Municipal Securities Dealers and
Government Securities Brokers and Dealers
Registration and Withdrawal
Non-substantive Change
OMB Control No. 1557-0184
On July 21, 2010, President Barack Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act, P.L. 111-203, 124 Stat. 1376 (2010) (Dodd-Frank Act). As part of the comprehensive package of financial regulatory reform measures enacted, Title III of the Dodd-Frank Act transfers the powers, authorities, rights and duties of the Office of Thrift Supervision to other banking agencies, including the OCC, on the “transfer date.” The transfer date is one year after the date of enactment of the Dodd-Frank Act, July 21, 2011. The Dodd-Frank Act also abolishes the OTS ninety days after the transfer date. As a result of the Dodd-Frank Act, OCC is making a non-substantive change to this collection of information to include the thrift institutions it now regulates.
OCC’s collection of information regarding Government Securities and Municipal Securities Dealer Forms is being amended to add OTS’s Government Securities and Municipal Securities Dealer Forms. OTS’s Government Securities Dealer Forms are currently approved under OMB Control No. 1557-0258 (formerly 1550-0019) and its Municipal Securities Dealer Forms are currently approved under OMB Control No. 1557-0307 (formerly 1550-0123).
Current Burden:
26 respondents; 867 total burden hours
New Burden:
29 respondents; 884 total burden hours
Difference:
+3 respondents; + 17 burden hours
| File Type | application/msword |
| File Title | Examination Questionnaire |
| Author | OCC |
| Last Modified By | OCC |
| File Modified | 2011-08-23 |
| File Created | 2011-07-20 |