Recordkeeping and Confirmation Requirements for Securities Transactions

Documents and Forms

Document Name Document Type
12CFR.551.mht 12 C.F.R. 551 IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Recordkeeping and Confirmation Requirements for Securities Transactions	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 12 CFR 551

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 829	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	829	0	-51	880
Annual IC Time Burden (Hours)	4,235	0	-165	4,400
Annual IC Cost Burden (Dollars)	127,049	-1	-4,950	132,000

Documents for IC

Title	Document	Date Uploaded
12 C.F.R. 551	12CFR.551.mht	10/20/2008

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.