Exchange Act Form 10-K

ICR 201109-3235-009

OMB: 3235-0063

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supporting Statement A
2011-09-28
IC Document Collections
IC ID
Document
Title
Status
34213 Modified
ICR Details
3235-0063 201109-3235-009
Historical Active 201104-3235-016
SEC CF 270-48
Exchange Act Form 10-K
Revision of a currently approved collection   No
Regular
Approved without change 12/06/2011
Retrieve Notice of Action (NOA) 09/30/2011
  Inventory as of this Action Requested Previously Approved
12/31/2014 36 Months From Approved 05/31/2014
14,296 0 13,545
21,429,488 0 21,361,898
2,857,265,000 0 2,848,253,000

Form 10-K is filed by issuers of securities to satisfy their annual report obligations pursuant to Sections 13 and 15(d) of the Exchange Act.

US Code: 15 USC 78c(b), 78l, 78m, 78o, 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78mm Name of Law: Securities Exchange Act of 1934
  
PL: Pub.L. 111 - 203 942 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act

3235-AK89 Final or interim final rulemaking 76 FR 52549 08/23/2011

No

1
IC Title Form No. Form Name
Exchange Act Form 10-K SEC 1673 Form 10-K

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 14,296 13,545 751 0 0 0
Annual Time Burden (Hours) 21,429,488 21,361,898 67,590 0 0 0
Annual Cost Burden (Dollars) 2,857,265,000 2,848,253,000 9,012,000 0 0 0
No
No
Section 942(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act eliminated the automatic suspension of the duty to file under Section 15(d) of the Securities Exchange Act of 1934 for asset-backed securities ("ABS") issuers and granted the Commission the authority to issue rules providing for the suspension or termination of such duty. Securities Exchange Act Release No. 34-65148 adopted amendments to the rules to permit suspension of the reporting obligations for ABS issuers when there are no ABS of the class sold in a registered transaction held by non-affiliates of the depositor and to amend rules relating to the Exchange Act reporting obligations of ABS issuers in light of statutory changes from Section 942(a) of the Act. We estimate the effect of the statute will result in an increase of 67,590 burden hours and an increase in the cost burden of $9,012,000. The amendments will not affect these estimates over the next three years.

$50,000
No
No
No
Yes
No
Uncollected
Steven Hearne 202-551-3248 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/30/2011


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