Information Collection

Recordkeeping and Confirmation Requirements for Securities Transactions

IC 19981 under ICR 201107-1557-056 · OMB 1557-0304.

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
12CFR.551.mht 12 C.F.R. 551	IC Document

IC Title:

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 12 CFR 551

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 829

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	829	0	-51	880
Annual IC Time Burden (Hours)	4,235	0	-165	4,400
Annual IC Cost Burden (Dollars)	127,049	-1	-4,950	132,000

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
12 C.F.R. 551	12CFR.551.mht	10/20/2008

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.