Investigative Data Collection Requirements for the Trade Act of 1974 as amended by the Trade and Globalization Adjustment Assistance Act of 2009

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form ETA 9042 TAA, ATAA Petition, 9042A and 9042A-1, filled out by state/local workforce staff	Form and Instruction	Modified	Available
Form ETA 9042 TAA/ATAA Petition, ETA-9042a and 9042A-1, filled out by company or union officials/representatives	Form and Instruction	Modified	Available
Form ETA 9118 Business Confidential Data Request, Non-Production Questionnaire, Customer Survey	Form and Instruction	Modified	Available
Form ETA-9042 ETA-9042a and 9042A-1 Petition, individuals (three or more workers)	Form and Instruction	Modified	Available
TEGL, Petition, Sunset Scenario, 2009 Amendments.doc	Supplementary Document	Uploaded 2010-12-09	Available
OMB 1205-0342 Justification for Non Substantive Change Request 12 9 2010.doc	Justification for No Material/Nonsubstantive Change	Uploaded 2010-12-09	Available
Supporting_Statement_for_1205-0342_Oct_31_2009.doc	Supporting Statement A	Uploaded 2010-09-13	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
187430	TAA, ATAA Petition, 9042A and 9042A-1, filled out by state/local workforce staff	Form and Instruction	Modified
187426	TAA/ATAA Petition, ETA-9042a and 9042A-1, filled out by company or union officials/representatives	Form and Instruction	Modified
186916	Business Confidential Data Request, Non-Production Questionnaire, Customer Survey	Form and Instruction	Modified
13133	ETA-9042a and 9042A-1 Petition, individuals (three or more workers)	Form and Instruction	Modified

ICR Details

OMB Control No: 1205-0342	ICR Reference No: 201012-1205-003
Status: Historical Active	Previous ICR Reference No: 201009-1205-002
Agency/Subagency: DOL/ETA	Agency Tracking No: EBSS
Title: Investigative Data Collection Requirements for the Trade Act of 1974 as amended by the Trade and Globalization Adjustment Assistance Act of 2009
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/14/2011
	Date Received in OIRA: 12/14/2010
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2013	01/31/2013	01/31/2013
Responses	8,675	0	8,675
Time Burden (Hours)	17,883	0	17,883
Cost Burden (Dollars)	0	0	0

---

Abstract: Section 221 (a) of Title II, Chapter 2 of the Trade Act of 1974, as amended by the Trade and Globalization Adjustment Assistance Act of 2009, authorizes the Secretary of Labor and the Governor of each State to accept petitions for certification of eligibility to apply for adjustment assistance. Versions of ETA 9042, Petition for Trade Adjustment Assistance and Alternative Trade Adjustment Assistance, establish a format that may be used for filing such petitions. The Department’s regulations regarding petitions for worker adjustment assistance may be found at 29 C.F.R. § 90. The Forms ETA 8562a, ETA 8562 a-1, and 8562 b, ETA 9118, ETA 9043a and ETA 9043b are all undertaken in accordance with Sections 222, 223 and 249 of the Trade Act of 1974, as amended by the Trade and Globalization Adjustment Assistance Act of 2009. They are used by the Secretary of Labor to certify groups of workers as eligible to apply for worker trade adjustment assistance.

---

Authorizing Statute(s): US Code: 19 USC 2271 Name of Law: Trade Adjustment Assistance Act
  

Citations for New Statutory Requirements: PL: Pub.L. 111 - 5 I800 Name of Law: Trade and Globalization Assistance Act of 2009

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	74 FR 28955	06/18/2009
30-day Notice:	Federal Register Citation:	Citation Date:
	74 FR 62601	11/30/2009
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 4

table that charts list of burden

IC Title	Form No.	Form Name
TAA, ATAA Petition, 9042A and 9042A-1, filled out by state/local workforce staff	ETA 9042a(1), ETA 9042, ETA 9042a	Petition ,   Petition in Spanish ,   Petition, Screens indicating reversions to 2002 Amendments
ETA-9042a and 9042A-1 Petition, individuals (three or more workers)	ETA-9042, ETA - 9042a(1), ETA9042, ETA 9042a	Petition For Trade Adjustment Assistance, automated version ,   Petition ,   Petition in Spanish ,   Petition, screens indicating reversions to 2002 version
Business Confidential Data Request, Non-Production Questionnaire, Customer Survey	ETA 8562b, ETA 8562a1, ETA 8562a, ETA 9118, ETA 9043a, ETA 9043b	Business Confidential Information Request ,   customer survey ,   Business Confidential Customer Survey, second tier purchasers of articles ,   Business Confidential Bid Survey ,   Business Confidential Data Request (Article) ,   Business Confidential Data Request (Service)
TAA/ATAA Petition, ETA-9042a and 9042A-1, filled out by company or union officials/representatives	ETA 9042a, ETA 9042a(1), ETA 9042	Petition ,   Petition in Spanish ,   Petition, changed screens to 2002 amendments version

---

ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	8,675	8,675	0	0	0	0
Annual Time Burden (Hours)	17,883	17,883	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: ETA-9043 and ETA-8562 and their variants now result in slightly decreased burden due to reorganization within the forms; the integration of 9043 C results in the elimination of this form. In addition, the combining of 8562a with 8562b created the new 8564a, and combining 8562c with 8562d created 8562b for a total elimination of the previously named 8562b, and 8562c and 8562d - an elimination of three forms, or a reduction of forms from 9 to 6 for the Information Collection for the business confidential date request, non-production questionnaire, and customer survey IC.

---

Annual Cost to Federal Government: $12,322

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Yes

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/14/2010

---