FFIEC 002S Report of Assets and Liabilities of a Non-U.S. Branch Th

Board of Governors of the Federal Reserve System
OMB Number: 7100-0032
Federal Deposit Insurance Corporation
Office of the Comptroller of the Currency
Expires December 31, 2011

1

Federal Financial Institutions Examination Council

Report of Assets and Liabilities of a Non-U.S. Branch that is
Managed or Controlled by a U.S. Branch or Agency of a
Foreign (Non-U.S.) Bank—FFIEC 002S
Report at the close of business December 31, 2011

(20111231)
(RCON 9999)

This report is required by law 12 U.S.C. §3105(c)(2); 12 U.S.C.
§1817(a); and 12 U.S.C. §3102(b).

Please read carefully “Instructions for Preparation of the Report of
Assets and Liabilities of a Non-U.S. Branch that is Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank”.

Public reporting burden associated with the FFIEC 002S is estimated to average 6.0
hours per response including time to gather and maintain data in the required form and
to review instructions and complete the information collection. A Federal agency may
not conduct or sponsor, and an organization (or a person) is not required to respond
to a collection of information, unless it displays a currently valid OMB control number.

Comments regarding this burden estimate or any other aspect of this information
collection, including suggestions for reducing the burden, may be sent to Secretary,
Board of Governors of the Federal Reserve System, Washington, D.C. 20551 and
to Office of Information and Regulatory Affairs, Office of Management and Budget,
Washington, D.C. 20503.

Return original and 2 copies to the Federal Reserve Bank in whose district the branch or agency is located.
FDIC-insured branches should file one copy with the appropriate FDIC Regional Office (Supervision).

The FFIEC regards the information reported in this supplement as confidential

FFIEC 002S

SUPPLEMENT
Report of Assets and Liabilities
Non-U.S. Branch Licensed in

2

(TEXT 9031)
(country)

that is managed or controlled by

(TEXT 9010)
(legal title of U.S. branch or agency)

at close of business on
Please read instructions carefully.

Total Reporting
Non-U.S. Branch
Dollar Amounts in Thousands

ASSETS
1. Claims on U.S.-domiciled offices of related depository institutions denominated in U.S. dollars.........
2. Claims on all other U.S. addressees (including related nondepository institutions) denominated
in U.S. dollars:
a. Balances due from nonrelated depository institutions:
(1) With remaining maturities of one day or under continuing contract (“overnight”) ......................
(2) All other maturities (“term”)........................................................................................................
b. Securities:
(1) U.S. Treasury securities and U.S. Government agency and corporation obligations................
(2) All other securities .....................................................................................................................
c. Loans:
(1) Loans secured by real estate ....................................................................................................
(2) Loans to nonrelated depository institutions in the United States ..............................................
(3) Commercial and industrial loans ...............................................................................................
(4) All other loans............................................................................................................................
(5) Less: Any unearned income on loans reflected in items 2.c.(1) through 2.c.(4) above .............
(6) Total loans, net of unearned income (sum of items 2.c.(1) through 2.c.(4)
minus item 2.c.(5)).....................................................................................................................
d. All other claims ................................................................................................................................
e. Total claims on U.S. addressees other than related depository institutions, denominated in
U.S. dollars (sum of items 2.a, 2.b, 2.c.(6), and 2.d) .......................................................................
3. Claims on all U.S. addressees denominated in currencies other than U.S. dollars .............................
4. Claims on home-country addressees denominated in any currency:
a. Related depository institutions ........................................................................................................
b. Nonrelated depository institutions ...................................................................................................
c. Home-country government and official institutions (including home-country central bank) ............
d. All other home-country addressees.................................................................................................
5. Claims on all other non-U.S. addressees denominated in any currency .............................................
6. All other assets.....................................................................................................................................
7. Total assets (sum of items 1, 2.e, 3, 4, 5, and 6) .................................................................................
LIABILITIES
8. Liabilities to U.S.-domiciled offices of related depository institutions denominated in U.S. dollars ......
9. Liabilities to all other U.S. addressees (including related nondepository institutions) denominated
in U.S. dollars:
a. Liabilities to nonrelated depository institutions in the U.S.:
(1) With remaining maturities of one day or under continuing contract (“overnight”) ......................
(2) All other maturities (“term”)........................................................................................................
b. Liabilities to all other U.S. addressees denominated in U.S. dollars:
(1) With remaining maturities of one day or under continuing contract (“overnight”) ......................
(2) All other maturities (“term”)........................................................................................................
10. Liabilities to all U.S. addressees denominated in currencies other than U.S. dollars ..........................
11. Liabilities to home-country addressees denominated in any currency:
a. Related depository institutions ........................................................................................................
b. Nonrelated depository institutions ...................................................................................................
c. Home-country government and official institutions (including home-country central bank) ............
d. All other home-country addressees.................................................................................................
12. Liabilities to all other non-U.S. addressees denominated in any currency ..........................................
13. All other liabilities .................................................................................................................................
14. Total liabilities (sum of items 8 through 13) ..........................................................................................

CRCB

Bil

Mil

Thou

5527

1.

5528
5529

2.a.(1)
2.a.(2)

1918
0373

2.b.(1)
2.b.(2)

1410
5530
1763
5531
2123

2.c.(1)
2.c.(2)
2.c.(3)
2.c.(4)
2.c.(5)

2122
5532

2.c.(6)
2.d.

5533
5534

2.e.
3.

3173
5536
5537
5538
5539
2151
2170

4.a.
4.b.
4.c.
4.d.
5.
6.
7.

5540

8.

5541
5542

9.a.(1)
9.a.(2)

5544
5545
5546

9.b.(1)
9.b.(2)
10.

3174
5548
5549
5550
5551
2916
2950

11.a.
11.b.
11.c.
11.d.
12.
13.
14.

FFIEC 002S

3
Non-U.S. Branch Licensed in
(country)

Memoranda—Transactions with U.S. addressees denominated in U.S. dollars
Dollar Amounts in Thousands
1. Amount included in items 1 and 2.d above for U.S. Government securities purchased under
agreements to resell:
a. With original maturities of one day or under continuing contract (“overnight”)..................................
b. All other maturities (“term”) ...............................................................................................................
2. Amount included in items 8 and 9 above for U.S. Government securities sold under agreements
to repurchase:
a. With depository institutions in the U.S. (related and nonrelated) (included in items 8 and 9.a.
above):
(1) With original maturities of one day or under continuing contract (“overnight”)............................
(2) All other maturities (“term”) .........................................................................................................
b. With all other U.S. addressees (included in item 9.b above):
(1) With original maturities of one day or under continuing contract (“overnight”)............................
(2) All other maturities (“term”) .........................................................................................................
3. Amount included in item 9.b above for negotiable certificates of deposit issued by the reporting foreign branch:
a. Held in custody by the reporting foreign branch or by the managing U.S. branch or agency ...........
b. All other negotiable certificates of deposit ........................................................................................
4. Amount included in item 9.b above for deposits that are guaranteed payable in the U.S. or for
which the depositor is guaranteed payment by a U.S. office:
a. With original maturities of one day or under continuing contract (“overnight”)..................................
b. All other maturities (“term”) ...............................................................................................................

CRCB

(TEX1 9130, TEX1 9200)

(TEX2 9130, TEX2 9200)
City, State
(TEX3 9130, TEX3 9200)
City, State
(TEX4 9130, TEX4 9200)
City, State
(TEX5 9130, TEX5 9200)
City, State
(TEX6 9130, TEX6 9200)
City, State

Thou

M1.a.
M1.b.

5554
5555

M.2.a.(1)
M.2.a.(2)

5556
5557

M.2.b.(1)
M.2.b.(2)

5558
5559

M.3.a.
M.3.b.

5560
5561

M.4.a.
M.4.b.

CRCB

City, State

Mil

5552
5553

Does this supplement include data covering other related U.S. agencies or branches? ........................... 6862

If yes, list the city and state of each other related U.S. agency and branch included in the report:

Bil

Yes

No