Rule 30b1-7 (17 CFR 270.30b1-7) under the Investment Company Act of 1940, "Monthly report for money market funds" and Form N-MFP, "Monthly schedule of portfolio holdings of money market funds."
ICR 201103-3235-022
OMB: 3235-0657
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0657 can be found here:
Rule 30b1-7 (17 CFR
270.30b1-7) under the Investment Company Act of 1940, "Monthly
report for money market funds" and Form N-MFP, "Monthly schedule of
portfolio holdings of money market funds."
Pursuant to 5
CFR 1320.11(c), OMB files this comment on this information
collection request (ICR). In accordance with 5 CFR 1320, OMB is
withholding approval at this time. The agency shall examine public
comment in response to the NPRM and will include in the supporting
statement of the next ICR--to be submitted to OMB at the final rule
stage--a description of how the agency has responded to any public
comments on the ICR, including comments on maximizing the practical
utility of the collection and minimizing the burden.
Inventory as of this Action
Requested
Previously Approved
05/31/2013
36 Months From Approved
05/31/2013
8,628
0
8,628
94,189
0
94,189
0
0
0
Rule 30b1-7 requires investment
companies regulated as money market funds under rule 2a-7 of the
Investment Company Act to file with the Commission a monthly report
of portfolio holdings no later than the second business day of each
month. Form N-MFP is the form that sets forth the portfolio
holdings information required to be provided under rule
30b1-7.
US Code:
15
USC 80a Name of Law: Investment Company Act of 1940
PL:
Pub.L. 111 - 203 939A Name of Law: Dodd-Frank Wall Street
Reform and Consumer Protection Act
PL: Pub.L. 111 - 203 939A Name of Law:
Dodd-Frank Wall Street Reform and Consumer Protection Act
The estimated total annual
burden hours decreased slightly from 94,189 to 90,277 hours. The
decrease in hours is attributable to the reduced burden that would
result from the proposal to remove disclosure of ratings
information from Form N-MFP.
$0
No
No
No
Yes
No
Uncollected
Anu Dubey 202 551-6792
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.