Form
Approved
OMB No. 0935-XXXX
Exp. Date XX/XX/20XX
SURVEY OF IMPLEMENTATION GRANTEES
The purpose of this survey is to gain a better understanding of your experience as an AHRQ Transforming Healthcare Quality through Information Technology (THQIT) implementation grantee beginning in 2004 or 2005.
This survey is about your participation in and results of the implementation grant project described in the final report located here: Click for Final Report.
The survey contains ten brief sections, as follows:
Section I: Partnerships and Organizational Characteristics
Section II: Stakeholder Involvement
Section III: Planning Prior to THQIT Implementation Grant
Section IV: Selecting the Health it Product
Section V: Interactions with Users/Targeted Users during Implementation of Health IT
Section VI: Workflow/Process Redesign
Section VII: Technical Assistance Received
Section VIII: Focus on AHRQ Priority Populations
Section IX: Strengths and Weaknesses of Implementation
Section X: Experience from Today’s Perspective
P
Public
reporting burden for this collection of information is estimated to
average 45
minutes per response, the estimated time required to complete
the survey. An agency may not conduct or sponsor, and a person
is not required to respond to, a collection of information unless it
displays a currently valid OMB control number. Send
comments regarding this burden estimate or any other aspect of
this collection of information, including suggestions for reducing
this burden, to: AHRQ Reports Clearance Officer Attention: PRA,
Paperwork Reduction Project (0935-XXXX)
AHRQ,
540 Gaither Road, Room # 5036, Rockville, MD 20850.
SECTION I: PARTNERSHIPS AND ORGANIZATIONAL CHARACTERISTICS
What was your role in the Transforming Healthcare Quality through Information Technology (THQIT) implementation grant?
Check all that apply.
1 Principal Investigator
2 Project Director or project coordinator
3 Individual directly involved with the implementation grant
4 An administrator at a participating organization during the grant period
5 A provider at a participating organization during the grant period
6 I did not work at a participating organization during the grant period
7 Other (please specify): _____________________
Our records indicate that you partnered with (collaborated with) the following organizations for this project:
[org1]
[org2]
[org3]
[org4]
[etcX]
Please indicate any corrections to the partnered organizations here:
Our records show you received a THQIT planning grant prior to the THQIT implementation grant that is the topic of this survey. Which best describes the partnership that undertook the implementation grant project, compared to the partnership that had undertaken the planning grant project?
1 The same partner organizations that worked together on the planning grant project worked together on the implementation
2 Some partner organizations that worked together on the planning grant project also worked together on implementation, and new partners were added
3 Some partner organizations that worked together on the planning grant project also worked together on implementation; no new partners were added
0 No partner organizations that worked together on the planning grant worked together on implementation
-1 I don’t know if partner organizations from the planning grant continued to work together on implementation
PROGRAMMER NOTE: If Q3=1, then skip to Q8. Else go to Q4.
Below is a list of types of organizations that focus on the delivery of patient care.
In Column A, please indicate the types of partner organizations that were actively involved throughout the course of this project (please include your own).
In Column B, for partner organization types that were involved in the THQIT implementation grant please indicate the total number of unique organizations involved.
If involved organizations have multiple sites, please count the sites that were part of the implementation project. For example, suppose a physician group with 9 small-to-medium practice sites partnered with a hospital system with 2 hospitals and a university. If the implementation project was focused on health IT that would affect both hospitals and all 9 sites, count them all below. If the implementation project was focused on a subset of the practice sites and/or one of the two hospitals, count the ones on which it was focused.
Type of Organizations |
Column A Partner for THQIT Implementation Grant |
Column B
Number of Organizations Involved |
Organizations Focused on Delivering Patient Care |
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1 |
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1 |
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1 |
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1 |
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1 |
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1 |
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1 |
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Other point-of-care organizations* (please indicate below) |
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1 |
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1 |
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*By point-of-care organizations, we mean organizations that focus primarily on patient care delivery.
Below is a list of types of organizations that DO NOT deliver patient care or that the delivery of patient care is NOT their main focus.
In Column A, please indicate the types of partner organizations that were actively involved throughout the course of this implementation grant project (please include your own).
In Column B, for partner organization types that were involved in the THQIT implementation grant please indicate the total number of unique organizations involved.
If involved organizations have multiple sites, please count the sites that were intended to be part of the health IT project that was being implemented. For example, suppose a social service agency has 9 local offices. If the implementation project was focused on health IT that would affect both the agency and all 9 local offices, count them all below. If the implementation project was focused on a subset of the local offices, count the ones on which it was focused.
Type of Organizations |
Column A Partner for THQIT Implementation Grant |
Column B Number of Organizations Involved |
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1 |
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1 |
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1 |
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1 |
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1 |
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1 |
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1 |
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1 |
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1 |
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Other organizations that do not deliver patient care (please indicate below) |
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1 |
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1 |
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Programmer note: If Q5h=1, go to Q6. Else, programmer note before Q7.
You indicated that other consulting firms were partners on the THQIT implementation grant. Please specify the type of consulting firms in the space provided.
PROGRAMMERS NOTE: If Q3= -1, go to Q8. If Q3=2, 3 OR 0, GO TO Q7.
For each of the following, please indicate if it did not occur, if it occurred but did NOT influence change in partners, or if it occurred and DID influence change in partners. If an activity did occur but you are unsure of the influence, select the column to the far right.
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Did Not Occur |
Occurred…. |
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but Did Not Influence Change in Partners |
and Did Influence Change in Partners |
but influence not known |
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0 |
1 |
2 |
-1 |
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0 |
1 |
2 |
-1 |
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0 |
1 |
2 |
-1 |
After the implementation grant ended, to what extent did partner organizations work together to pursue a new health care improvement activity (which may or may not have focused on health IT to improve quality)?
1 All organizations continued to work together
2 Some organizations continued to work together
0 No organizations continued to work together
-1 I don’t know if any organizations continued to work together
Programmer note: If Q8=1 or 2, then Q9. Else go to programmer note before Q11.
Thinking about the new activity that partner organizations pursued after the implementation grant ended, did it include an evaluation component?
1 Yes
0 No Go to programmer note before Q11.
Thinking about evaluation component, did it include internal researchers, external researchers, or both?
1 Internal researchers
2 External researchers
3 Both internal and external researchers
Programmer note: If Q8=2 or 0, then Q11. Else go to Q13.
What type(s) of partner organizations stopped working together after the grant project?
Check all that apply.
1 Patient care delivery organization(s)
2 Research organization(s) Go to Question 13.
0 Other type Go to Question 13.
Please indicate why some or all point-of-care partner organizations did not continue to work together after the implementation grant ended.
Check all reasons that apply to one or more of the partner organizations.
1 Financial constraints of a partner organization
2 Lack of senior leadership endorsement (support) for health IT at a partner organization
3 Lack of clinicians’ endorsement (support) at a partner organization
4 Differences in readiness to use health IT among partner organizations
5 Competition for patients and/or revenue among partner organizations
6 Divergence in the types of health IT, health IT vendor, or functions used across partners
7 Disagreements on the implementation plan
8 Issues with data sharing or data use agreements
9 Other (please specify): _____________________
The February 2009 passage of the American Recovery and Reinvestment Act (ARRA)/ Health Information Technology for Economic and Clinical Health (HITECH) may have changed the ways organizations work together. Did the extent to which you and your partners worked together change because of ARRA/HITECH?
HITECH is Title XIII of ARRA, also known as “The Stimulus Law”(ARRA Public Law 111-5). Among other things, it contains incentives designed to accelerate the adoption of electronic health records, beginning in 2011.
1 We collaborated more after ARRA/HITECH
2 We collaborated less after ARRA/HITECH
3 We collaborated at about the same level before and after ARRA/HITECH
-1 Don’t know
SECTION II: STAKEHOLDER INVOLVEMENT
Please indicate whether individuals with each of the following backgrounds played a major, minor or no role in the project.
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Major Role |
Minor Role |
No Role |
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1 |
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3 |
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Other (please specify below): |
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1 |
2 |
3 |
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1 |
2 |
3 |
Regarding the researchers that were part of the health IT implementation project, which type of organization were they from?
Check all that apply.
1 University
2 Other research-focused organization
3 Research unit within a health care provider organization
4 Consulting firm
5 Other (specify):
To what extent do you agree with each of the following statements about the role of one or more individuals from the research team in your project?
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Strongly Agree |
Agree |
Disagree |
Strong Disagree |
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1 |
2 |
3 |
4 |
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4 |
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4 |
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4 |
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1 |
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3 |
4 |
Our records show the following types of health IT functions were part of your implementation project:
[auto-fill here]
Please indicate any corrections to this list here:
To what extent would you characterize your health IT implementation project as having been focused on healthcare organizations in a rural setting?
1 Major rural focus
1 Moderate rural focus
0 Little or no rural focus
PROGRAMMER NOTE: IF PLANNING GRANTEE, GO TO Q22.
SECTION III: PLANNING PRIOR TO THQIT IMPLEMENTATION GRANT
In the following table, in Column A, please indicate if each of the following aspects of planning was a strength or weakness with regard to your implementation grant. If it has no impact, select that option.
In Column B, for each aspect that was a weakness, please indicate the primary cause of the weakness. If the cause is not listed, select “Other” and record the reason in the space provided in Column C.
Planning Aspect |
Column A |
Column B
Cause of Weakness |
Column C |
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Strength |
Weakness |
No Impact |
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1 |
2 |
0 |
Drop down Lack of time Insufficient funds Did not think more of this was needed Other (specify to right) |
Other specify verbatim field |
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1 |
2 |
0 |
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1 |
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0 |
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0 |
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0 |
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(if applicable) |
1 |
2 |
0 |
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0 |
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0 |
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(if applicable) |
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0 |
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In Column A, please indicate if you tried any of the following facilitators of effective implementation of health IT prior to implementation.
In Column B, for facilitators used, indicate if the facilitator had a positive effect, had no effect, or had a negative effect with regard to effective implementation and use of health IT.
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Column A Tried Potential Facilitator |
Column B Value of Facilitator |
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Positive Effect |
No Effect |
Negative Effect |
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In your opinion, how likely is it that a planning grant project involving these partners and research topics would have had a significant positive impact on the success of this project to achieve its desired aims in the initial project period (up to three years) provided?
1 Very likely
2 Somewhat likely
3 Somewhat unlikely
4 Very unlikely
5 Don’t know
Were there any important pre-implementation issues that were not included in the implementation plan that had to be addressed prior to initial implementation?
1 Yes
0 No Go to Question 24.
Please describe the issues not included in the implementation plan that had to be addressed prior to implementation.
SECTION IV: SELECTING THE HEALTH IT PRODUCT
Did your project involve purchasing health IT, developing it in-house, or was it already available to the project?
1 Purchased health IT
Go to Question 31.
3 Health IT was already available
Please indicate which of the following was included as part of the process of selecting the health IT that was critical to your project:
Check all that apply.
1 Needs assessment
2 Reference checks of the health IT vendor (such as peer interviews with practices using the software)
3 Checked product rating (e.g. Gartner, KLAS)
4 The longevity and financial integrity of the health IT vendor were reviewed
PROGRAMMER NOTE: ONLY ASK Q26 thru Q28 IF IMPLEMENTATION I GRANTEE (NO PLANNING GRANT). ELSE GO TO Q29.
Did you issue a Formal Request for Proposal or other contractual document to acquire health IT equipment or support services?
1 Yes
0 No Go to Question 29.
Did you contact other organizations who implemented health IT to ask for a copy of their formal Request for Proposal or other contractual document to acquire health IT equipment or support services?
1 Yes
0 No
-1 Don’t know
Did you share your formal Request for Proposal or other contractual document with other organizations implementing health IT?
1 Yes
0 No
-1 Don’t know
The following are factors that can impact a decision to purchase a health IT product.
In Column A, please indicate how important each factor was in the purchase decision for the health IT for your project. If you purchased more than one health IT product, please consider the purchases that were most critical to project success.
In Column B, please indicate if how important each factor should have been in the final health IT purchase decision.
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Column A |
Column B |
Importance of factor in actual health IT purchase decision |
Importance that factor should have played in health IT purchase decision |
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[dropdown:] Not at all important Slightly important Moderately important Very important |
[dropdown] Not at all important Slightly important Moderately important Very important |
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[choices repeat] |
[choices repeat] |
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Other (please specify below): |
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Who played a role in selecting the health IT for your project?
If more than one health IT product was purchased, please consider the purchases that were most critical to project success.
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Major Role |
Minor Role |
No Role |
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1 |
2 |
3 |
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1 |
2 |
3 |
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1 |
2 |
3 |
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1 |
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3 |
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1 |
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3 |
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1 |
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3 |
Other (please specify below): |
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1 |
2 |
3 |
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1 |
2 |
3 |
SECTION V: INTERACTIONS WITH USERS/TARGETED USERS DURING IMPLEMENTATION OF HEALTH IT
Which of the following were targeted users of the health IT?
Check all that apply.
Clinicians
1 Physicians
2 Nurses
3 Pharmacists
4 Other clinicians (please specify:)_____________________________________
Administrative Staff
5 Front desk staff
6 Billing staff
7 Other administrative staff
Other
8 Patients
9 Medical assistants
10 Technicians
11 Other (please specify):
Did formal training of targeted users of the health IT occur as part of your THQIT implementation grant project?
1 Yes
0 No Go to Question 40.
Think about the training received by targeted users of the health IT that was implemented as part of your THQIT implementation grant project. For each of the following statements about training, please indicate it if applied to all, some, or none of the targeted users.
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Applied to…… |
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All |
Some |
None |
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1 |
2 |
0 |
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1 |
2 |
0 |
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1 |
2 |
0 |
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1 |
2 |
0 |
Were some targeted users trained in advance of others so that they could help to train their colleagues (“super-users”)?
1 Yes
0 No
Were any health IT champions who were not targeted users of the health IT trained in advance of the targeted users?
1 Yes
0 No
What format(s) was used for training?
Check all that apply.
1 Classroom
2 Self-directed online
3 Self-directed paper-based
4 Hands on
When did training occur?
1 More than two weeks prior to go-live
2 Within two weeks before go-live
3 After go-live
To what extent would you agree with the following statement about training relevant clinicians and staff to use the health IT?
|
Strongly Agree |
Agree |
Disagree |
Strongly Disagree |
Training was based on relevant clinical scenarios |
1 |
2 |
3 |
4 |
Please use the space provided to provide other comments about the training experience or training-related lessons learned.
SECTION VI: WORKFLOW/PROCESS REDESIGN
To what extent was process redesign accomplished prior to health IT implementation?
1 Intensively
2 To some degree
3 Not at all
Overall, was process redesign during implementation more of a formal, managed process or an informal process?
Go to
Question 43.
1 Formal, managed process
2 Informal process
3 Not applicable – no process redesign during implementation
Were relevant clinicians and staff trained on new workflows?
1 Yes
0 No
After the health IT project period ended, has workflow and process redesign continued?
1 Yes
0 No
-1 Not applicable – no process redesign during implementation
SECTION VII: TECHNICAL ASSISTANCE RECEIVED
In Column A, please indicate if, during the THQIT implementation grant period, you sought technical assistance in health IT implementation from (or via) any of the following.
In Column B, for those from whom you received technical assistance, please indicate if the technical assistance received was critical to the success of your project.
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Column A Sought Technical Assistance |
Column B Critical to Project Success |
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1 |
1 |
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1 |
1 |
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1 |
1 |
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1 |
1 |
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1 |
1 |
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1 |
1 |
Other outside help (please specify below) |
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1 |
1 |
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1 |
1 |
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1 |
1 |
Programmer note: Ask next Q for Implementation II grantees only (those w/planning grants)
In Column A, please indicate if, during the THQIT planning or implementation grant period (taken together), you sought technical assistance in health IT implementation from (or via) any of the following.
In Column B, for those from whom you received technical assistance, please indicate if the technical assistance received was critical to the success of your project.
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Column A Sought Technical Assistance |
Column B Critical to Project Success |
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1 |
1 |
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1 |
1 |
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Other outside help (please specify below) |
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1 |
1 |
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1 |
1 |
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1 |
1 |
Overall, how much did technical assistance—or lack thereof—contribute to or inhibit the successful implementation of your health IT project?
1 Significantly contributed to successful implementation
2 Slightly contributed to successful implementation
3 Slightly inhibited successful implementation
4 Significantly inhibited successful implementation
5 Did not impact implementation
SECTION VIII: FOCUS ON AHRQ PRIORITY POPULATIONS
To what extent were AHRQ priority populations involved in the health IT that was implemented?
AHRQ priority populations are as follows: low-income populations, minority populations, women, children, the elderly, individuals with special health care needs, individuals needing end-of-life care, rural populations, and inner city populations.
1 AHRQ priority populations were included in the target population proportionate to their distribution in the general population, but this project did NOT focus on an AHRQ priority population
2 AHRQ priority populations were included in the target population proportionate to their distribution in the general population, and at least one of the AHRQ priority populations is a focus of the project
3 At least one of the AHRQ priority populations was a focus for this project
4 The extent to which AHRQ priority populations were involved is unknown
PROGRAMMER: IF Q47=2 OR 3, GO TO Q48. ELSE, GO TO Q50.
Which priority populations were targeted with your health IT implementation grant?
Check all that apply.
1 Low income populations
2 Minority populations
3 Women
4 Children
5 The elderly
6 Individuals with special health care needs
7 Individuals needing end-of-life care
8 Rural populations
9 Inner city populations
What if any impact do you believe the health IT implementation project had on the quality of care (including access) of the following AHRQ priority populations served by the partner organizations?
|
Positive Impact |
Likely No Impact |
Negative Impact |
Not a focus of project |
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1 |
2 |
3 |
-1 |
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1 |
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3 |
-1 |
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-1 |
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-1 |
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-1 |
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-1 |
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-1 |
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3 |
-1 |
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1 |
2 |
3 |
-1 |
SECTION IX: STRENGTHS AND WEAKNESSES OF IMPLEMENTATION
In the table below, in Column A, please indicate if each of the following aspects of implementation was a strength or weakness with regard to your implementation grant project. If it had no impact, select that option.
In Column B, for each aspect that was a weakness, please indicate the impact of the weakness.
Implementation Aspect |
Column A |
Column B Impact of Weakness |
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Strength |
Weakness |
No Impact |
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1 |
2 |
0 |
Drop down Prevented implementation or forced discontinuation Limited project benefits Did not limit project benefits |
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1 |
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0 |
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1 |
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0 |
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0 |
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0 |
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0 |
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Other strengths or weaknesses (please specify below) |
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1 |
2 |
0 |
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1 |
2 |
0 |
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Were concerns raised during project implementation about information security or patient confidentiality?
Check all that apply.
1 Yes – information security
2 Yes – patient confidentiality
0 No Go to Question 53.
Did these concerns prevent implementation, force discontinuation, or limit project benefits?
1 Prevented implementation
2 Forced discontinuation
3 Limited project benefits
4 Did not limit project benefits
In addition to potential weaknesses or barriers that were listed above, the following are some other reasons that organizations may not use health IT. Please indicate whether any of these are reasons why your organization is not currently using the health IT intervention as specified in the implementation grant.
Check all that apply.
1 High cost of health IT product
2 Concerns about the legality of donating a system to an associated physician practice
3 Disruption in clinical care during implementation
4 Concern about lack of future health IT vendor support
5 Other (please specify):__________________
SECTION X: EXPERIENCE FROM TODAY’S PERSPECTIVE
Sustainability
To what extent is the health IT implemented during the project (or its successor product) being used currently?
Check all that apply.
1 More health IT functions have been added
2 More organizations are using the health IT
3 More clinicians or staff within the original partner organizations are using the health IT
4 Use during grant period has been sustained (neither increased nor decreased)
5 Decreased use
6 Not currently used
PROGRAMMER:
IF Q54=6, GO TO Q57.
IF Q54=1, 2, 3 OR 4, GO TO Q55.
IF Q54=5, GO TO Q56.
Please indicate the reasons for sustained or increased use of the types of health IT technologies studied in the project?
Check all that apply.
1 No reason to terminate
2 Adequate clinician support
3 Resulted in demonstrated benefits
4 Resources to support health IT are provided by project partner organizations
5 Resources to support health IT are provided from new partner organizations
6 Subsequent grant or contract funding received
7 Revenue from usage fee for use of health IT
8 Productive relationship with Health IT Vendor
9 Other (please specify): ___________________
Since the end of the grant period, has post-implementation technical support been adequately funded, partially funded, or not funded?
1 Adequately funded
2 Partially funded
3 Not funded
The Implementation Grant Funding Opportunity Announcement supported up to $500,000 per year for a project period up to three years and a maximum of $1,500,000. If AHRQ were to fund similar implementation projects in the future, based on your experience what total funding amount and study period would you recommend?
Funding Amount Recommended:
1 $500,000
2 $1,000,000
3 $1,500,000
4 $2,000,000
5 Other (please indicate): $ __ __, __ __ __, __ __ __.00
Recommended Project Period:
1 12 months
2 24 months
3 36 months
4 48 months
5 Other (please indicate): __ __ __ (months)
Also, if AHRQ were to fund similar grant projects in the future, which best describes your view on whether AHRQ should require co-funding from non-AHRQ resources, to enhance the success of the grant?
1 Co-funding should be required
2 Co-funding should be highly recommended
3 Neutral – co-funding is not necessary
4 Too burdensome to require co-funding
In general, how would you rate the importance of health care organizations and researchers being able to pursue a planning grant (e.g., one-year, $200,000) as a means to prepare them for future large-scale research on health IT or healthcare improvements topics?
Not very important |
|
|
|
Very important |
|||||
1 |
2 |
3 |
4 |
5 |
6 |
7 |
8 |
9 |
10 |
Benefits
As a result of the health IT implementation project, what if any benefits are being experienced currently? Please consider benefits you previously reported to AHRQ if they have continued, as well as any new benefits that have accrued since the health IT project’s end.
Check here if no benefits are being experienced currently: 0
Check all that apply.
1 Reduction in medical errors
2 Other improved patient safety outcomes
3 Improved clinical outcomes for patients
4 Improved population level outcomes
5 Improved timeliness of care
6 Improved access to care
7 Improved patient satisfaction with care
8 Improved costs or other economic outcomes
9 More efficient health care processes
10 Improved quality of health care processes
11 Improved clinical data available due to data sharing
12 Improved data quality
13 Improved other outcomes
Did the implementation project have any benefits for the organizations or clinicians or patients that participated, beyond those described in your final study report and other publications?
1 Yes
0 No
-1 Don’t know
Please describe those benefits in the space provided.
In Column A, please indicate if you tried any of the following facilitators of effective implementation of health IT during the implementation period.
In Column B, for facilitators used, indicate if the facilitator had a positive effect, had no effect, or had a negative effect with regard to effective implementation and use of health IT:
|
Column A Tried Potential Facilitator |
Column B Value of Facilitator |
||
Positive Effect |
No Effect |
Negative Effect |
||
|
1 |
1 |
2 |
3 |
|
1 |
1 |
2 |
3 |
|
1 |
1 |
2 |
3 |
|
1 |
1 |
2 |
3 |
|
1 |
1 |
2 |
3 |
|
1 |
1 |
2 |
3 |
PROGRAMMER NOTE: IF Q63F, COLUMN B=1, GO TO Q64. ELSE, Q65.
Please describe the effective strategies that you used to maintain and enhance partnership during the health IT implementation period.
If you would like to add comments to AHRQ about the THQIT program, please do so in the space provided.
THANK YOU FOR COMPLETING THE
SURVEY OF IMPLEMENTATION GRANTEES!
G.
File Type | application/vnd.openxmlformats-officedocument.wordprocessingml.document |
File Title | THQIT IMPLEMENTATION GRANTEE SURVEY |
Subject | Web Survey |
Author | Suzanne Felt-Lisk |
File Modified | 0000-00-00 |
File Created | 2021-02-01 |