Information Collection

Rule 204-2, Books and records to Be Maintained by Investment Advisers

IC 34747 under ICR 201012-3235-005 · OMB 3235-0278.

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Information Collection (IC) Details

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IC Title:	Rule 204-2, Books and records to Be Maintained by Investment Advisers	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 204-2 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Investment Adviser Records	FR Citation: 66 FR 7820

Number of Respondents: 9,150	Number of Respondents for Small Entity: 616

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Requested	Program Change Due to New Statute	Previously Approved
Annual Number of Responses for this IC	9,150	-2,508	11,658
Annual IC Time Burden (Hours)	1,660,268	-455,108	2,115,376
Annual IC Cost Burden (Dollars)	27,450,000	-7,515,063	34,965,063

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