Information Collection

Rule 203A-5

IC 195690 under ICR 201012-3235-009 · OMB 3235-0688.

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Information Collection (IC) Details

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IC Title:	Rule 203A-5	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.203A-5

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Investment Adviser Records	FR Citation: 66 FR 7820

Number of Respondents: 11,850	Number of Respondents for Small Entity: 620

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to New Statute
Annual Number of Responses for this IC	11,850	11,850
Annual IC Time Burden (Hours)	157,775	157,775
Annual IC Cost Burden (Dollars)	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.