Information Collection

Investment Company Act Rule 38a-1, 17 C.F.R. 270.38-1, Compliance procedures and practices of registered investment companies

IC 35444 under ICR 201103-3235-024 · OMB 3235-0586.

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Information Collection (IC) Details

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IC Title:	Investment Company Act Rule 38a-1, 17 C.F.R. 270.38-1, Compliance procedures and practices of registered investment companies	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 270.38a-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 8,460	Number of Respondents for Small Entity: 181

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 75 %

	Requested	Program Change Due to New Statute	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	8,460	0	3,822	4,638
Annual IC Time Burden (Hours)	258,933	4,230	0	254,703
Annual IC Cost Burden (Dollars)	0	0	0	0

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