Information Collection

Conflict of interest Polocies and Procedures by Swap Dealers and Major Swap Participants

IC 195307 under ICR 201011-3038-007 · OMB 3038-0079.

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IC Title:	Conflict of interest Polocies and Procedures by Swap Dealers and Major Swap Participants	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 23

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 300	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to New Statute
Annual Number of Responses for this IC	25,800	25,800
Annual IC Time Burden (Hours)	13,350	13,350
Annual IC Cost Burden (Dollars)	13,350	13,350

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