INSTRUCTIONS FOR COMPLETING
ANNUAL REPORT OF INTERLOCKING POSITIONS
GENERAL INFORMATION
Purpose of Report
The data collected by this report will be used by the Federal Energy Regulatory Commission's staff for the review and oversight of interlocking positions between public utilities and certain other entities as described below.
Who Must Submit
This report must be completed by all persons holding interlocking positions between public utilities and certain other entities (described in the specific instructions) during any portion of the calendar year.
When to Submit
Submit this report on or before April 30 of each year for the preceding calendar year. (For example, the report for the year 2007 would be filed on or before April 30, 2008.)
What and Where to Submit
Submit an original and one (1) copy of this report to:
Federal Energy Regulatory Commission
Secretary of the Commission
(FERC Form 561)
888 First Street, NE
Washington, DC 20426
Alternatively, Form 561 filings may be submitted electronically via the Commission’s eFiling system. See http://www.ferc.gov/docs-filing/efiling.asp for more information.
Sanctions
This report is mandatory and is prescribed by Section 305(c)(1) of the Federal Power Act and 18 CFR 46.4. Failure to report may result in certain penalties and other sanctions as provided by law.
Where to Send Comments on Public Reporting Burden
The public reporting burden for this collection of information is estimated to average 0.25 hours per response, including the time for reviewing the instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information to:
Federal Energy Regulatory Commission
Attn: Information Clearance Officer,
888 First Street NE
Washington, DC 20426.
You shall not be penalized for failure to respond to this collection of information unless the collection of information displays a valid OMB control number.
GENERAL INSTRUCTIONS
1. Prepare this report in conformity with the requirements prescribed in
18 CFR 46.4.
2. Leave blank any columns that are not applicable.
SPECIFIC INSTRUCTIONS
Item Instruction
Respondent Information
1 and 2 Enter your full name and your business address.
3 Enter the calendar year for which this report is filed.
4 and 5 If you are authorized by this Commission to hold the position of
officer or director in accordance with Part 45 of the
Commission's regulations: enter in space 4 the complete FERC
docket number of such authorization; enter in space 5 the latest
date of such authorization. Otherwise, leave these spaces blank.
6 Enter the public utility or public utility holding company to
which you want next year's Form 561 sent.
Public Utility Data
Col (1) Enter in column (1) the name of each public utility in which
and you hold an executive position. In column (2) enter the appro-
Col (2) priate code for each such position, according to the list below:
Code Name
Dir Director
CEO Chief Executive Officer
PRES President
VP Vice President
SEC Secretary
TREA Treasurer
GM General Manager
COMP Comptroller
PURA Chief Purchasing Agent
OEP Other Executive Position
Interlocking Entity Data
Col (3) Enter in Column (3) the name of each entity in which you hold
and an interlocking position. Enter the appropriate code for each
Col (4) executive position you hold in the entity named in Column (3),
using the list below:
Code Name
DIR Director
CEO Chief Executive Officer
PRES President
VP Vice President
SEC Secretary
TREA Treasurer
GM General Manager
COMP Comptroller
PURA Chief Purchasing Agent
PART Partner
APPT Appointee
REP Representative
OEP Other Executive Position
Col (5) Enter in Column (5) the appropriate code type for each entity
listed in Column (3), using the list below:
Code Name
FIN Investment bank; bank holding company; foreign bank or
subsidiary thereof doing business in the United States;
other organization primarily engaged in the business of
providing financial services or credit; mutual savings
bank; or savings and loan association
FINI Insurance company
SECU Entity authorized by law to underwrite or participate in
the marketing of securities of a public utility
ELEQ Entity which produces/supplies electric equipment for the
use of any public utility
FUEL Entity which produces/supplies coal, natural gas, nuclear
fuel, or other fuel for the use of any public utility
20CL Entity specified in 18 CFR 46.3 (one of the 20 largest
purchasers of electric energy from a utility)
CNEN Entity which is controlled by any one of the above named
entities
305B Entity referred to in Section 305(b) of the Federal Power
Act (not otherwise identified above)
Col (6) For each entity that supplies electric equipment (ELEQ) named
in Column (3) enter the aggregate amount of revenues from
producing or supplying electrical equipment to any public utility
named in column (1) in the subject calendar year, rounded to the
nearest $100,000. Otherwise, leave this column blank.
Signature The original of this report must be dated and signed. The copy
must bear the date that appeared on the original. The signature
on the copy may be stamped or typed on the copy.
File Type | application/msword |
File Title | Form No. 561 Instructions - Interlocking Directorates |
Author | FERC |
Last Modified By | kprem1 |
File Modified | 2008-03-24 |
File Created | 2008-03-21 |