Form FORM S FORM S FORM S

Please type or print:
Name of Reporting Entity:

ID Number:

As of Date:

FORM S

MONTHLY REPORT TO THE FEDERAL RESERVE BANK OF NEW YORK

PURCHASES AND SALES
OF LONG-TERM SECURITIES

DEPARTMENT OF THE TREASURY
Office of the Assistant Secretary for
International Affairs

BY FOREIGN-RESIDENTS

Revised June 2011
Form Approved
OMB Control No. 1505-0001

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Questions:

Legal basis and confidentiality statement:

Contact’s Phone Number:

Name and Title of Officer Authorized
to Sign Report

Please read carefully and sign
below:
I,
____________________________,
(Signature of Officer Authorized to Sign Report)
of the reporting institution do
hereby declare that the Treasury
International Capital S report for
this report date has been prepared
in conformance with the instructions
and is true to the best of my
knowledge and belief.

This report is required by law (22 U.S.C. 286f; 22 U.S.C. 3103; E.O.
10033; 31 C.F.R. 128.1 (a)). Failure to report can result in a civil
penalty of not less than $2,500 and not more than $25,000. Willful
failure to report can result in criminal prosecution and upon
conviction a fine of not more than $10,000; and, if an individual,
imprisonment for not more than one year, or both. Any officer,
director, employee, or agent of any corporation who knowingly
participates in such violation may, upon conviction, be punished by
a like fine, imprisonment, or both (22 U.S.C. 3105 (a) and (b); 31
C.F.R. 128.4 (a) and (b)).
Data reported on these forms will be held in confidence by the
Department of the Treasury, the Board of Governors of the Federal
Reserve System, and the Federal Reserve Banks acting as fiscal
agents for the Treasury. The data reported by individual
respondents will not be published or otherwise publicly disclosed;
information may be given to other Federal agencies, insofar as
authorized by applicable law (44 U.S.C. 3501 et seq.; 22 U.S.C.
3101 et seq.). Aggregate data derived from reports on these forms
may be published or otherwise disclosed only in a manner that will
not reveal the amounts reported by any individual respondent.
Note: No person is required to respond to any U.S. Government
collection of information unless the form displays a currently valid
control number assigned by the Office of Management and Budget
(OMB).

Important notes:
•

Before preparing this report, please read
the General and Specific Instructions
carefully.

•

Additional copies of this form, the
instructions, and the answers to
Frequently Asked Questions can be
obtained at our web site:
www.ustreas.gov/tic/forms.html

•

This report is due no later than the
fifteenth calendar day following the last
day of the month.

•

Amounts should be reported in millions of
dollars as of the close of the last business
day of the month.

Name of Reporting Entity:

ID Number:

As of Date:

Purchases and Sales of Domestic Securities

FOREIGN
COUNTRIES

U.S. TREASURY AND
FEDERAL FINANCING BANK
BONDS AND NOTES

CODE
EUROPE
Albania
Andorra

1510-5

Armenia

1651-9

Austria

1018-9

1010-3

Azerbaijan

1652-7

Bank for
International
Settlements
Belarus

1330-7
1620-9

Belgium

1025-1

Bosnia and
Herzegovina
Bulgaria

1410-9

Croatia

1421-4

Cyprus

1040-5

1520-2

Czech Republic

1528-8

Denmark

1050-2

Estonia

1540-7

European Central
Bank
Faroe Island

1350-1

Finland

1070-7

France

1080-4

1061-8

Georgia

1653-5

Germany

1100-2

Gibraltar

1108-8

Greece

1120-7

Greenland

1054-5

Guernsey

1300-6

Holy See

1310-2

Hungary

1550-4

Iceland

1130-4

Ireland

1140-1

Isle of Man

1300-8

BONDS OF U.S GOV'T
CORPORATIONS AND
FEDERALLY-SPONSORED
AGENCIES

U.S. CORPORATE AND OTHER
BONDS

TIC Form S Page 2 of 11

Purchases and Sales of Foreign Securities
U.S. EQUITIES

FOREIGN BONDS

FOREIGN EQUITIES

PURCHASES
(1)

SALES
(2)

PURCHASES
(3)

SALES
(4)

PURCHASES
(5)

SALES
(6)

PURCHASES
(7)

SALES
(8)

PURCHASES
(9)

SALES
(10)

PURCHASES
(11)

SALES
(12)

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Name of Reporting Entity:

ID Number:

As of Date:

Purchases and Sales of Domestic Securities

FOREIGN
COUNTRIES

U.S. TREASURY AND
FEDERAL FINANCING BANK
BONDS AND NOTES

CODE
EUROPE CONT.
Italy

1150-9

Jersey

1300-7

Kazakhstan

1654-3

Kyrgyzstan

1655-1

Latvia

1560-1

Liechtenstein

1160-6

Lithuania

1570-9

Luxembourg

1170-3

Macedonia

1441-9

Malta

1181-9

Moldova

1630-6

Monaco

1200-9

Netherlands

1210-6

Norway

1220-3

Poland

1576-8

Portugal

1231-9

Romania

1580-6

Russia

1610-1

San Marino

1240-8

Serbia and
Montenegro
Slovakia

1321-8

Slovenia

1433-8

1531-8

Spain

1250-5

Sweden

1260-2

Switzerland

1268-8

Tajikistan

1657-8

Turkey

1280-7

Turkmenistan

1661-6

Ukraine

1640-3

United Kingdom

1300-5

Uzbekistan

TOTAL EUROPE

1670-5

1999-2

BONDS OF U.S GOV'T
CORPORATIONS AND
FEDERALLY-SPONSORED
AGENCIES

U.S. CORPORATE AND
OTHER BONDS

TIC Form S Page 3 of 11

Purchases and Sales of Foreign Securities
U.S. EQUITIES

FOREIGN BONDS

FOREIGN EQUITIES

PURCHASES
(1)

SALES
(2)

PURCHASES
(3)

SALES
(4)

PURCHASES
(5)

SALES
(6)

PURCHASES
(7)

SALES
(8)

PURCHASES
(9)

SALES
(10)

PURCHASES
(11)

SALES
(12)

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Name of Reporting Entity:

ID Number:

As of Date:

Purchases and Sales of Domestic Securities
U.S. TREASURY AND
FEDERAL FINANCING BANK
BONDS AND NOTES

FOREIGN
COUNTRIES
CODE
CANADA
LATIN AMERICA

2999-8

Argentina
Belize

3010-4
3571-8

Bolivia

3020-1

Brazil

3030-9

Chile

3040-6

Colombia

3050-3

Costa Rica

3058-9

Ecuador

3100-3

El Salvador

3108-9

Falkland Islands

3630-7

French Guiana

3640-4

Guatemala

3120-8

Guyana

3130-5

Honduras

3148-8

Mexico

3170-4

Nicaragua

3180-1

Panama

3188-7

Paraguay

3210-7

Peru

3220-4

Suriname

3770-2

Uruguay

3260-3

Venezuela

TOTAL LATIN
AMERICA

3271-9

3994-2

BONDS OF U.S GOV'T
CORPORATIONS AND
FEDERALLY-SPONSORED
AGENCIES

U.S. CORPORATE AND OTHER
BONDS

TIC Form S Page 4 of 11

Purchases and Sales of Foreign Securities
U.S. EQUITIES

FOREIGN BONDS

FOREIGN EQUITIES

PURCHASES
(1)

SALES
(2)

PURCHASES
(3)

SALES
(4)

PURCHASES
(5)

SALES
(6)

PURCHASES
(7)

SALES
(8)

PURCHASES
(9)

SALES
(10)

PURCHASES
(11)

SALES
(12)

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Name of Reporting Entity:

ID Number:

As of Date:

Purchases and Sales of Domestic Securities
U.S. TREASURY AND
FEDERAL FINANCING BANK
BONDS AND NOTES

FOREIGN
COUNTRIES
CODE
CARIBBEAN

Anguilla
Antigua and
Barbuda
Aruba

3022-8
3520-3

Bahamas

3531-9

Barbados

3015-5

Bermuda

3560-2

Cayman Islands

3613-7

Cuba

3070-8

Dominica

3621-8

Dominican
Republic
Eastern
Caribbean
Central Bank
Grenada

3080-5

3525-4

3541-6
3670-6

Guadeloupe (and
smaller French
islands)
Haiti

3680-3

Jamaica

3160-7

3140-2

Martinique

3700-1

Montserrat

3710-9

Netherlands
Antilles
St. Kitts and
Nevis
St. Lucia

3720-6

St. Vincent & the
Grenadines
Trinidad and
Tobago
Turks and Caicos
Islands
Virgin Islands,
British

TOTAL
CARIBBEAN

3730-3
3750-8
3760-5
3240-9
3781-8
3580-7

3440-1

BONDS OF U.S GOV'T
CORPORATIONS AND
FEDERALLY-SPONSORED
AGENCIES

U.S. CORPORATE AND OTHER
BONDS

TIC Form S Page 5 of 11

Purchases and Sales of Foreign Securities
U.S. EQUITIES

FOREIGN BONDS

FOREIGN EQUITIES

PURCHASES
(1)

SALES
(2)

PURCHASES
(3)

SALES
(4)

PURCHASES
(5)

SALES
(6)

PURCHASES
(7)

SALES
(8)

PURCHASES
(9)

SALES
(10)

PURCHASES
(11)

SALES
(12)

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

ID Number:

Name of Reporting Entity:

Purchases and Sales of Domestic Securities

FOREIGN
COUNTRIES

U.S. TREASURY AND
FEDERAL FINANCING BANK
BONDS AND NOTES

CODE
ASIA

Afghanistan
Bahrain

4040-1

Bangladesh

4070-3
4074-6

Bhutan

4081-9

Brunei
Burma
Cambodia
China, Mainland
East Timor
Hong Kong
India
Indonesia
Iran
Iraq
Israel
Japan
Jordan
Korea, North
Korea, South
Kuwait
Laos
Lebanon
Macau
Malaysia
Maldives
Mongolia
Nepal
Oman
Pakistan
Philippines
Qatar
Saudi Arabia
Singapore
Sri Lanka
Syria

4100-9
4110-6
4120-3
4140-8
4500-4
4200-5
4210-2
4221-8
4230-7
4240-4
4250-1
4260-9
4270-6
4440-7
4300-1
4310-9
4330-3
4341-9
4350-8
4360-5
4370-2
4381-8
4420-2
4410-5
4470-9
4480-6
4510-1
4560-8
4601-9
4131-9
4620-5

Taiwan
Thailand
United Arab
Emirates
(Trucial States)
Vietnam

4630-2
4641-8

West Bank & Gaza

Yemen

As of Date:

4660-4
4690-6
4720-1
4710-4

BONDS OF U.S GOV'T
CORPORATIONS AND
FEDERALLY-SPONSORED
AGENCIES

U.S. CORPORATE AND
OTHER BONDS

TIC Form S Page 6 of 11

Purchases and Sales of Foreign Securities
U.S. EQUITIES

FOREIGN BONDS

FOREIGN EQUITIES

PURCHASES
(1)

SALES
(2)

PURCHASES
(3)

SALES
(4)

PURCHASES
(5)

SALES
(6)

PURCHASES
(7)

SALES
(8)

PURCHASES
(9)

SALES
(10)

PURCHASES
(11)

SALES
(12)

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Name of Reporting Entity:

ID Number:

As of Date:

Purchases and Sales of Domestic Securities
U.S. TREASURY AND
FEDERAL FINANCING BANK
BONDS AND NOTES

FOREIGN
COUNTRIES
CODE
ASIA CONT
TOTAL ASIA
AFRICA

Algeria
Angola
Bank of Central
African States
(BEAC)
Benin
Botswana
Burkina Faso
Burundi
Cameroon
Cape Verde
Central African
Republic
Central Bank of
West African
States (BCEAO)
Chad
Comoros
Congo (Brazzaville)
Congo (Kinshasa)
Cote d’Ivoire (Ivory
Coast)
Djibouti
Egypt
Equatorial Guinea
Eritrea
Ethiopia
Gabon
Gambia, The
Ghana
Guinea
Guinea-Bissau
Kenya
Lesotho
Liberia
Libya
Madagascar
Malawi
Mali
Mauritania

4999-9
5010-5
5020-2
5031-8
5180-2
5050-4
5711-8
5080-6
5100-4
5120-9
5130-6
5064-4
5140-3
5151-9
5160-8
5170-5
5300-7
5230-2
5700-2
5194-2
5201-9
5210-8
5241-8
5250-7
5260-4
5270-1
5440-2
5310-4
5315-5
5320-1
5330-9
5340-6
5350-3
5358-9
5370-8

BONDS OF U.S GOV'T
CORPORATIONS AND
FEDERALLY-SPONSORED
AGENCIES

U.S. CORPORATE AND
OTHER BONDS

TIC Form S Page 7 of 11

Purchases and Sales of Foreign Securities
U.S. EQUITIES

FOREIGN BONDS

FOREIGN EQUITIES

PURCHASES
(1)

SALES
(2)

PURCHASES
(3)

SALES
(4)

PURCHASES
(5)

SALES
(6)

PURCHASES
(7)

SALES
(8)

PURCHASES
(9)

SALES
(10)

PURCHASES
(11)

SALES
(12)

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Name of Reporting Entity:

ID Number:

As of Date:

Purchases and Sales of Domestic Securities
U.S. TREASURY AND
FEDERAL FINANCING BANK
BONDS AND NOTES

FOREIGN
COUNTRIES
CODE
AFRICA CONT.
Mauritius
Mayotte
Morocco
Mozambique
Namibia
Niger
Nigeria
Réunion
Rwanda
Saint Helena
Sao Tome &
Principe
Senegal
Seychelles
Sierra Leone
Somalia
South Africa
Sudan
Swaziland
Tanzania
Togo
Tunisia
Uganda
Western Sahara
Zambia
Zimbabwe
TOTAL AFRICA

5380-5
5451-8
5400-3
5408-9
5412-7
5420-8
5430-5
5460-7
5501-8
5510-7
5520-4
5530-1
5540-9
5550-6
5560-3
5571-9
5610-3
5621-9
5640-5
5650-2
5670-7
5680-4
5600-6
5720-7
5470-4
5999-4

BONDS OF U.S GOV'T
CORPORATIONS AND
FEDERALLY-SPONSORED
AGENCIES

U.S. CORPORATE AND
OTHER BONDS

TIC Form S Page 8 of 11

Purchases and Sales of Foreign Securities
U.S. EQUITIES

FOREIGN BONDS

FOREIGN EQUITIES

PURCHASES
(1)

SALES
(2)

PURCHASES
(3)

SALES
(4)

PURCHASES
(5)

SALES
(6)

PURCHASES
(7)

SALES
(8)

PURCHASES
(9)

SALES
(10)

PURCHASES
(11)

SALES
(12)

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Name of Reporting Entity:

ID Number:

As of Date:

Purchases and Sales of Domestic Securities
U.S. TREASURY AND
FEDERAL FINANCING BANK
BONDS AND NOTES

FOREIGN
COUNTRIES
CODE
OTHER COUNTRIES
Australia
British Indian
Ocean Territory
Cook Islands
Fiji
French Polynesia
Kiribati
Marshall Islands
Micronesia,
Federated States
of
Nauru
New Caledonia
New Zealand
Niue
Palau
Papua New
Guinea
Pitcairn Islands
St. Pierre and
Miquelon
Samoa
Solomon Islands
Tokelau Islands
Tonga
Tuvalu
Vanuatu
Wallis and Futuna

6008-9
6020-8

TOTAL ALL
OTHER
COUNTRIES

6990-6

6040-2
6060-7
6070-4
6052-6
6120-4
6030-5
6130-1
6140-9
6168-9
6180-8
6250-2
6175-1
6210-3
6221-9
6261-8
6230-8
6240-5
6244-8
6051-8
6160-3
6011-9

BONDS OF U.S GOV'T
CORPORATIONS AND
FEDERALLY-SPONSORED
AGENCIES

U.S. CORPORATE AND
OTHER BONDS

TIC Form S Page 9 of 11

Purchases and Sales of Foreign Securities
U.S. EQUITIES

FOREIGN BONDS

FOREIGN EQUITIES

PURCHASES
(1)

SALES
(2)

PURCHASES
(3)

SALES
(4)

PURCHASES
(5)

SALES
(6)

PURCHASES
(7)

SALES
(8)

PURCHASES
(9)

SALES
(10)

PURCHASES
(11)

SALES
(12)

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Name of Reporting Entity:

ID Number:

As of Date:

Purchases and Sales of Domestic Securities
U.S. TREASURY AND
FEDERAL FINANCING BANK
BONDS AND NOTES

FOREIGN
COUNTRIES
CODE
International & Regional
Organizations
International
European
Latin American
Caribbean
Asian
African
Middle Eastern

7290-7
7390-3
7491-8
7494-2
7590-6
7690-2
7790-9

TOTAL INT’L &
REGIONAL ORGS

7999-5

GRAND TOTAL

9999-6

OF WHICH ITEM:

ASSET- BACKED SECURITIES

8999-1

BONDS OF U.S GOV'T
CORPORATIONS AND
FEDERALLY-SPONSORED
AGENCIES

U.S. CORPORATE AND
OTHER BONDS

TIC Form S Page 10 of 11

Purchases and Sales of Foreign Securities
U.S. EQUITIES

FOREIGN BONDS

FOREIGN EQUITIES

PURCHASES
(1)

SALES
(2)

PURCHASES
(3)

SALES
(4)

PURCHASES
(5)

SALES
(6)

PURCHASES
(7)

SALES
(8)

PURCHASES
(9)

SALES
(10)

PURCHASES
(11)

SALES
(12)

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions

ID Number:

Name of Reporting Entity:

As of Date:

TIC Form S Page 11 of 11

MEMORANDUM: PURCHASES AND SALES OF LONG-TERM DOMESTIC SECURITIES BY FOREIGN OFFICIAL INSTITUTIONS

FOREIGN
COUNTRIES
CODE

GRAND TOTAL

9999-6

OF WHICH FOI ITEM:
ASSET- BACKED
SECURITIES 8999-1

U.S. TREASURY AND FEDERAL
FINANCING BANK BONDS AND
NOTES

BONDS OF U.S GOV'T CORPORATIONS
AND FEDERALLY-SPONSORED
AGENCIES

U.S CORPORATE AND OTHER
BONDS

U.S. EQUITIES

PURCHASES
(1)

SALES
(2)

PURCHASES
(3)

SALES
(4)

PURCHASES
(5)

SALES
(6)

PURCHASES
(7)

SALES
(8)

Millions

Millions

Millions

Millions

Millions

Millions

Millions

Millions