Appendix

Exhibit A.1
Facility Cost and Burden Estimates for NPDES Permit Application Activities
Exhibit A.1a
Start-up Activities

Facilities (Respondents)

Facility
Junior
CAD
Contracted
Biological
Manager Technical Operator Manager
Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $

Totals Per Facility for the ICR Approval Period
Burden
(hrs)

Activity
Read and Understand Rule
Mobilization/Planning
Training
Other Direct Costs
Totals

Year 1 Year 2 Year 3 Total
A
7
7
4 18
7
7
4 18
7
7
4 18
7
7
4 18
7
7
4 18

$99

$41

$39

12
4
2
0

12
8
2
0

0
0
0
0

$125
$64
Level of Effort (hrs)
0
0
0
0
0
0
0
0

$80

$45

$23

0
0
0
0

0
0
0
0

1
1
1
0

B
25
13
5
0
43

Labor Cost Capital Costs O&M Costs Total Costs**
C
$1,706
$750
$304
$0
$2,759

D

E
$0
$0
$0
$0
$0

C+D+E
$0
$0
$0
$55
$55

$2,814

Total
Burden
(hrs.)
A*B
450
234
90
774

Total Initial Cost

A*(C+D+E)
$30,703
$13,495
$5,467
$990
$50,654

Exhibit A.1b
Permit Application Activities
Facilities (Respondents)

Facility
Junior
CAD
Contracted
Biological
Manager Technical Operator Manager
Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $

$99
$41
$39
$125
$64
$80
$45
$23
Year 1 Year 2 Year 3 Total
A
Level of Effort (hrs)
Detailed Source Water Body Characterization
7
7
4 18
2
16
40
0
0
0
0
0
7
7
4 18
2
5
8
0
0
0
0
0
Description of CWIS Configuration and Location
7
7
4 18
1
1
1
0
0
0
0
0
Facility Water Balance Diagram
7
7
4 18
16
40
0
0
0
0
0
0
Operational Characteristics Narrative
7
7
4 18
0
0
0
0
0
0
0
6
Submit Materials for Review by State
7
7
4 18
2
2
2
0
0
0
0
2
Recordkeeping
7
7
4 18
0
0
0
0
0
0
0
0
Other Direct Costs
7
7
4 18
Totals
Water balance diagram is assumed to be taken from the facility design report. The hours reported here are for incorporation of the diagram(s) in the permit.
Activity

Totals Per Facility for the ICR Approval Period
Burden
(hrs)
B
58
15
3
56
6
8
0
146

Labor Cost Capital Costs O&M Costs Total Costs**
C
$2,400
$713
$179
$3,237
$140
$404
$0
$7,072

D

E
$0
$0
$0
$0
$0
$0
$0
$0

$0
$0
$0
$0
$0
$0
$540
$540

C+D+E

$7,612

Total
Burden
(hrs.)
A*B
1,044
270
54
1,008
108
144
2,628

Total Initial Cost

A*(C+D+E)
$43,200
$12,827
$3,217
$58,262
$2,516
$7,272
$9,720
$137,014

Exhibit A.1c
Source Waterbody Flow Information
Facilities (Respondents)

Activity
Gather Information Characterizing Flow
Perform Engineering Calculations
Submit Data and Analysis for Review
Recordkeeping
Other Direct Costs
Totals

December 2011

Year 1 Year 2 Year 3 Total
A
7
7
4 18
7
7
4 18
7
7
4 18
7
7
4 18
7
7
4 18
7
7
4 18

Facility
Junior
CAD
Contracted
Biological
Manager Technical Operator Manager
Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99

$41
0
8
0
0
0

$39
32
32
0
8
0

0
0
0
0
0

$125
$64
Level of Effort (hrs)
0
0
0
0
0
0
0
0
0
0

$80

$45

$23

Totals Per Facility for the ICR Approval Period
Burden
(hrs)
B

0
0
0
0
0

0
0
0
0
0

0
0
16
8
0

32
40
16
16
0
104

Renewal of New Facility Rule Information Collection Request

Labor Cost Capital Costs O&M Costs Total Costs**
C
$1,325
$2,115
$373
$518
$0
$4,330

D

E
$0
$0
$0
$0
$0
$0

$0
$0
$0
$0
$110
$110

C+D+E

$4,440

Total
Burden
(hrs.)
A*B
576
720
288
288
1,872

Total Initial Cost

A*(C+D+E)
$23,846
$38,074
$6,710
$9,317
$1,980
$79,927

A.-1

Exhibit A.1d
Source Water Baseline Biological Characterization Data
Facilities (Respondents)

Activity
Identify Available Data and Document Efforts
Compile and Analyze Existing Data
Submit Data for Review by State
Recordkeeping
Other Direct Costs
Totals

Year 1 Year 2 Year 3 Total
A
7
7
4 18
7
7
4 18
7
7
4 18
7
7
4 18
7
7
4 18
7
7
4 18

Facility
Junior
CAD
Contracted
Biological
Manager Technical Operator Manager
Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99

$41
40
32
0
2
0

$39
80
60
0
4
0

0
20
0
1
0

$125
$64
Level of Effort (hrs)
0
0
0
0
0
0
0
0
0
0

$80

$45

$23

Totals Per Facility for the ICR Approval Period
Burden
(hrs)
B

0
0
0
0
0

0
0
0
0
0

8
4
8
6
0

128
116
8
13
0
265

Labor Cost Capital Costs O&M Costs Total Costs**
C
$7,450
$6,509
$186
$542
$0
$14,687

D

E
$0
$0
$0
$0
$0
$0

C+D+E

$0
$0
$0
$0
$810
$810

$15,497

Total
Burden
(hrs.)
A*B
2,304
2,088
144
234
4,770

Total Initial Cost

A*(C+D+E)
$134,107
$117,158
$3,355
$9,747
$14,580
$278,948

Exhibit A.1e
CWIS Flow Reduction Requirements (Track 1)
Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
5
5
3 13
Develop Narrative
5
5
3 13
Perform Engineering Calculations
Document Minimization of Blow Down and Flows Not
5
5
3 13
Submit Data and Analysis forRecycled
Review
5
5
3 13

Facility
Junior
CAD
Contracted
Biological
Manager Technical Operator Manager
Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99

$41

$39

Activity

Recordkeeping
Other Direct Costs
Totals

5
5
5

5
5
5

3
3
3

13
13
13

8
4

16
12

0
0

0
0
2
0

40
0
4
0

0
0
0
0

$125
$64
Level of Effort (hrs)
0
0
0
0
0
0
0
0

$80

$45

$23

Totals Per Facility for the ICR Approval Period
Burden
(hrs)
B

0
0
0
0

Labor Cost Capital Costs O&M Costs Total Costs**

0
0

0
0

0
0

24
16

C
$1,453
$892

0
0
0
0

0
0
0
0

6
8
8
0

46
8
14
0
108

$1,796
$186
$550
$0
$4,877

D

E

C+D+E

Total
Burden
(hrs.)

Total Initial Cost

$0
$0

$0
$0

A*B
312
208

A*(C+D+E)
$18,886
$11,596

$0
$0
$0
$0
$0

$0
$0
$0
$435
$435

598
104
182
1,404

$23,345
$2,423
$7,145
$5,655
$69,051

$5,312

Exhibit A.1f
CWIS Velocity Requirements (Track 1)
Facilities (Respondents)

Activity
Develop Narrative
Perform Engineering Calculations
Submit Data and Analysis for Review
Revise Based on State review
Recordkeeping
Other Direct Costs
Totals

December 2011

Year 1 Year 2 Year 3 Total
A
5
5
3 13
5
5
3 13
5
5
3 13
5
5
3 13
5
5
3 13
5
5
3 13
5
5
3 13

Facility
Junior
CAD
Contracted
Biological
Manager Technical Operator Manager
Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99

$41
16
8
0
4
2
0

$39
32
32
0
16
4
0

0
0
0
0
0
0

$125
$64
Level of Effort (hrs)
0
0
0
0
0
0
0
0
0
0
0
0

$80

$45

$23

Totals Per Facility for the ICR Approval Period
Burden
(hrs)
B

0
0
0
0
0
0

0
0
0
0
0
0

0
0
16
0
8
0

48
40
16
20
14
0
138

Renewal of New Facility Rule Information Collection Request

Labor Cost Capital Costs O&M Costs Total Costs**
C
$2,906
$2,115
$373
$1,058
$550
$0
$7,001

D

E
$0
$0
$0
$0
$0
$0
$0

$0
$0
$0
$0
$0
$1,080
$1,080

C+D+E

$8,081

Total
Burden
(hrs.)
A*B
624
520
208
260
182
1,794

Total Initial Cost

A*(C+D+E)
$37,773
$27,498
$4,846
$13,749
$7,145
$14,040
$105,050

A.-2

Exhibit A.1g
Design and Construction Technology Plan (Track 1)
Facilities (Respondents)

Activity
Delineate Hydraulic Zone of Influence
Develop Narrative Description
Perform Engineering Calculations
Submit Data and Analysis for Review
Recordkeeping
Other Direct Costs
Totals

Year 1 Year 2 Year 3 Total
A
5
5
3 13
5
5
3 13
5
5
3 13
5
5
3 13
5
5
3 13
5
5
3 13
5
5
3 13

Facility
Junior
CAD
Contracted
Biological
Manager Technical Operator Manager
Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99

$41
2
16
6
0
1
0

$39
5
32
24
0
2
0

8
0
0
0
0
0

$125
$64
Level of Effort (hrs)
0
0
0
0
0
0
0
0
0
0
0
0

$80

$45

$23

Totals Per Facility for the ICR Approval Period
Burden
(hrs)
B

0
0
0
0
0
0

0
0
0
0
0
0

0
0
0
6
6
0

15
48
30
6
9
0
108

Labor Cost Capital Costs O&M Costs Total Costs**
C
$713
$2,906
$1,586
$140
$321
$0
$5,666

D

E
$0
$0
$0
$0
$0
$0
$0

C+D+E
$0
$0
$0
$0
$0
$55
$55

$5,721

Total
Burden
(hrs.)
A*B
195
624
390
78
117
1,404

Total Initial Cost

A*(C+D+E)
$9,264
$37,773
$20,623
$1,817
$4,178
$715
$74,370

Exhibit A.1h
Comprehensive Demonstration Study Plan (Track 2)
Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
2
2
1 5
Description of Historical Studies that will be Used
Description of Proposed and/or Implemented Technologies
2
2
1 5

Facility
Junior
CAD
Contracted
Biological
Manager Technical Operator Manager
Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99

$41

$39

Activity

Develop Baseline Biological Characterization Sampling Plan
Submit Data and Plans for Review
Revise Based on State Review
Recordkeeping
Other Direct Costs
Totals

2
2
2
2
2
2

2
2
2
2
2
2

1
1
1
1
1
1

5
5
5
5
5
5

20

40

0

8
40
0
8
2
0

20
60
0
16
4
0

0
8
0
4
2
0

$125
$64
Level of Effort (hrs)
0
0
0
8
0
0
1
0

$80

$45

$23

Totals Per Facility for the ICR Approval Period
Burden
(hrs)
B

0
0
0
0
0
0

Labor Cost Capital Costs O&M Costs Total Costs**

0

0

2

62

C
$3,679

0
0
0
0
0
0

0
0
0
0
0
0

0
4
12
4
8
0

28
120
12
32
17
0
271

$1,618
$7,840
$280
$1,700
$752
$0
$15,869

D

E

C+D+E

Total
Burden
(hrs.)

Total Initial Cost

$0

$0

A*B
310

A*(C+D+E)
$18,393

$0
$0
$0
$0
$0
$0
$0

$0
$0
$0
$0
$0
$810
$810

140
600
60
160
85
1,355

$8,092
$39,202
$1,398
$8,500
$3,760
$4,050
$83,395

$16,679

Exhibit A.1i
Source Water Baseline Biological Characterization Study (Track 2)
Facilities (Respondents)

Activity
Implement Freshwater Sampling
Other Direct Costs for Implement Freshwater Sampling
Implement Estuary Sampling
Other Direct Costs for Implement Estuary Sampling
Biological Study Laboratory Analysis (Freshwater)
Biological Study Laboratory Analysis (Estuary)
Profile of Source Water Biota
Identification of Critical Species
Description of Additional Stresses
Write Study based on Results and Submit for Review by
State
Recordkeeping
Finalize study based on State review
Freshwater Totals
Marine Totals

December 2011

Year 1 Year 2 Year 3 Total
A
5
3
3 8
5
3
3 8
1
1
1 1
1
1
1 1
5
3
3 8
1
1
1 1
2
2
1 5
2
2
1 5
2
2
1 5
4
1
3 8
4
1
3 8
4
1
3 8
8
1

Facility
Junior
CAD
Contracted
Biological
Manager Technical Operator Manager
Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99

$41
6
0
10
0
0
0
32
32
16
80
6
16

52
0
101
0
0
0
20
20
10
160
12
32

$39
0
0
0
0
0
0
0
0
0
0
0
0

$125
$64
Level of Effort (hrs)
120
2080
0
0
160
4095
0
0
0
0
0
0
32
60
20
40
16
30
16
8
6
0
0
0

$80

$45
67
0
100
0
0
0
0
0
0
8
0
0

2080
0
4095
0
0
0
20
0
10
0
0
0

$23
34
0
50
0
0
0
8
3
4
8
24
8

Totals Per Facility for the ICR Approval Period
Burden
(hrs)
B
4439
0
8611
0
0
0
172
115
86
280
48
56
5,196
9,368

Renewal of New Facility Rule Information Collection Request

Labor Cost Capital Costs O&M Costs Total Costs**
C
$249,183
$0
$477,847
$0
$0
$0
$12,903
$9,116
$6,451
$17,867
$2,401
$3,092
$301,013
$529,677

D

E
$0
$0
$0
$0
0
0
$0
$0
$0
$0
$0
$0
$0
$0

0
$5,600
0
$14,100
$84,400
$164,600
$0
$0
$0
$0
$0
$0
$90,000
$178,700

C+D+E

Total
Burden
(hrs.)
A*B
24,415
8,611

$391,013
$708,377

860
575
430
2,240
384
448
28,595
9,368

Total Initial Cost

A*(C+D+E)
$1,370,507
$30,800
$477,847
$14,100
$464,200
$164,600
$64,514
$45,578
$32,257
$142,938
$19,210
$24,736
$2,142,908
$708,377

A.-3

Exhibit A.1j
Evaluation of Potential CWIS Effects (Track 2)
Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A

Activity
Calculate Reduction in Impingement Mortality and
Entrainment
Perform Engineering Calculations for Efficacy Projections
Perform Impingement Pilot Study (Freshwater)
Perform Entrainment Pilot Study (Freshwater)
Pilot Study Entrainment Laboratory Analysis (Freshwater)
Perform Impingement Pilot Study (Estuary)
Perform Entrainment Pilot Study (Estuary)
Pilot Study Entrainment Laboratory Analysis (Estuary)
Purchase & Installation of Pilot Study Technology
Operation & Maintenance of Pilot Technology
Submit Data and Analysis for Review
Recordkeeping
Other Direct Costs
Freshwater Totals
Marine Totals

4
4
4
4
4
0
0
0
4
4
4
4
4
4
0

1
1
1
1
1
0
0
0
1
1
1
1
1
1
0

3
3
2
2
2
1
1
1
3
3
3
3
3
2
1

Facility
Junior
CAD
Contracted
Biological
Manager Technical Operator Manager
Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99

8
8
7
7
7
1
1
1
8
8
8
8
8
7
1

$41

80
40
16
16
0
16
16
0
0
0
8
4
0

$39

80
32
25
25
0
33
33
0
0
0
10
8
0

$125
$64
Level of Effort (hrs)
8
0
0
0
0
0
0
0
0
0
0
0
0

0
0
80
80
0
80
80
0
0
0
8
4
0

$80

$45

$23

Totals Per Facility for the ICR Approval Period
Burden
(hrs)

0
0
40
40
0
52
52
0
0
0
4
2
0

0
0
240
250
0
312
325
0
0
0
0
0
0

12
4
20
20
0
26
26
0
0
0
16
20
0

Total Initial Cost

C+D+E

A*B

A*(C+D+E)

$429,121
$448,414

1,440
608
4,627
4,277
831
766
416
368
11,382
1,950

Labor Cost Capital Costs O&M Costs Total Costs**

B

0
0
240
180
0
312
234
0
0
0
6
8
0

Total
Burden
(hrs.)

C

D

180
$11,804
76
$5,370
661
$42,290
611
$38,914
0
$0
831
$51,493
766
$47,104
0
$0
0
$0
0
$0
52
$3,281
46
$2,363
0
$0
1626 $104,021
1,950 $121,414

E

$0
$0
$0
$0
$0
$0
$0
$0
$285,000
$0
$0
$0
$0
$285,000
$285,000

$0
$0
$0
$0
$6,500
$0
$0
$8,400
$0
$32,500
$0
$0
$1,100
$40,100
$42,000

$94,429
$42,960
$296,029
$272,397
$45,500
$51,493
$47,104
$8,400
$2,280,000
$260,000
$26,248
$18,902
$8,800
$3,003,847
$448,414

Exhibit A.1k
Verification Monitoring Plan (Track 2)
Facilities (Respondents)

Activity
Develop Verification Monitoring Plan
Submit Data and Analysis for Review
Revise Based on State Review
Recordkeeping
Other Direct Costs
Totals

Year 1 Year 2 Year 3 Total
A
2
2
1 5
2
2
1 5
2
2
1 5
2
2
1 5
2
2
1 5
2
2
1 5

Facility
Junior
CAD
Contracted
Biological
Manager Technical Operator Manager
Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99

$41
40
0
2
1
0

$39
60
0
4
1
0

8
0
1
1
0

$125
$64
Level of Effort (hrs)
0
0
0
0
0
0
1
0
0
0

$80

$45

$23

Totals Per Facility for the ICR Approval Period
Burden
(hrs)

Labor Cost Capital Costs O&M Costs Total Costs**

B
0
0
0
0
0

0
0
0
0
0

4
2
1
2
0

112
2
8
6
0
128

C
$6,837
$47
$425
$351
$0
$7,660

D

E
$0
$0
$0
$0
$0
$0

$0
$0
$0
$0
$435
$435

C+D+E

$8,095

Total
Burden
(hrs.)

Total Initial Cost

A*B
560
10
40
30
640

A*(C+D+E)
$34,186
$233
$2,125
$1,754
$2,175
$40,473

Exhibit A.1l
Remote Monitoring
Facilities (Respondents)

Activity
Purchase and Installation of Remote Monitoring Device
Other Direct Costs

Year 1 Year 2 Year 3 Total
A
5
5
3 13
5
5
3 13
13

Facility
Junior
CAD
Contracted
Biological
Manager Technical Operator Manager
Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99
0
0

$41

$39

0
0

0
0

$125
$64
Level of Effort (hrs)
0
0
0
0

$80

$45

$23

0
0

0
0

0
0

Totals Per Facility for the ICR Approval Period
Burden
(hrs)
B

C
0
0

-

Total Burden and Costs for All NPDES Application Activities
Totals
* The ODC estimate was not estimated for each activity, but rather as a lump sum for each provision of the rule.

December 2011

Labor Cost Capital Costs O&M Costs Total Costs**

Renewal of New Facility Rule Information Collection Request

$0
$0
$0

D
$58,000
$0
$58,000

E
$0
$1,100
$1,100

C+D+E

Total
Burden
(hrs.)

Total Initial Cost

A*B
-

$59,100

-

A*(C+D+E)
$754,000
$14,300
$768,300

Total
Total Initial Cost
Burden
67,936
$7,990,728

A.-4

Exhibit A.2
Facility Cost and Burden Estimates for Annual Activities
Exhibit A.2a
Freshwater Verification Study (Track 2)

Activity
Perform Statistical Analysis
Submit Monitoring Results & Study Analysis
Record Keeping
Totals

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Facilities (Respondents)
Assumed Loaded Hourly Rate $
Year 1 Year 2 Year 3 Total
$99
$41
$125
$64
$80
$45
$23
A
Level of Effort (hrs)
2
1
1
4
20
20
10
10
20
0
1
2
1
1
4
0
0
0
0
0
0
4
2
1
1
4
1
2
0
0
0
0
4
4
21
22
10
10
20
0
9

Totals Per Facility for the ICR Approval Period

Total for AllFacilities in the
ICR Approval Period

Burden
ODCs lump
Labor Cost
Total Costs Burden (hrs.)
(hrs)
sum*
B
C
D
C+D
A*B
81
$6,310
324
4
$93
16
7
$275
28
92
$6,678
$540
$7,218
368

Annual Cost
A*(C+D)
$25,241
$373
$1,099
$28,873

Exhibit A.2b
Estuary Verification Study (Track 2)

Activity
Perform Statistical Analysis
Submit Monitoring Results & Study Analysis
Record Keeping
Totals

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Facilities (Respondents)
Assumed Loaded Hourly Rate $
Year 1 Year 2 Year 3 Total
$99
$41
$125
$64
$80
$45
$23
A
Level of Effort (hrs)
0
0
1
1
25
30
15
15
25
0
1
0
0
1
1
0
0
0
0
0
0
4
0
0
1
1
1
2
0
0
0
0
4
1
26
32
15
15
25
0
9

Totals Per Facility for the ICR Approval Period

Total for AllFacilities in the
ICR Approval Period

Burden
ODCs lump
Labor Cost
Total Costs Burden (hrs.)
(hrs)
sum*
B
C
D
C+D
A*B
111
$8,562
111
4
$93
4
7
$275
7
122
$8,930
$540
$9,470
122

Annual Cost
A*(C+D)
$8,562
$93
$275
$9,470

Exhibit A.2c.1
Initial Biological Monitoring for Impingement (Freshwater)

Activity
Monthly Sample Collection
Onsite Analysis of Samples
Perform Statistical Analysis
Record Keeping
Totals

Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
12
13
14
39
12
13
14
39
12
13
14
39
12
13
14
39
39

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99
$41
$125
$64
$80
$45
$23
Level of Effort (hrs)
2
0
4
72
0
72
0
4
0
12
72
0
72
0
8
4
0
0
32
0
0
2
1
1
4
1
0
16
16
5
17
148
33
144
16

Totals Per Facility for the ICR Approval Period

Total for AllFacilities in the
ICR Approval Period

Burden
ODCs lump
Labor Cost
Total Costs Burden (hrs.)
(hrs)
sum*
B
C
D
C+D
A*B
150
$8,497
5,850
160
$9,698
6,240
44
$3,503
1,716
25
$1,072
975
379
$22,769
$540
$23,309
14,781

Annual Cost
A*(C+D)
$331,375
$378,206
$136,625
$41,792
$909,059

Exhibit A.2c.2
Reduced Biological Monitoring for Impingement (Freshwater)

Activity
Reduced Sample Collection
Onsite Analysis of Samples
Perform Statistical Analysis
Record Keeping
Totals

Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
42
49
54 145
42
49
54 145
42
49
54 145
42
49
54 145
145

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99
$41
$125
$64
$80
$45
$23
Level of Effort (hrs)
1
0
2
36
0
36
0
2
0
6
36
0
36
0
4
2
0
0
16
0
0
1
1
1
2
1
0
8
8
3
9
74
17
72
8

Totals Per Facility for the ICR Approval Period

Total for AllFacilities in the
ICR Approval Period

Burden
ODCs lump
Labor Cost
Total Costs Burden (hrs.)
(hrs)
sum*
B
C
D
C+D
A*B
75
$4,248
10,875
80
$4,849
11,600
22
$1,752
3,190
14
$659
2,030
191
$11,508
$270
$11,778
27,695

Annual Cost
A*(C+D)
$616,018
$703,076
$253,982
$95,555
$1,707,781

Exhibit A.2d.1
Initial Biological Monitoring for Impingement (Estuary)
Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Facilities (Respondents)
Assumed Loaded Hourly Rate $
Year 1 Year 2 Year 3 Total
$99
$41
$125
$64
$80
$45
$23
A
Level of Effort (hrs)
Activity
Monthly Sample Collection
1
2
1
4
2
0
5
94
0
94
0
Handling and Preparation of Samples
1
2
1
4
4
0
16
94
0
94
0

December 2011

Totals Per Facility for the ICR Approval Period
Burden
ODCs lump
Labor Cost
(hrs)
sum*
B
C
D
194
$10,987
207
$12,488

Renewal of New Facility Rule Information Collection Request

Total for AllFacilities in the
ICR Approval Period

Total Costs Burden (hrs.)
C+D

A*B
778
827

Annual Cost
A*(C+D)
$43,946
$49,953

A.-5

Perform Statistical Analysis
Record Keeping
Totals

1
1

2
2

1
1

4
4
4

8
2
16

4
1
5

0
1
22

0
5
192

42
1
43

0
0
187

0
16
16

54
27
482

$4,267
$1,210
$28,952

$705

$29,657

214
107
1,926

$17,069
$4,838
$118,627

Exhibit A.2d.2
Reduced Biological Monitoring for Impingement (Estuary)

Activity
Reduced Sample Collection
Handling and Preparation of Samples
Perform Statistical Analysis
Record Keeping
Totals

Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
9
9
10
28
9
9
10
28
9
9
10
28
9
9
10
28
28

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99
$41
$125
$64
$80
$45
$23
Level of Effort (hrs)
1
0
3
47
0
47
0
2
0
8
47
0
47
0
4
2
0
0
21
0
0
1
1
1
3
1
0
8
8
3
12
97
22
94
8

Totals Per Facility for the ICR Approval Period

Total for AllFacilities in the
ICR Approval Period

Burden
ODCs lump
Labor Cost
Total Costs Burden (hrs.)
(hrs)
sum*
B
C
D
C+D
A*B
98
$5,565
2,744
104
$6,291
2,912
27
$2,150
756
15
$723
420
244
$14,728
$353
$15,081
6,832

Annual Cost
A*(C+D)
$155,823
$176,145
$60,189
$20,236
$422,262

Exhibit A.2e.1
Initial Biological Monitoring for Entrainment (Freshwater)

Activity
Biweekly Sample Collection
Handling and Preparation of Samples
Perform Statistical Analysis
Recordkeeping
Totals

Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
12
13
14
39
12
13
14
39
12
13
14
39
12
13
14
39
39

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99
$41
$125
$64
$80
$45
$23
Level of Effort (hrs)
4
0
12
156
0
156
0
4
0
12
78
0
78
0
16
4
0
0
64
0
0
2
1
1
8
2
0
16
26
5
25
242
66
234
16

Totals Per Facility for the ICR Approval Period

Total for AllFacilities in the
ICR Approval Period

Burden
ODCs lump
Labor Cost
Total Costs Burden (hrs.)
(hrs)
sum*
B
C
D
C+D
A*B
328
$18,795
12,792
172
$10,347
6,708
84
$6,841
3,276
30
$1,406
1,170
614
$37,389
$1,080
$38,469
23,946

Annual Cost
A*(C+D)
$732,997
$403,549
$266,791
$54,834
$1,500,291

Exhibit A.2e.2
Reduced Biological Monitoring for Entrainment (Freshwater)

Activity
Reduced Sample Collection
Handling and Preparation of Samples
Perform Statistical Analysis
Recordkeeping
Totals

December 2011

Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
42
49
54 145
42
49
54 145
42
49
54 145
42
49
54 145
145

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99
$41
$125
$64
$80
$45
$23
Level of Effort (hrs)
2
0
6
78
0
78
0
2
0
6
39
0
39
0
8
2
0
0
32
0
0
1
1
1
4
1
0
8
13
3
13
121
33
117
8

Totals Per Facility for the ICR Approval Period

Total for AllFacilities in the
ICR Approval Period

Burden
ODCs lump
Labor Cost
Total Costs Burden (hrs.)
(hrs)
sum*
B
C
D
C+D
A*B
164
$9,397
23,780
86
$5,174
12,470
42
$3,420
6,090
16
$786
2,320
308
$18,778
$540
$19,318
44,660

Renewal of New Facility Rule Information Collection Request

Annual Cost
A*(C+D)
$1,362,623
$750,187
$495,958
$114,028
$2,801,096

A.-6

Exhibit A.2f.1
Initial Biological Monitoring for Entrainment (Estuary)

Activity
Biweekly Sample Collection
Handling and Preparation of Samples
Perform Statistical Analysis
Recordkeeping
Totals

Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
1
2
1
4
1
2
1
4
1
2
1
4
1
2
1
4
4

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99
$41
$125
$64
$80
$45
$23
Level of Effort (hrs)
4
0
12
203
0
203
0
4
0
12
101
0
101
0
16
4
0
0
83
0
0
2
1
1
10
3
0
16
26
5
25
314
86
304
16

Totals Per Facility for the ICR Approval Period

Total for AllFacilities in the
ICR Approval Period

Burden
ODCs lump
Labor Cost
Total Costs Burden (hrs.)
(hrs)
sum*
B
C
D
C+D
A*B
422
$23,885
1,688
218
$12,838
872
103
$8,353
412
33
$1,613
132
776
$46,689
$1,245
$47,934
3,104

Annual Cost
A*(C+D)
$95,540
$51,353
$33,413
$6,452
$191,738

Exhibit A.2f.2
Reduced Biological Monitoring for Entrainment (Estuary)

Activity
Reduced Sample Collection
Handling and Preparation of Samples
Perform Statistical Analysis
Recordkeeping
Totals

Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
9
9
10
28
9
9
10
28
9
9
10
28
9
9
10
28
28

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99
$41
$125
$64
$80
$45
$23
Level of Effort (hrs)
2
0
6
102
0
102
0
2
0
6
51
0
51
0
8
2
0
0
42
0
0
1
1
1
5
2
0
8
13
3
13
158
44
153
8

Totals Per Facility for the ICR Approval Period

Total for AllFacilities in the
ICR Approval Period

Burden
ODCs lump
Labor Cost
Total Costs Burden (hrs.)
(hrs)
sum*
B
C
D
C+D
A*B
212
$11,997
5,936
110
$6,473
3,080
52
$4,216
1,456
18
$930
504
392
$23,616
$623
$24,239
10,976

Annual Cost
A*(C+D)
$335,905
$181,252
$118,059
$26,032
$678,678

Exhibit A.2g
Velocity Monitoring

Activity
Monitor Average Through Technology
Analyze Data
Recordkeeping
Totals

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
Facilities (Respondents)
Year 1 Year 2 Year 3 Total
$99
$41
$125
$64
$80
$45
$23
A
Level of Effort (hrs)
64
73
79 216
2
100
0
0
0
0
0
64
73
79 216
4
40
0
0
0
0
0
64
73
79 216
1
8
0
0
0
0
8
216
7
148
0
0
0
0
8

Totals Per Facility for the ICR Approval Period

Total for AllFacilities in the
ICR Approval Period

Burden
ODCs lump
Labor Cost
Total Costs Burden (hrs.)
(hrs)
sum*
B
C
D
C+D
A*B
102
$4,338
22,032
44
$2,051
9,504
17
$616
3,672
163
$7,005
$110
$7,115
35,208

Annual Cost
A*(C+D)
$936,922
$443,059
$133,142
$1,536,883

Exhibit A.2h
Inspection of Installed Technologies
Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
Facilities (Respondents)
Year 1 Year 2 Year 3 Total
$99
$41
$125
$64
$80
$45
$23
A
Level of Effort (hrs)
Activity
Visually Inspect All InstalledTechnologies
23
27
28
78
24
208
0
0
0
0
0
Recordkeeping
23
27
28
78
3
16
0
0
0
0
2
Totals
78
27
224
0
0
0
0
2

December 2011

Totals Per Facility for the ICR Approval Period

Total for AllFacilities in the
ICR Approval Period

Burden
ODCs lump
Labor Cost
Total Costs Burden (hrs.)
(hrs)
sum*
B
C
D
C+D
A*B
232
$10,982
18,096
21
$1,005
1,638
253
$11,988
$110
$12,098
19,734

Renewal of New Facility Rule Information Collection Request

Annual Cost
A*(C+D)
$856,627
$78,421
$943,628

A.-7

Exhibit A.2i
Yearly Status Report Activities

Activity
Report on Inspection and Maintenance
Detail Velocity Monitoring Results
Detail Biological Monitoring Results
Compile and Submit Report
Recordkeeping
Totals

Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
64
73
79 216
64
73
79 216
64
73
79 216
64
73
79 216
64
73
79 216
216

Facility
Junior Contracted
Biological
Manager Technical Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99
$41
$125
$64
$80
$45
$23
Level of Effort (hrs)
16
16
0
0
0
0
0
8
16
0
0
0
0
0
24
32
4
4
24
0
0
80
80
0
0
0
0
16
8
12
0
0
0
0
8
136
156
4
4
24
0
24

Totals Per Facility for the ICR Approval Period
Burden
(hrs)
B
32
24
88
176
28
348

Labor Cost
C
$2,243
$1,453
$6,363
$11,589
$1,474
$23,121

ODCs lump
sum*
D

$810

Total for All Facilities in the
ICR Approval Period

Total Costs Burden (hrs.)
C+D

$23,931

A*B
6,912
5,184
19,008
38,016
6,048
75,168

Annual Cost
A*(C+D)
$484,531
$313,805
$1,374,365
$2,503,181
$318,298
$5,169,139

Total Burden and Cost for All Annual Activities
Burden Per
Facility
Track 1 Freshwater
Track 1 Freshwater - Reduced
Track 1 Estuary
Track 1 Estuary - Reduced
Track 2 Freshwater
Track 2 Freshwater - Reduced
Track 2 Estuary
Track 2 Estuary - Reduced

1,757
1,263
2,022
1,400
1,849
1,355
2,144
1,522

Cost per
Facility

ODCs lump
sum*

102,272
72,400
117,755
80,459
108,951
79,078
126,685
89,388

2,650
1,840
2,980
2,005
3,190
2,380
3,520
2,545

Totals

Total Cost
per Facility

Total Burden
(hrs.)

Total Annual
Cost

264,520

16,017,525

104,922
74,240
120,735
82,464
112,141
81,458
130,205
91,933

Exhibit A.2j
Facility Annual O&M Costs

Activity
Operation of Remote Sensing Device
Identify & Enumerate Entrained Freshwater Biota
Identify & Enumerate Entrained Estuary Biota

Facilities (Responses)
41
46
51 138
54
62
68 184
10
11
11
32

Contracted Laboratory
Analysis Cost

Operation and
Maintenance Costs
$215

ODCs lump
sum*
$55

$8,400
$11,000
$55

Cost ($)
$37,260
$1,545,600
$352,000
$1,934,860

Total Cost for All NPDES Application Activities
Total Cost ($)
$17,952,385

Totals

December 2011

Renewal of New Facility Rule Information Collection Request

A.-8

Exhibit A.3
Director Burden and Cost Estimates for Activities
Exhibit A.3a
Director Permit Issuance Activities
Senior
Junior
Burden
Technical Technical Clerical
Directors
Per
(Responses) Assumed Loaded Hourly Rate $
Permit
73
40
28
A
Level of Effort (hrs)
B
Activity
Reviewing CWIS location and design data
18
6
18
0
24
Determine Compliance with Source Waterbody Flow Information
18
2
6
0
8
Review Source Water Baseline Biological Characterization Data
Review Design and Construction Technology Plan (Track 1)
Determine Compliance with CWIS Velocity Requirements (Track
1)
Determine Compliance with CWIS Flow Reduction Requirements
(Track 1)
Review Comprehensive Demonstration Study Plan (Track 2)
Review Source Water Baseline Biological Characterization Study
(Track 2)
Review Evaluation of Potential CWIS Effects (Track 2)
Determine Monitoring Frequency
Determine Record keeping and Reporting Frequency
Considering Public Comments
Issuing Permit
Permit Record Keeping
Totals
Track 1 Totals

December 2011

Labor
Cost per
Permit
C
$1,147
$382

ODCs
Total
Total
lump Cost Per Burden
sum*
Permit
(hrs.)
D

C+D

Total
Initial
Cost*

A*B
432
144

A*(C+D)
$20,650
$6,883

18
13

20
24

20
8

0
0

40
32

$2,244
$2,061

720
416

$40,392
$26,790

13

2

6

0

8

$382

104

$4,971

13
5

8
16

8
16

0
0

16
32

$898
$1,795

208
160

$11,669
$8,976

8
8
21
21
21
21
21
21

400
16
2
2
16
1
1
516

50
16
6
6
16
6
1
183

0
0
0
0
0
1
2
3

450
32
8
8
32
8
4
702
188

$31,055
$1,795
$382
$382
$1,795
$338
$168
$44,825
$10,180

3,600
256
168
168
672
168
84
7,300

$248,440
$14,362
$8,030
$8,030
$37,699
$7,090
$3,528
$454,335

$325
$325

$45,150
$10,505

Renewal of New Facility Rule Information Collection Request

A.-9

Track 2 Totals

646

$41,485

$325

$41,810

Exhibit A.3b
Verification Study Review

Activity
Review of Verification Studies
Permit Modification due to Unfavorable Results
Record Keeping
Totals

Senior
Junior
Burden
Labor
ODCs
Total
Total
Technical Technical Clerical
Directors
Total
Per
Cost per lump Cost Per Burden
(Responses) Assumed Loaded Hourly Rate $
Initial Cost
Permit
Permit
sum*
Permit
(hrs.)
73
40
28
A
Level of Effort (hrs)
B
C
D
C+D
A*B
A*(C+D)
5
2
4
0
6
$303
30
$1,517
5
4
10
0
14
$686
70
$3,429
5
0
0
1
1
$28
5
$140
5
6
14
1
21
$1,017
$55
$1,072
105
$5,000

Exhibit A.3c
Annual Director Activities

Activity
Review of Yearly Report
Compliance Tracking
Determination on Monitoring Scope Reduction
Record Keeping
Totals

Senior
Junior
Burden
Labor
ODCs
Total
Total
Technical Technical Clerical
Directors
Per
Cost per lump Cost Per Burden
(Responses) Assumed Loaded Hourly Rate $
Permit
Permit
sum*
Permit
(hrs.)
73
40
28
A
Level of Effort (hrs)
B
C
D
C+D
A*B
216
6
12
0
18
$910
3,888
216
4
12
0
16
$765
3,456
216
4
8
0
12
$607
2,592
216
1
2
1
4
$180
864
216
15
34
1
50
$2,461
$55
$2,516 10,800

Total
Annual
Cost
A*(C+D)
$196,603
$165,197
$131,069
$38,794
$544,000

Total Burden and Cost for All Director Activities

Totals

December 2011

Total
Total
Burden
Initial Cost
(hrs.)
18,100 $1,003,335

Renewal of New Facility Rule Information Collection Request

A.-10

Exhibit A.4
Federal Burden and Cost Estimates for Activities
Exhibit A.4a
Federal Permit Program Oversight Activities
Federal
(Responses)
Activity
Reviewing CWIS location and design data
Determine Compliance with Source Waterbody Flow Information
Review Source Water Baseline Biological Characterization Data
Review Design and Construction Technology Plan (Track 1)
Determine Compliance with CWIS Velocity Requirements (Track 1)
Determine Compliance with CWIS Flow Reduction Requirements (Track
1)
Review Comprehensive Demonstration Study Plan (Track 2)
Review Source Water Baseline Biological Characterization Study (Track
2)
Review Evaluation of Potential CWIS Effects (Track 2)
Determine Monitoring Frequency
Permit Record Keeping
Totals
Track 1 Totals
Track 2 Totals

December 2011

A
18
18
18
13
13

Senior
Junior
Technical
Technical
Clerical
Assumed Loaded Hourly Rate $
73
40
28
Level of Effort (hrs)
1
2
1
3
1
2
1
3
1
2

0
0
0
0
0

Burden
per
permit
Review
B
3
4
3
4
3

13
5

1
1

2
2

0
0

3
3

8
8
21
21
21

6
1
1
1
16

12
2
3
1
34

0
0
0
2
2

18
3
4
4
31
28
42

Labor
ODCs
Cost per
lump
Permit
sum*
Review
C
D
$152
$191
$152
$191
$152

Total Cost
Total
per Permit Burden
Review
(hrs.)
A*B
54
72
54
52
39

A*(C+D)
$2,731
$3,442
$2,731
$2,486
$1,972

$152
$152

39
15

$1,972
$759

$910
$152
$191
$168
1,245
$1,348
$2,067

144
24
84
84
661

$7,282
$1,214
$4,015
$3,528
$33,285

$55
$55
$55

C+D

Total Initial
Cost *

$1,300
$1,403
$2,122

Renewal of New Facility Rule Information Collection Request

A.-11

Exhibit A.5
Respondents for the ICR Approval Period Year by Year by Activity
Facilities [1]
Year 1
12/201111/2012

Year 2
12/201211/2013

Year 3
12/201311/2014

Annual
Average

Initial NPDES Permit Application Activities
Start-up Activities
Permit Application Activities
Source Waterbody Flow Information
Use Existing Data- Source Water Baseline Biological Characterization Data
CWIS Flow Reduction Requirements (Track 1)
CWIS Velocity Requirements (Track 1)
Design and Construction Technology Plan (Track 1)
Comprehensive Demonstration Study Plan (Track 2)
Freshwater Source Water Baseline Biological Characterization Study (Track 2)
Estuary Source Water Baseline Biological Characterization Study (Track 2)
Profile of Source Water Biota for Characterization Study (Track 2)
Submit Characterization Study (Track 2)
Freshwater Evaluation of Potential CWIS Effects (Track 2)
Estuary Evaluation of Potential CWIS Effects (Track 2)
Verification Monitoring Plan (Track 2)
NPDES Repermitting Activities
Start-up Activities
Permit Application Activities
Source Waterbody Flow Information
Source Water Baseline Biological Characterization Data
CWIS Flow Reduction Requirements (Track 1)
CWIS Velocity Requirements (Track 1)
Design and Construction Technology Plan (Track 1)
Comprehensive Demonstration Study Plan (Track 2)
Freshwater Source Water Baseline Biological Characterization Study (Track 2)
Estuary Source Water Baseline Biological Characterization Study (Track 2)
Profile of Source Water Biota for Characterization Study (Track 2)
Submit Characterization Study (Track 2)
Annual
Freshwater Verification Study (Track 2)
Estuary Verification Study (Track 2)
Initial Biological Monitoring for Impingement (Freshwater)
Reduced Biological Monitoring for Impingement (Freshwater)
Initial Biological Monitoring for Impingement (Estuary)
Reduced Biological Monitoring for Impingement (Estuary)
Initial Biological Monitoring for Entrainment (Freshwater)
Reduced Biological Monitoring for Entrainment (Freshwater)
Initial Biological Monitoring for Entrainment (Estuary)
Reduced Biological Monitoring for Entrainment (Estuary)
Velocity Monitoring
Visual Inspection of Installed Technologies
Yearly Status Report Activities
Respondents

December 2011

7
7
7
7
5
5
5
2
5
1
2
4
4
0
2

7
7
7
7
5
5
5
2
3
1
2
1
1
0
2

4
4
4
4
3
3
3
1
3
1
1
3
2
1
1

6
6
6
6
4
4
4
2
4
1
2
3
2
0
2

12
12
12
12
5
5
5
7
8
4
7
4

13
13
13
13
10
10
10
3
8
3
3
6

13
13
13
13
8
8
8
5
7
3
5
5

13
13
13
13
8
8
8
5
8
3
5
5

2
0
12
42
1
9
12
42
1
9
64
23
64
75

1
0
13
49
2
9
13
49
2
9
73
27
73
82

1
1
14
54
1
10
14
54
1
10
79
28
79
86

1
0
13
48
1
9
13
48
1
9
72
26
72
81

Renewal of New Facility Rule Information Collection Request

A.-12

Directors [2]
Year 1
12/201111/2012
Director Permit Issuance Activities
Reviewing Facility General Permit Application Information
Review Source Water Baseline Biological Characterization Data
Determine Compliance with Source Waterbody Flow Information
Review Design and Construction Technology Plan (Track 1)
Determine Compliance with CWIS Velocity Requirements (Track 1)
Determine Compliance with CWIS Flow Reduction Requirements (Track 1)
Review Comprehensive Demonstration Study Plan (Track 2)
Review Source Water Baseline Biological Characterization Study (Track 2)
Review Evaluation of Potential CWIS Effects (Track 2)
Determining Facility Requirements and Issuing Permit
Verification Study Review
Director Permit Reissuance Activities
Reviewing Facility General Permit Application Information
Review Source Water Baseline Biological Characterization Data
Determine Compliance with Source Waterbody Flow Information
Review Design and Construction Technology Plan (Track 1)
Determine Compliance with CWIS Velocity Requirements (Track 1)
Determine Compliance with CWIS Flow Reduction Requirements (Track 1)
Review Comprehensive Demonstration Study Plan (Track 2)
Review Source Water Baseline Biological Characterization Study (Track 2)
Determining Facility Requirements and Issuing Permit
Annual Director Activities
Review of Yearly Report
Compliance Tracking
Determination on Monitoring Scope Reduction
Record Keeping
Respondents

Year 2
12/201211/2013

Year 3
12/201311/2014

Annual
Average

7
7
7
5
5
5
2
4
4
9
2

7
7
7
5
5
5
2
1
1
6
1

4
4
4
3
3
3
1
3
3
6
2

6
6
6
4
4
4
2
3
3
7
2

12
12
12
5
5
5
7
4
5

13
13
13
10
10
10
3
6
18

13
13
13
8
8
8
5
5
20

13
13
13
8
8
8
5
5
14

64
64
64
64
75

73
73
73
73
82

79
79
79
79
86

72
72
72
72
81

75
75
150

Year 2
12/201211/2013
82
82
164

Year 3
12/201311/2014
86
86
172

Annual
Average
81
81
162

Sum for Facilities and Directors
Year 1
12/201111/2012
Facilities
Directors
Yearly Total*

[1] Each facility is one respondent. One respondent may be involved in more than one activity;
however, in order to avoid double-counting, the maximum number of respondents expected to be involved
in the rule activities annually is assumed to be the number of respondents for that year.
[2] Each Director is one respondent.

* Total does not add due to rounding.

December 2011

Renewal of New Facility Rule Information Collection Request

A.-13

Exhibit A.6
Responses for the ICR Approval Period Year by Year by Activity

Facilities
Year 1
12/201111/2012

Year 2
12/201211/2013

Year 3
12/201311/2014

Annual
Average

Initial Permitting
Start-up Activities
Permit Application Activities
Source Waterbody Flow Information
Use Existing Data- Source Water Baseline Biological Characterization Data
CWIS Flow Reduction Requirements (Track 1)
CWIS Velocity Requirements (Track 1)
Design and Construction Technology Plan (Track 1)
Comprehensive Demonstration Study Plan (Track 2)
Freshwater Source Water Baseline Biological Characterization Study (Track 2)
Estuary Source Water Baseline Biological Characterization Study (Track 2)
Profile of Source Water Biota for Characterization Study (Track 2)
Submit Characterization Study (Track 2)
Freshwater Evaluation of Potential CWIS Effects (Track 2)
Estuary Evaluation of Potential CWIS Effects (Track 2)
Verification Monitoring Plan (Track 2)
NPDES Repermitting Activities
Start-up Activities
Permit Application Activities
Source Waterbody Flow Information
Source Water Baseline Biological Characterization Data
CWIS Flow Reduction Requirements (Track 1)
CWIS Velocity Requirements (Track 1)
Design and Construction Technology Plan (Track 1)
Comprehensive Demonstration Study Plan (Track 2)
Freshwater Source Water Baseline Biological Characterization Study (Track 2)
Estuary Source Water Baseline Biological Characterization Study (Track 2)
Profile of Source Water Biota for Characterization Study (Track 2)
Submit Characterization Study (Track 2)
Annual
Freshwater Verification Study (Track 2)
Estuary Verification Study (Track 2)
Initial Biological Monitoring for Impingement (Freshwater)
Reduced Biological Monitoring for Impingement (Freshwater)
Initial Biological Monitoring for Impingement (Estuary)
Reduced Biological Monitoring for Impingement (Estuary)
Initial Biological Monitoring for Entrainment (Freshwater)
Reduced Biological Monitoring for Entrainment (Freshwater)
Initial Biological Monitoring for Entrainment (Estuary)
Reduced Biological Monitoring for Entrainment (Estuary)
Velocity Monitoring
Visual Inspection of Installed Technologies
Yearly Status Report Activities
Responses

December 2011

7
7
7
7
5
5
5
2
5
1
2
4
4
0
2
0
12
12
12
12
5
5
5
7
8
4
7
4
0
2
0
12
42
1
9
12
42
1
9
64
23
64
437

7
7
7
7
5
5
5
2
3
1
2
1
1
0
2
0
13
13
13
13
10
10
10
3
8
3
3
6
0
1
0
13
49
2
9
13
49
2
9
73
27
73
480

4
4
4
4
3
3
3
1
3
1
1
3
2
1
1
0
13
13
13
13
8
8
8
5
7
3
5
5
0
1
1
14
54
1
10
14
54
1
10
79
28
79
485

6
6
6
6
4
4
4
2
4
1
2
3
2
0
2
0
13
13
13
13
8
8
8
5
8
3
5
5
0
1
0
13
48
1
9
13
48
1
9
72
26
72
467

Renewal of New Facility Rule Information Collection Request

A.-14

Directors
Year 1
12/201111/2012
Director Permit Issuance Activities
Reviewing Facility General Permit Application Information
Review Source Water Baseline Biological Characterization Data
Determine Compliance with Source Waterbody Flow Information
Review Design and Construction Technology Plan (Track 1)
Determine Compliance with CWIS Velocity Requirements (Track 1)
Determine Compliance with CWIS Flow Reduction Requirements (Track 1)
Review Comprehensive Demonstration Study Plan (Track 2)
Review Source Water Baseline Biological Characterization Study (Track 2)
Review Evaluation of Potential CWIS Effects (Track 2)
Determining Facility Requirements and Issuing Permit
Verification Study Review
Director Permit Reissuance Activities
Reviewing Facility General Permit Application Information
Review Source Water Baseline Biological Characterization Data
Determine Compliance with Source Waterbody Flow Information
Review Design and Construction Technology Plan (Track 1)
Determine Compliance with CWIS Velocity Requirements (Track 1)
Determine Compliance with CWIS Flow Reduction Requirements (Track 1)
Review Comprehensive Demonstration Study Plan (Track 2)
Review Source Water Baseline Biological Characterization Study (Track 2)
Determining Facility Requirements and Issuing Permit
Annual Director Activities
Review of Yearly Report
Compliance Tracking
Determination on Monitoring Scope Reduction
Record Keeping
Responses

Year 2
12/201211/2013

Year 3
12/201311/2014

Annual
Average

7
7
7
5
5
5
2
4
4
9
2

7
7
7
5
5
5
2
1
1
6
1

4
4
4
3
3
3
1
3
3
6
2

6
6
6
4
4
4
2
3
3
7
2

12
12
12
5
5
5
7
4
5

13
13
13
10
10
10
3
6
18

13
13
13
8
8
8
5
5
20

13
13
13
8
8
8
5
5
14

64
64
64
64
380

73
73
73
73
435

79
79
79
79
445

72
72
72
72
420

Year 1
12/201111/2012
437
380
817

Year 2
12/201211/2013
480
435
915

Year 3
12/201311/2014
485
445
930

Annual
Average
467
420
887

Sum for Facilities and Directors

Facilities
Directors
Yearly Total*

December 2011

Renewal of New Facility Rule Information Collection Request

A.-15

Exhibit A.7
Hourly Burden for the ICR Approval Period Year by Year
for Facilities
Facility Activities
Source
(Exhibit)

Year 1
12/201111/2012

Year 2
12/201211/2013

Year 3
12/201311/2014

Annual
Average

NPDES Permit Application Activities
Start-up Activities
Permit Application Activities
Source Waterbody Flow Information
Use Existing Data- Source Water Baseline Biological Characterization Data
CWIS Flow Reduction Requirements (Track 1)
CWIS Velocity Requirements (Track 1)
Design and Construction Technology Plan (Track 1)
Comprehensive Demonstration Study Plan (Track 2)
Freshwater Source Water Baseline Biological Characterization Study (Track 2)
Estuary Source Water Baseline Biological Characterization Study (Track 2)
Profile of Source Water Biota for Characterization Study (Track 2)
Submit Characterization Study (Track 2)
Freshwater Evaluation of Potential CWIS Effects (Track 2)
Estuary Evaluation of Potential CWIS Effects (Track 2)
Verification Monitoring Plan (Track 2)
NPDES Permit Application Activity Total
NPDES Repermitting Activities
Start-up Activities
Permit Application Activities
Source Waterbody Flow Information
Source Water Baseline Biological Characterization Data
CWIS Flow Reduction Requirements (Track 1)
CWIS Velocity Requirements (Track 1)
Design and Construction Technology Plan (Track 1)
Comprehensive Demonstration Study Plan (Track 2)
Freshwater Source Water Baseline Biological Characterization Study (Track 2)
Estuary Source Water Baseline Biological Characterization Study (Track 2)
Profile of Source Water Biota for Characterization Study (Track 2)
Submit Characterization Study (Track 2)
NPDES Repermitting Activity Total
Annual Activities
Freshwater Verification Study (Track 2)
Estuary Verification Study (Track 2)
Initial Biological Monitoring for Impingement (Freshwater)
Reduced Biological Monitoring for Impingement (Freshwater)
Initial Biological Monitoring for Impingement (Estuary)
Reduced Biological Monitoring for Impingement (Estuary)
Initial Biological Monitoring for Entrainment (Freshwater)
Reduced Biological Monitoring for Entrainment (Freshwater)
Initial Biological Monitoring for Entrainment (Estuary)
Reduced Biological Monitoring for Entrainment (Estuary)
Velocity Monitoring
Visual Inspection of Installed Technologies
Yearly Status Report Activities
Annual Activity Yearly Labor Total
Yearly Labor Total

December 2011

A1a
A1b
A1c
A1d
A1e
A1f
A1g
A1h
A1i
A1i
A1i
A1i
A1j
A1j
A1k

301
1,022
728
1,855
540
690
540
542
11,098
2,870
746
1,536
6,504
0
256
28,972

301
1,022
728
1,855
540
690
540
542
6,659
2,870
746
384
1,626
0
256
18,503

172
584
416
1,060
324
414
324
271
6,659
2,870
373
1,152
3,252
1,950
128
17,871

258
876
624
1,590
468
598
468
452
8,138
2,870
622
1,024
3,794
650
213
21,782

A12a
A12b
A12c
A12d
A12e
A12f
A12g
A12h
A12i
A12i
A12i
A12i

156
864
372
948
540
375
215
560
10,320
6,720
791
460
22,321

169
936
403
1,027
1,080
750
430
240
10,320
5,040
339
690
21,424

169
936
403
1,027
864
600
344
400
9,030
5,040
565
575
19,953

165
912
393
1,001
828
575
330
400
9,890
5,600
565
575
21,233

A2a
A2b
A2c1
A2c2
A2d1
A2d2
A2e1
A2e2
A2f1
A2f2
A2g
A2h
A2i

184
0
4,548
8,022
482
2,196
7,368
12,936
776
3,528
10,432
5,819
22,272
78,563

92
0
4,927
9,359
963
2,196
7,982
15,092
1,552
3,528
11,899
6,831
25,404
89,825

92
122
5,306
10,314
482
2,440
8,596
16,632
776
3,920
12,877
7,084
27,492
96,133

123
41
4,927
9,232
642
2,277
7,982
14,887
1,035
3,659
11,736
6,578
25,056
88,173

129,855

129,752

133,956

131,188

Renewal of New Facility Rule Information Collection Request

A.-16

Exhibit A.8
Hourly Burden for the ICR Approval Period Year by Year
for Directors and Federal Government
Director Activities

Director Permit Issuance Activities
Verification Study Review
Director Permit Reissuance Activities
Annual Director Activities
Yearly Total

Source
(Exhibit)
A3a
A3b
A13
A3c

Year 1
12/201111/2012
3,316
42
872
3,200
7,430

Year 2
12/201211/2013
1,690
21
1,349
3,650
6,710

Year 3
12/201311/2014
2,294
42
1,274
3,950
7,560

Annual
Average
2,433
35
1,165
3,600
7,233

Year 1
12/201111/2012
282
282

Year 2
12/201211/2013
195
195

Year 3
12/201311/2014
184
184

Annual
Average
220
220

Federal Activities
Source
(Exhibit)
Federal Permit Program Oversight Activities
A4a
Yearly Total

December 2011

Renewal of New Facility Rule Information Collection Request

A.-17

Exhibit A.9
Costs for the ICR Approval Period Year by Year for Facilities
Facility Activities
Source
(Exhibit)

Year 1
12/201111/2012

Year 2
12/201211/2013

Year 3
12/201311/2014

Annual
Average

NPDES Permit Application Activities
Start-up Activities
Permit Application Activities
Source Waterbody Flow Information
Use Existing Data- Source Water Baseline Biological Characterization
Data
CWIS Flow Reduction Requirements (Track 1)
CWIS Velocity Requirements (Track 1)
Design and Construction Technology Plan (Track 1)
Comprehensive Demonstration Study Plan (Track 2)
Freshwater Source Water Baseline Biological Characterization Study
(Track 2)
Estuary Source Water Baseline Biological Characterization Study (Track
2)
Profile of Source Water Biota for Characterization Study (Track 2)
Submit Characterization Study (Track 2)
Freshwater Evaluation of Potential CWIS Effects (Track 2)
Estuary Evaluation of Potential CWIS Effects (Track 2)
Verification Monitoring Plan (Track 2)
NPDES Permit Application Activity Total
NPDES Repermitting Activities
Start-up Activities
Permit Application Activities
Source Waterbody Flow Information
Source Water Baseline Biological Characterization Data
CWIS Flow Reduction Requirements (Track 1)
CWIS Velocity Requirements (Track 1)
Design and Construction Technology Plan (Track 1)
Comprehensive Demonstration Study Plan (Track 2)
Freshwater Source Water Baseline Biological Characterization Study
(Track 2)
Estuary Source Water Baseline Biological Characterization Study (Track
2)
Profile of Source Water Biota for Characterization Study (Track 2)
Submit Characterization Study (Track 2)
NPDES Repermitting Activity Total
Annual Activities
Freshwater Verification Study (Track 2)
Estuary Verification Study (Track 2)
Initial Biological Monitoring for Impingement (Freshwater)
Reduced Biological Monitoring for Impingement (Freshwater)
Initial Biological Monitoring for Impingement (Estuary)
Reduced Biological Monitoring for Impingement (Estuary)
Initial Biological Monitoring for Entrainment (Freshwater)
Reduced Biological Monitoring for Entrainment (Freshwater)
Initial Biological Monitoring for Entrainment (Estuary)
Reduced Biological Monitoring for Entrainment (Estuary)
Velocity Monitoring
Visual Inspection of Installed Technologies
Yearly Status Report Activities
Annual Activity Yearly Labor Total
Yearly Labor Total

December 2011

A1a
A1b
A1c

$19,314
$49,503
$30,313

$19,314
$49,503
$30,313

$11,036
$28,288
$17,322

$16,555
$42,431
$25,982

A1d
A1e
A1f
A1g
A1h

$102,810
$24,383
$35,004
$28,329
$31,738

$102,810
$24,383
$35,004
$28,329
$31,738

$58,748
$14,630
$21,002
$16,997
$15,869

$88,123
$21,132
$30,337
$24,552
$26,448

A1i

$622,958

$373,775

$373,775

$456,836

A1i
A1i
A1i
A1j
A1j
A1k

$159,282
$56,939
$93,442
$416,084
$0
$15,319
$1,685,417

$159,282
$56,939
$23,360
$104,021
$0
$15,319
$1,054,090

$159,282
$28,470
$70,081
$208,042
$121,414
$7,660
$1,152,616

$159,282
$47,450
$62,294
$242,716
$40,471
$12,766
$1,297,375

A12a
A12b
A12c
A12d
A12e
A12f
A12g
A12h

$10,591
$44,711
$15,258
$53,360
$24,383
$18,744
$11,199
$32,380

$11,474
$48,437
$16,530
$57,807
$48,766
$37,488
$22,398
$13,877

$11,474
$48,437
$16,530
$57,807
$39,013
$29,990
$17,918
$23,129

$11,180
$47,195
$16,106
$56,325
$37,387
$28,741
$17,172
$23,129

A12i

$569,431

$569,431

$498,252

$545,705

A12i
A12i
A12i

$368,518
$60,923
$28,201
$1,237,699

$276,388
$26,110
$42,302
$1,171,007

$276,388
$43,517
$35,252
$1,097,706

$307,098
$43,517
$35,252
$1,168,804

A2a
A2b
A2c1
A2c2
A2d1
A2d2
A2e1
A2e2
A2f1
A2f2
A2g
A2h
A2i

$13,357
$0
$273,230
$483,328
$28,952
$132,555
$448,668
$788,672
$46,689
$212,544
$448,333
$275,719
$1,479,757
$4,631,803

$6,678
$0
$296,000
$563,882
$57,904
$132,555
$486,057
$920,117
$93,379
$212,544
$511,380
$323,671
$1,687,848
$5,292,013

$6,678
$8,930
$318,769
$621,421
$28,952
$147,283
$523,446
$1,014,007
$46,689
$236,160
$553,411
$335,658
$1,826,575
$5,667,979

$8,904
$2,977
$296,000
$556,210
$38,602
$137,464
$486,057
$907,599
$62,253
$220,416
$504,374
$311,683
$1,664,726
$5,197,265

$7,554,920

$7,517,110

$7,918,301

$7,663,444

Renewal of New Facility Rule Information Collection Request

A.-18

Facility O&M

NPDES Application
Purchase and Installation of Remote Monitoring Device
Purchase & Installation of Pilot Study Technology
Operation & Maintenance of Pilot Technology
Biological Study Laboratory Analysis (Freshwater)
Biological Study Laboratory Analysis (Estuary)
Pilot Study Entrainment Laboratory Analysis (Freshwater)
Pilot Study Entrainment Laboratory Analysis (Estuary)
Other Direct Costs
Repermitting
Biological Study Laboratory Analysis (Freshwater)
Biological Study Laboratory Analysis (Estuary)
Other Direct Costs

Source
(Exhibit)

Year 1
12/201111/2012

Year 2
12/201211/2013

Year 3
12/201311/2014

A.1k
A.1j
A.1j
A.1i
A.1i
A.1j
A.1j
A.1a-k

$290,000
$1,140,000
$130,000
$211,000
$54,867
$26,000
$0
$49,545

$290,000
$285,000
$32,500
$126,600
$54,867
$6,500
$0
$40,645

$174,000
$855,000
$97,500
$126,600
$54,867
$13,000
$8,400
$31,715

$251,333
$760,000
$86,667
$154,733
$54,867
$15,167
$2,800
$40,635

A.12i
A.12i
A.12a-i

$202,400
$131,600
$56,500

$202,400
$98,700
$59,825

$177,100
$98,700
$56,605

$193,967
$109,667
$57,643

A.2f
A.2f
A.2f
A.2a-f

$8,815
$453,600
$110,000
$128,930
$1,438,815
$130,000
$1,189,467
$234,975
$2,993,257

$9,890
$520,800
$121,000
$146,625
$584,890
$32,500
$1,130,867
$247,095
$1,995,352

$10,965
$571,200
$121,000
$157,765
$1,039,965
$97,500
$1,170,867
$246,085
$2,554,417

$9,890
$515,200
$117,333
$144,440
$1,021,223
$86,667
$1,163,733
$242,718
$2,514,342

Annual
Average

Annual
Operation of Remote Sensing Device
Identify & Enumerate Entrained Freshwater Biota
Identify & Enumerate Entrained Estuary Biota
Other Direct Costs
Equipment Capital Cost Subtotal
Equipment O&M Cost Subtotal
Laboratory Analysis Subtotal
Other Direct Costs Subtotal
Yearly O&M Total

December 2011

Renewal of New Facility Rule Information Collection Request

A.-19

Exhibit A.10
Costs for the ICR Approval Period Year by Year
for Directors and Federal Government
Director Activities

Director Permit Issuance Activities
Verification Study Review
Director Permit Reissuance Activities
Annual Director Activities
Yearly Total

Source
(Exhibit)
A3a
A3b
A13
A3c

Year 1
12/201111/2012
$205,701
$2,034
$52,598
$157,530
$417,863

Year 2
12/201211/2013
$97,953
$1,017
$81,360
$179,682
$360,013

Year 3
12/201311/2014
$143,856
$2,034
$75,864
$194,451
$416,205

Annual
Average
$149,170
$1,695
$69,941
$177,221
$398,027

Year 1
12/201111/2012

Year 2
12/201211/2013

Year 3
12/201311/2014

Annual
Average

Director O&M
Source
(Exhibit)
Start-Up & NPDES Application
Other Direct Costs
Annual
Other Direct Costs
Yearly O&M Cost Total

A3a-b

$3,035

$2,005

$2,060

$2,367

A3c

$3,520
$6,555

$4,015
$6,020

$4,345
$6,405

$3,960
$6,327

Year 1
12/201111/2012
13,719
$13,719

Year 2
12/201211/2013
9,456
$9,456

Year 3
12/201311/2014
8,955
$8,955

Annual
Average
$10,710
$10,710

Year 1
12/201111/2012
$495
$495

Year 2
12/201211/2013
$330
$330

Year 3
12/201311/2014
$330
$330

Annual
Average
$385
$385

Federal Labor Activities
Source
(Exhibit)
Federal Permit Program Oversight Activities
A4b
Yearly Total

Federal O&M
Source
(Exhibit)
Federal Permit Program Oversight ODCs
A4a
Yearly Total

December 2011

Renewal of New Facility Rule Information Collection Request

A.-20

Exhibit A.11
Summary of the Burden, Respondents, Responses, and
Costs for the ICR Approval Period by Year and Annual Averages
Facilities
Source
(Exhibit)*

Year 1

Year 2

Year 3

12/201111/2012

12/201211/2013

12/201311/2014

Annual
Average

Three Year Total

Burden (hours)

A7

129,855

129,752

133,956

131,188

393,564

Respondents (number)

A5

75

82

86

81

86

Responses (number)

A6

437

480

485

467

1,402

Costs (labor)

A9

$7,554,920

$7,517,110

$7,918,301

$7,663,444

$22,990,331

Costs (capital)

A9

$1,438,815

$584,890

$1,039,965

$1,021,223

$3,063,670

Costs (equipment O&M)

A9

$130,000

$32,500

$97,500

$86,667

$260,000

Costs (lab analysis)

A9

$1,189,467

$1,130,867

$1,170,867

$1,163,733

$3,491,200

Costs (other direct costs)
Total Costs

A9

$234,975
$10,548,177

$247,095
$9,512,462

$246,085
$242,718
$10,472,717 $10,177,785

$728,155
$30,533,356

Year 2
12/201211/2013

Year 3
12/201311/2014

Directors
Source
(Exhibit)*

Year 1
12/201111/2012

Annual
Average

Three Year Total

Burden (hours)

A8

7,430

6,710

7,560

7,233

21,700

Respondents (number)

A5

47

47

47

47

47

Responses (number)

A6

380

435

445

420

1,260

Costs(labor)

A10

$417,863

$360,013

$416,205

$398,027

$1,194,081

Costs (other direct costs)
Total Costs

A10

$6,555
$424,418

$6,020
$366,033

$6,405
$422,610

$6,327
$404,354

$18,980
$1,213,061

Federal Government
Source
(Exhibit)

Year 1
12/201111/2012
282

Year 2
12/201211/2013
195

Year 3
12/201311/2014
184

Annual
Average
220

Three Year Total

Burden (hours)

A8

661

Costs(labor)

A10

$13,719

$9,456

$8,955

$10,710

$32,130

Costs (O&M)
Total Costs

A10

$495
$14,214

$330
$9,786

$330
$9,285

$385
$11,095

$1,155
$33,285

Annual
Average
138,421
128
$8,061,471
$2,520,668
$10,582,139

Three Year
Total
415,264
133
$24,184,412
$7,302,005
$31,746,417

Totals for Respondents (Facilities and Directors)*

Total Respondent Burden (hours)
Total Respondents (number)
Total Respondent Labor Costs
Total Respondent Capital and O&M Costs
Total Respondent Cost for All Activities

December 2011

-

Renewal of New Facility Rule Information Collection Request

A.-21

* Totals for annual averages may not match exactly due to rounding discrepancies

December 2011

Renewal of New Facility Rule Information Collection Request

A.-22

Exhibit A.12
Facility Cost and Burden Estimates for NPDES Permit Renewal Activities
Exhibit A.12a
Start-up Activities

Facilities (Respondents)

Activity
Read and Understand Rule
Mobilization/Planning
Training
Other Direct Costs
Totals

Year 1 Year 2 Year 3 Total
A
12
13
13 38
12
13
13 38
12
13
13 38
12
13
13 38
12
13
13 38

Facility
Junior
CAD Contracted
Biological
Manager Technical Operator Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $

$99

$41

$39

4
1
1
0

4
2
1
0

0
0
0
0

$125
$64
Level of Effort (hrs)
0
0
0
0
0
0
0
0

$80

$45

$23

0
0
0
0

0
0
0
0

0
0
0
0

Totals Per Facility for the ICR Approval Period
Burden
(hrs)
B

Labor Cost

Capital
Costs

O&M
Costs

Total Costs**

C

D

E

C+D+E

8
3
2
0
13

$561
$182
$140
$0
$883

$0
$0
$0
$0
$0

$0
$0
$0
$55
$55

$938

Total
Burden
(hrs.)
A*B
304
114
76
494

Total Initial Cost

A*(C+D+E)
$21,310
$6,901
$5,328
$2,090
$35,629

Exhibit A.12b
Permit Application Activities
Facilities (Respondents)

Facility
Junior
CAD Contracted
Biological
Manager Technical Operator Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $

$99
$41
$39
$125
$64
$80
$45
$23
Year 1 Year 2 Year 3 Total
A
Level of Effort (hrs)
Detailed Source Water Body Characterization
12
13
13 38
1
5
12
0
0
0
0
0
12
13
13 38
0
1
1
0
0
0
0
0
Description of CWIS Configuration and Location
12
13
13 38
1
1
1
0
0
0
0
0
Facility Water Balance Diagram
12
13
13 38
12
30
0
0
0
0
0
0
Operational Characteristics Narrative
12
13
13 38
0
0
0
0
0
0
0
3
Submit Materials for Review by State
12
13
13 38
1
1
1
0
0
0
0
1
Recordkeeping
12
13
13
38
0
0
0
0
0
0
0
0
Other Direct Costs
12
13
13 38
Totals
Water balance diagram is assumed to be taken from the facility design report. The hours reported here are for incorporation of the diagram(s) in the permit.
Activity

Totals Per Facility for the ICR Approval Period
Burden
(hrs)
B
18
2
3
42
3
4
0
72

Labor Cost

Capital
Costs

O&M
Costs

Total Costs**

C

D

E

C+D+E

$768
$80
$179
$2,428
$70
$202
$0
$3,726

$0
$0
$0
$0
$0
$0
$0
$0

$0
$0
$0
$0
$0
$0
$540
$540

$4,266

Total
Burden
(hrs.)
A*B
684
76
114
1,596
114
152
2,736

Total Initial Cost

A*(C+D+E)
$29,176
$3,036
$6,791
$92,249
$2,656
$7,676
$20,520
$162,104

Exhibit A.12c
Source Waterbody Flow Information
Facilities (Respondents)

Activity
Gather Information Characterizing Flow
Perform Engineering Calculations
Submit Data and Analysis for Review
Recordkeeping
Other Direct Costs
Totals

December 2011

Year 1 Year 2 Year 3 Total
A
12
13
13 38
12
13
13 38
12
13
13 38
12
13
13 38
12
13
13 38
12
13
13 38

Facility
Junior
CAD Contracted
Biological
Manager Technical Operator Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99

$41

$39

0
2
0
0
0

10
10
0
2
0

0
0
0
0
0

$125
$64
Level of Effort (hrs)
0
0
0
0
0
0
0
0
0
0

$80

$45

$23

0
0
0
0
0

0
0
0
0
0

0
0
5
2
0

Totals Per Facility for the ICR Approval Period
Burden
(hrs)
B
10
12
5
4
0
31

Renewal of New Facility Rule Information Collection Request

Labor Cost

Capital
Costs

O&M
Costs

Total Costs**

C

D

E

C+D+E

$414
$612
$117
$129
$0
$1,272

$0
$0
$0
$0
$0
$0

$0
$0
$0
$0
$110
$110

$1,382

Total
Burden
(hrs.)
A*B
380
456
190
152
1,178

Total Initial Cost

A*(C+D+E)
$15,732
$23,241
$4,427
$4,917
$4,180
$52,497

A.-23

Exhibit A.12d
Source Water Baseline Biological Characterization Data
Facilities (Respondents)

Activity
Identify Available Data and Document Efforts
Compile and Analyze Existing Data
Submit Data for Review by State
Recordkeeping
Other Direct Costs
Totals

Year 1 Year 2 Year 3 Total
A
12
13
13 38
12
13
13 38
12
13
13 38
12
13
13 38
12
13
13 38
12
13
13 38

Facility
Junior
CAD Contracted
Biological
Manager Technical Operator Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99

$41

$39

12
10
0
1
0

24
18
0
1
0

0
6
0
0
0

$125
$64
Level of Effort (hrs)
0
0
0
0
0
0
0
0
0
0

$80

$45

$23

0
0
0
0
0

0
0
0
0
0

2
1
2
2
0

Totals Per Facility for the ICR Approval Period
Burden
(hrs)

Labor Cost

B
38
35
2
4
0
79

C
$2,226
$1,988
$47
$187
$0
$4,447

Capital
Costs

O&M
Costs

Total Costs**

D

E

C+D+E

$0
$0
$0
$0
$0
$0

$0
$0
$0
$0
$810
$810

$5,257

Total
Burden
(hrs.)
A*B
1,444
1,330
76
152
3,002

Total Initial Cost

A*(C+D+E)
$84,580
$75,525
$1,771
$7,098
$30,780
$199,755

Exhibit A.12e
CWIS Flow Reduction Requirements (Track 1)
Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
5
10
8 23
Develop Narrative
5
10
8 23
Perform Engineering Calculations
Document Minimization of Blow Down and Flows Not
5
10
8 23
Submit Data and Analysis forRecycled
Review
5
10
8 23

Facility
Junior
CAD Contracted
Biological
Manager Technical Operator Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99

$41

$39

Activity

Recordkeeping
Other Direct Costs
Totals

5
5
5

10
10
10

8
8
8

23
23
23

8
4

16
12

0
0

0
0
2
0

40
0
4
0

0
0
0
0

$125
$64
Level of Effort (hrs)
0
0
0
0
0
0
0
0

$80

$45

$23

Totals Per Facility for the ICR Approval Period
Burden
(hrs)

Labor Cost

B

0
0
0
0

0
0

0
0

0
0

24
16

C
$1,453
$892

0
0
0
0

0
0
0
0

6
8
8
0

46
8
14
0
108

$1,796
$186
$550
$0
$4,877

Capital
Costs

O&M
Costs

Total Costs**

D

E

C+D+E

Total
Burden
(hrs.)

Total Initial Cost

$0
$0

$0
$0

A*B
552
368

A*(C+D+E)
$33,414
$20,516

$0
$0
$0
$0
$0

$0
$0
$0
$435
$435

1,058
184
322
2,484

$41,303
$4,287
$12,641
$10,005
$122,167

$5,312

Exhibit A.12f
CWIS Velocity Requirements (Track 1)
Facilities (Respondents)

Activity
Develop Narrative
Perform Engineering Calculations
Submit Data and Analysis for Review
Revise Based on State review
Recordkeeping
Other Direct Costs
Totals

December 2011

Year 1 Year 2 Year 3 Total
A
5
10
8 23
5
10
8 23
5
10
8 23
5
10
8 23
5
10
8 23
5
10
8 23
5
10
8 23

Facility
Junior
CAD Contracted
Biological
Manager Technical Operator Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99

$41

$39

5
8
0
1
1
0

10
32
0
5
1
0

0
0
0
0
0
0

$125
$64
Level of Effort (hrs)
0
0
0
0
0
0
0
0
0
0
0
0

$80

$45

$23

0
0
0
0
0
0

0
0
0
0
0
0

0
0
8
0
4
0

Totals Per Facility for the ICR Approval Period
Burden
(hrs)
B
15
40
8
6
6
0
75

Renewal of New Facility Rule Information Collection Request

Labor Cost

Capital
Costs

O&M
Costs

Total Costs**

C

D

E

C+D+E

$908
$2,115
$186
$306
$233
$0
$3,749

$0
$0
$0
$0
$0
$0
$0

$0
$0
$0
$0
$0
$1,080
$1,080

$4,829

Total
Burden
(hrs.)
A*B
345
920
184
138
138
1,725

Total Initial Cost

A*(C+D+E)
$20,884
$48,650
$4,287
$7,033
$5,368
$24,840
$111,062

A.-24

Exhibit A.12g
Design and Construction Technology Plan (Track 1)
Facilities (Respondents)

Activity
Delineate Hydraulic Zone of Influence
Develop Narrative Description
Perform Engineering Calculations
Submit Data and Analysis for Review
Recordkeeping
Other Direct Costs
Totals

Year 1 Year 2 Year 3 Total
A
5
10
8 23
5
10
8 23
5
10
8 23
5
10
8 23
5
10
8 23
5
10
8 23
5
10
8 23

Facility
Junior
CAD Contracted
Biological
Manager Technical Operator Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99

$41

$39

1
5
3
0
1
0

2
10
12
0
1
0

2
0
0
0
0
0

$125
$64
Level of Effort (hrs)
0
0
0
0
0
0
0
0
0
0
0
0

$80

$45

$23

0
0
0
0
0
0

0
0
0
0
0
0

0
0
0
3
3
0

Totals Per Facility for the ICR Approval Period
Burden
(hrs)
B
5
15
15
3
5
0
43

Labor Cost

Capital
Costs

O&M
Costs

Total Costs**

C

D

E

C+D+E

$259
$908
$793
$70
$210
$0
$2,240

$0
$0
$0
$0
$0
$0
$0

$0
$0
$0
$0
$0
$55
$55

$2,295

Total
Burden
(hrs.)
A*B
115
345
345
69
115
989

Total Initial Cost

A*(C+D+E)
$5,948
$20,884
$18,244
$1,608
$4,832
$1,265
$52,780

Exhibit A.12h
Comprehensive Demonstration Study Plan (Track 2)
Facilities (Respondents)
Year 1 Year 2 Year 3 Total
A
7
3
5 15
Description of Historical Studies that will be Used
Description of Proposed and/or Implemented Technologies
7
3
5 15
Develop Baseline Biological Characterization Sampling Plan
7
3
5 15
Submit Data and Plans for Review
7
3
5 15
Revise Based on State Review
7
3
5 15
7
3
5 15
Recordkeeping
7
3
5 15
Other Direct Costs
7
3
5 15
Totals

Facility
Junior
CAD Contracted
Biological
Manager Technical Operator Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99

$41

$39

6

12

0

2
12
0
2
1
0

6
18
0
5
1
0

0
2
0
1
1
0

Activity

$125
$64
Level of Effort (hrs)
0
0
0
2
0
0
0
0

0
0
0
0
0
0

Totals Per Facility for the ICR Approval Period
Burden
(hrs)

Labor Cost

$80

$45

$23

0

0

1

19

C
$1,113

0
0
0
0
0
0

0
0
0
0
0
0

0
1
4
1
2
0

8
35
4
9
5
0
80

$446
$2,282
$93
$466
$225
$0
$4,626

B

Capital
Costs

O&M
Costs

Total Costs**

D

E

C+D+E

Total
Burden
(hrs.)

Total Initial Cost

$0

$0

A*B
285

A*(C+D+E)
$16,694

$0
$0
$0
$0
$0
$0
$0

$0
$0
$0
$0
$0
$810
$810

120
525
60
135
75
1,200

$6,690
$34,229
$1,398
$6,996
$3,380
$12,150
$81,536

$5,436

Exhibit A.12i
Source Water Baseline Biological Characterization Study (Track 2)
Facilities (Respondents)

Activity
Implement Freshwater Sampling
Other Direct Costs for Implement Freshwater Sampling
Implement Estuary Sampling
Other Direct Costs for Implement Estuary Sampling
Biological Study Laboratory Analysis (Freshwater)
Biological Study Laboratory Analysis (Estuary)
Profile of Source Water Biota
Identification of Critical Species
Description of Additional Stresses
Write Study based on Results and Submit for Review by
State
Recordkeeping
Finalize study based on State review
Freshwater Totals
Marine Totals

Year 1 Year 2 Year 3 Total
A
8
8
7 8
8
8
7 8
4
3
3 4
4
3
3 4
8
8
7 8
4
3
3 4
7
3
5 15
7
3
5 15
7
3
5 15
4
6
5 15
4
6
5 15
4
6
5 15
8
4

Facility
Junior
CAD Contracted
Biological
Manager Technical Operator Manager Biologist Statistician Technician Clerical
Assumed Loaded Hourly Rate $
$99

$41

$39

2
0
3
0
0
0
10
10
5
24
2
5

16
0
30
0
0
0
6
6
3
48
4
10

0
0
0
0
0
0
0
0
0
0
0
0

$125
$64
Level of Effort (hrs)
36
1248
0
0
48
2457
0
0
0
0
0
0
10
18
6
12
5
9
5
2
2
0
0
0

$80

$45

$23

20
0
30
0
0
0
0
0
0
2
0
0

1248
0
2457
0
0
0
6
0
3
0
0
0

10
0
15
0
0
0
2
1
1
2
7
2

Totals Per Facility for the ICR Approval Period
Burden
(hrs)
B
2580
0
5040
0
0
0
52
35
26
83
15
17
2,808
5,268

Total Burden and Costs for All NPDES Application Activities
Totals
* The ODC estimate was not estimated for each activity, but rather as a lump sum for each provision of the rule.

December 2011

Renewal of New Facility Rule Information Collection Request

Labor Cost
C
$142,358
$0
$276,388
$0
$0
$0
$3,951
$2,777
$1,976
$5,319
$777
$955
$158,111
$292,142

Capital
Costs
D

O&M
Costs

E
$0
0
$0
$3,400
$0
0
$0
$8,400
0 $50,600
0 $98,700
$0
$0
$0
$0
$0
$0
$0
$0
$0
$0
$0
$0
$50,600
$3,400
$98,700
$8,400

Total Costs**
C+D+E

Total
Burden
(hrs.)
A*B
29,670
16,800

$212,111
$399,242

780
525
390
1,245
225
255
32,291
17,599

Total Initial Cost

A*(C+D+E)
$1,637,115
$39,100
$921,294
$28,000
$581,900
$329,000
$59,268
$41,648
$29,634
$79,779
$11,657
$14,319
$2,440,108
$1,332,605

Total
Total Initial Cost
Burden
63,698
$4,590,242

A.-25

Exhibit A.13
Director Burden and Cost Estimates for Permit Renewal

Exhibit A.13
Director Permit Reissuance Activities

Activity
Reviewing CWIS location and design data
Determine Compliance with Source Waterbody Flow Information
Review Source Water Baseline Biological Characterization Data
Review Design and Construction Technology Plan (Track 1)
Determine Compliance with CWIS Velocity Requirements (Track 1)
Determine Compliance with CWIS Flow Reduction Requirements (Track 1)
Review Comprehensive Demonstration Study Plan (Track 2)
Review Source Water Baseline Biological Characterization Study (Track 2)
Determine Monitoring Frequency
Determine Record keeping and Reporting Frequency
Considering Public Comments
Issuing Permit
Permit Record Keeping
Totals
Track 1 Totals
Track 2 Totals

December 2011

Senior
Junior
Technical Technical Clerical
Assumed Loaded Hourly Rate $
73
40
28
Level of Effort (hrs)
2
5
0
1
2
0
6
6
0
7
2
0
1
2
0
2
2
0
5
5
0
80
15
0
1
2
0
1
2
0
5
5
0
0
2
0
0
0
1
110
50
0

Burden
Per
Permit
B
7
2
12
10
2
5
10
95
2
2
10
2
1
160
55
143

Labor
Cost per
Permit
C
$344
$115
$673
$618
$115
$269
$539
$6,409
$115
$115
$539
$101
$50
$10,001
$3,054
$8,999

ODCs
lump
sum*

Total Cost
Per
Permit

D

C+D

$325
$325
$325

$10,326
$3,379
$9,324

Renewal of New Facility Rule Information Collection Request

A.-26