Information Collection

Form 19b-4 and Rule 19b-4 of the Securities Exchange Act of 1934 - Electronic Filing of Proposed Rule Changes

IC 42938 under ICR 201101-3235-006 · OMB 3235-0045.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0045 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form 19b-4 Form 19b-4 and Rule 19b-4 of the Securities Exchange Act of 1934 - Electronic Filing of Proposed Rule Changes	Form and Instruction
19b-4 Form 19b-4 and Instructions Form 19b-4-RC.PDF www.sec.gov/about/forms/form19b-4.pdf	Form and Instruction

IC Title:

Form 19b-4 and Rule 19b-4 of the Securities Exchange Act of 1934 - Electronic Filing of Proposed Rule Changes

Agency IC Tracking Number:

270-38

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.19b-4 17 CFR 249.819

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	19b-4	Form 19b-4 and Instructions	Form 19b-4-RC.PDF	http://www.sec.gov/about/forms/form19b-4.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 31

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1,742	463	1,279
Annual IC Time Burden (Hours)	66,295	36,597	29,698
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.