IAC Intermediate Appellate Court

Survey of State Court Criminal Appeals

IAC Coding Form

Survey of State Court Criminal Appeals

OMB: 1121-0331

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NCSC Coding Form ID#:__________________

Criminal Appeals Study

Intermediate Appellate Court [SSCCA – IAC]

[Court Name]

Defendant Last Name: _______________________________


Trial Court County, State: ____________________________ Trial Court Case Number: ___________________________________ ___________________________________________________________________________________________________________________

  1. Appellate Court Docket Number: _______________________


  1. Appellant (from Trial Court case): State Defendant


  1. Is it an appeal from:

Conviction Sentence Both


  1. Appeal milestones: DATE:

a. Initiated Documentation: ______/______/______ DK

b. Record filed: ______/______/______ DK

c. Transcript filed: ______/______/_____ DK

d. Appellant brief filed: ______/______/______ DK

e. Appellee brief filed: ______/______/______ DK

f. Reply briefs: (list additional on back)

Appellant DK ______/______/_____ DK

Appellee DK ______/______/______ DK

g. Briefing Completed: ______/______/_______ DK

h. Oral argument: ______/______/______ DK

i. Decision/Disposition: ______/______/______ DK

  1. Type of Conviction: _________ DK

Capital Felony Non-Capital Felony Misdemeanor DK


  1. Total # of issues presented in the appellant’s initial brief:____­­­___

a. 1st issue on appeal: _______ b. 2nd issue on appeal:______

c. 3rd issue on appeal: _______ d. 4th issue on appeal: ______

e. 5th issue on appeal: _______ f. 6th issue on appeal: ______

  1. Appellate court disposition (Check all that apply):

  1. Review/transfer not granted or dismissed due to:

Appeal improvidently granted Lack of jurisdiction

Denied (discretionary review) Procedural Error

No valid issue on appeal Unknown

  1. Appeal withdrawn before decision:

By appellant Transfer/certified to COLR Unknown

  1. Affirmed in whole

  2. Reversed in whole (explain effect below)

  3. Reversed in part (explain effect below)

  4. Remanded (explain effect below)

  5. Conviction/sentence modified (explain effect below)

_____________________________________________________

_____________________________________________________

_______________________________________________________________________________________________________________________________________________________________

  1. Type of Decision:

Full Opinion No Opinion (N/A)

Memorandum

Summary/Dispositional Order

Other Opinion

  1. Total # of issues addressed by Opinion: _____

Opinion Pending

a. Issue 1 b. Issue 2

1. Issue addressed _____ 1. Issue addressed _____

2. Resolution _____ 2. Resolution _____

c. Issue 3 d. Issue 4

1. Issue addressed _____ 1. Issue addressed _____

2. Resolution _____ 2. Resolution _____

e. Issue 5 f. Issue 6

1. Issue addressed _____ 1. Issue addressed _____

2. Resolution _____ 2. Resolution _____


  1. Present status of appeal: Closed Pending


  1. Request to reconsider/rehear:

a. ____/____/____ DK None (skip to Q13)

b. Reconsideration/rehearing granted?: Yes No DK

  1. Appealed to State Court of Last Resort?:

a. Yes No (skip to Q13) DK

b. Date: _____/_____/_____ DK

c. Petition granted? Yes No DK

d. Date: _____/_____/_____ DK

  1. Defendant’s counsel: Public defender/court appointed

pro se / pro per

Name: ____________________________________________

City & State: ­­­­­­­­­­­­­­­­__________________________ , ______

Phone: (________) ________ - __________

  1. State’s counsel (lead counsel or counsel of record):

Name: ____________________________________________

City & State: ­­­­­­­­­­­­­­­­__________________________ , ______

Phone: (________) ________ - __________

Please use the back of this form to state additional comments

about this case, including any deviations from typical appeal processing.

Paperwork Reduction Act Burden Statement: Under the Paperwork Reduction Act, a person is not required to respond to a collection of information unless it displays a valid OMB control number. The estimated average time to complete the form is 90 minutes. If you have comments regarding the accuracy of this estimate, or suggestions to simplify this form, write to the Bureau of Justice Statistics, Office of Justice Programs, 810 7th Street, N.W., Washington, D.C. 20531. OMB NO. XXXXXXX Exp XX/XX/XX



Coder’s initials: ________________ Date: ______/______/_______



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