Rule 12d2-2 (17 CFR 240.12d2-2) and Form 25 (17 CFR 249.25) - Removal from Listing and Registration

ICR 201109-3235-002

OMB: 3235-0080

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supporting Statement A
2011-11-22
IC Document Collections
IC ID
Document
Title
Status
34311 Modified
ICR Details
3235-0080 201109-3235-002
Historical Active 200809-3235-003
SEC TM 270-86
Rule 12d2-2 (17 CFR 240.12d2-2) and Form 25 (17 CFR 249.25) - Removal from Listing and Registration
Extension without change of a currently approved collection   No
Regular
Approved without change 12/29/2011
Retrieve Notice of Action (NOA) 11/22/2011
  Inventory as of this Action Requested Previously Approved
12/31/2014 36 Months From Approved 01/31/2012
630 0 1,365
630 0 1,365
0 0 0

Under Section 12(b) of the Securities Exchange Act of 1934, 15 (U.S.C. 78l(b)), Rule 12d2-2 requires all issuers and national securities exchanges seeking to delist and/or deregister a security in accordance with the rules of an exchange and the Commission to electronically file a Form 25. Rule 12d2-2 ("Rule") and Form 25 ("Form 25") were adopted in 1935 and 1952, respectively, pursuant to Sections 12 and 23 of the Act. The Rule sets forth the conditions and procedures under which a security may be delisted from an exchange and withdrawn from registration under Section 12(b) of the Act. The Commission adopted amendments to Rule 12d2-2 and Form 25. Under the amended Rule, all issuers and national securities exchanges seeking to delist and deregister a security in accordance with the rules of an exchange must file the adopted version of Form 25 with the Commission. The Commission has also adopted amendments to Rule 19d-1 under the Act to require exchanges to file the adopted version of Form 25 as notice to the Commission under Section 19(d) of the Act. Finally, the Commission has adopted amendments to exempt options and security futures from Section 12(d) of the Act. These amendments are intended to simplify the paperwork and procedure associated with a delisting and to unify general rules and procedures relating to the delisting process.

US Code: 15 USC 78b, 78c, 78k, and 78w Name of Law: Sections 12 and 23 of the Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  76 FR 57770 09/16/2011
76 FR 72226 11/22/2011
No

1
IC Title Form No. Form Name
Form 25 SEC1654 (03-06) Form 25: NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 630 1,365 0 0 -735 0
Annual Time Burden (Hours) 630 1,365 0 0 -735 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The decrease in burden is a result of a decrease in the number of forms filed with the Commission due to market conditions.

$10,756
No
No
No
No
No
Uncollected
Steve Kuan 2025515624

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/22/2011


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