$12,760
$49,395

$12,760
$48,800

$12,760
$52,462

$12,760
$50,219

Year 1
Year 2
Year 3
Mar. 2010 - Mar. 2011 - Mar. 2012 Feb. 2011
Feb. 2012
Feb. 2013
$0
$0
$0
$69,284
$67,432
$93,347
$3,690
$2,767
$1,845
$0
$0
$0
$33,386
$33,386
$33,386
$106,359
$103,585
$128,578

Annual
Average
$0
$76,688
$2,767
$0
$33,386
$112,840

Year 1
Mar. 2010 Feb. 2011

Annual
Average

Federal Director Activities

Director Start-up Activities
Director Permit Issuance Activities
Verification Study Review
Alternative Regulatory Requirements
Annual Director Activities
Yearly Total

Source (Exhibit)
A3a (federal)
A3b (federal)
A3c (federal)
A3d (federal)
A3e (federal)

Federal Director O&M
Source (Exhibit)
Start-Up & NPDES Application
Other Direct Costs
Annual
Other Direct Costs
Yearly O&M Cost Total

May 2010

Year 2
Mar. 2011 Feb. 2012

Year 3
Mar. 2012 Feb. 2013

A3a-d (federal)

$1,412

$1,059

$1,390

$1,287

A3e (federal)

$435
$1,847

$435
$1,494

$435
$1,825

$435
$1,722

316(b) Existing Facility Rule Information Collection Request

A.10-17

Exhibit A.11
Summary of the Burden, Respondents, Responses, and
Costs for the ICR Period by Year and Annual Averages
Facilities
Source
(Exhibit)

Year 1

Year 2

Year 3

Mar. 2010 Feb. 2011

Mar. 2011 Feb. 2012

Mar. 2012 Feb. 2013

Three Year
Total 1

Annual
Average

Burden (hours)

A7

970,231

976,099

985,550

977,293

2,931,879

Respondents (number)

A5

471

474

471

472

506

Responses (number)

A6

2,508

2,509

2,534

2,517

7,551

Costs (labor)

A9

$61,293,937

$61,671,519

$62,135,242

Costs (Equipment)

A9

$0

$0

$0

$0

$0

Costs (Lab Analysis)

A9

$8,436,198

$8,510,956

$8,610,633

$8,519,262

$25,557,786

Costs (Other Direct Costs)
Total Costs

A9

$1,401,973
$71,132,108

$1,409,683
$71,592,158

$1,406,309
$72,152,183

$61,700,233 $185,100,698

$1,405,988
$4,217,965
$71,625,483 $214,876,449

[1] Each facility is one respondent. One respondent may perform activities in more than one year. So to avoid double-counting,
the respondent 3 year total, is the total number of facilites that must perform one or more activities during the ICR approval period.

Directors
Source
(Exhibit)

Year 1
Mar. 2010 Feb. 2011

Year 2
Mar. 2011 Feb. 2012

Year 3
Mar. 2012 Feb. 2013

Annual
Average

Three Year
Total 1

Burden (hours)

A8

46,540

43,209

48,935

46,228

138,684

Respondents (number)

A5

42

42

42

42

42

Responses (number)

A6

2,497

2,453

2,549

2,500

7,499

Costs(labor)

A10

$2,539,791

$2,354,916

$2,677,189

$2,523,965

$7,571,896

Costs (Other Direct Costs)
Total Costs

A10

$49,395
$2,589,186

$48,800
$2,403,716

$52,462
$2,729,651

$50,219
$2,574,184

$150,657
$7,722,553

[1] Each director is one respondent. One respondent may perform activities in more than one year. So to avoid double-counting,
the respondent 3 year total, is the total number of directors that must perform one or more activities during the ICR approval period.

Federal Government
Source
(Exhibit)

Year 1
Mar. 2010 Feb. 2011

Year 2
Mar. 2011 Feb. 2012

Year 3
Mar. 2012 Feb. 2013

2,078

2,017

2,452

Burden (hours)

A8

Costs(labor)

A10

$106,359

$103,585

Costs (O&M)
Total Costs

A10

$1,847
$108,206

$1,494
$105,079

Annual
Average

Three Year
Total

2,182

6,547

$128,578

112,840

338,521

$1,825
$130,403

1,722
$114,562

5,166
$343,687

Totals for Respondents (Facilities and Directors)*

Total Respondent Burden (hours)
Total Respondents (number)
Total Respondent Labor Costs
Total Respondent Capital and O&M Costs
Total Respondent Cost for All Activities
* Totals for annual averages may not match exactly due to rounding discrepancies

May 2010

Annual
Three Year
Average
Total
1,023,521
3,070,563
514
548
$64,224,198 $192,672,594
$9,975,469 $29,926,408
$74,199,667 $222,599,002

316(b) Existing Facility Rule Information Collection Request

A11.-18