Information Collection

Part 40, Provisions Common to Registered Entities

IC 195098 under ICR 201011-3038-001 · OMB 3038-0093.

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IC Title:	Part 40, Provisions Common to Registered Entities	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 40.2, 40.3, 40.4, 40.5, 40.6

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 65	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	5,978	5,978
Annual IC Time Burden (Hours)	15,065	15,065
Annual IC Cost Burden (Dollars)	0	0

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