Information Collection

Exemption for Certain Multi-State Investment Advisers (Rule 203A-2(d))

IC 195677 under ICR 201106-3235-021 · OMB 3235-0689.

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Information Collection (IC) Details

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IC Title:	Exemption for Certain Multi-State Investment Advisers (Rule 203A-2(d))	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.203A-2(d)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 155	Number of Respondents for Small Entity: 34

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to New Statute	Program Change Due to Agency Discretion	Change Due to Potential Violation of the PRA
Annual Number of Responses for this IC	155	100	15	40
Annual IC Time Burden (Hours)	1,240	800	120	320
Annual IC Cost Burden (Dollars)	0	0	0	0

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