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Semi-Annual Progress Report for Grants to Encourage Arrest Policies and Enforcement of Protection Orders Program

OMB: 1122-0006

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Supporting Statement for Paperwork Reduction Act Submission


Semi-annual Progress Report for Grants to Encourage Arrest Policies and Enforcement of Protection Orders Program


A. Justification


  1. Statutorily-Mandated Need for Information


The Grants to Encourage Arrest Policies and Enforcement of Protection Orders Program (Arrest Program) was authorized through the Violence Against Women Act (VAWA) of 1994 and reauthorized and amended by the VAWA 2000 and by the VAWA of 2005. The Arrest Program promotes mandatory or pro-arrest policies and encourages jurisdictions to treat domestic violence and sexual assault as a serious crime, establish coordinated community responses and facilitate the enforcement of protection orders. By statute, eligible grantees for the Arrest Program are States, Indian tribal governments, State and local courts including juvenile courts, tribal courts, and units of local government. For the purpose of this Program, a unit of local government is any city, county, township, town, borough, parish, village, or other general-purpose political subdivision of a State; an Indian tribe that performs law enforcement functions as determined by the Secretary of Interior; or, for the purpose of assistance eligibility, any agency of the District of Columbia government or the United States Government performing law enforcement functions in and for the District of Columbia, and any Trust Territory of the U.S.


Currently, there are different statutory and regulatory reporting requirements that affect the Arrest Program grantees. First, VAWA 2000 requires all VAWA grantees, including Arrest Program grantees, to report on the effectiveness of their programs to the Attorney General who, in turn, must report to Congress every two years. Section 1003 of VAWA 2000 states that:


(a) REPORT BY GRANT RECIPIENTS.- The Attorney General or Secretary of Health and Human Services, as applicable, shall require grantees under any program authorized or reauthorized by this division or an amendment made by this division to report on the effectiveness of the activities carried out with amounts made available to carry out that program, including number of persons served, if applicable, numbers of persons seeking services who could not be served and such other information as the Attorney General or Secretary may prescribe.


(b) REPORT TO CONGRESS.- The Attorney General or Secretary of Health and Human Services, as applicable, shall report biennially to the Committees on the Judiciary of the House of Representatives and the Senate on the grant programs described in subsection (a), including the information contained in any report under that subsection.


42 U.S.C. ' 3789.


In addition, VAWA requires that AEach grantee receiving funds under this part shall submit a report to the Attorney General evaluating the effectiveness of projects developed with funds provided under this part and containing such additional information as the Attorney General may prescribe.@ 42 U.S.C. 3796 hh-2.


OVW must also comply with the Government Performance and Results Act of 1993 (GPRA) (Pub. L. 103-62) which was enacted to increase Congressional and Administrative focus on the results from government programs and activities. Information collected on the semi-annual progress report regarding performance measures, including output measures, that OVW has developed for the different types of Arrest Program grantees will enable OVW to meet its reporting obligations under GPRA.


2. Use of Information


OVW will use the information collected from Arrest Program grantees to monitor their grant-funded activities and qualitatively assess those activities. In particular, OVW is seeking data that includes baseline information to review activities supported with Grant funds, including, for example, an increase in the number of trainings or an increase in the number of victims served.


Therefore, OVW plans to use data from the proposed information collection in two different ways. First, OVW will review each semi-annual progress report to monitor individual Arrest Program grantees’ performance and ensure that each grantee is achieving the goals and objectives set forth in its application for funding and award documents. Second, OVW will aggregate data from all Arrest Program progress reports to assess the performance of the Arrest Program as a whole and to respond to Congressional, Department of Justice, and other inquiries about how Arrest Program grantees use OVW funds. This information will support the following OVW GPRA measures:

Number of victims receiving requested services;

Number of protection orders issued;

Number of policies developed/revised;

Number of communities with improved CCR;

Number of victims requesting services who received them;

The number of grant funded multi-disciplinary training events that have occurred; and

Number of professionals trained to respond to domestic violence, dating violence, sexual assault, and stalking


In addition to the proposed information collection, OVW will continue to use a number of other techniques to assess the performance of Arrest Program grantees. These include OVW staff attendance at site visits, grant- funded training and technical assistance events, staff review of products prior to dissemination, and ongoing consultation with OVW staff.


Under a cooperative agreement between OVW and the University of Southern Maine’s Muskie School of Public Service, data collected from OVW grantees on all of OVW’s progress report forms is transmitted to the Muskie School for analysis. For the analysis of the data, standard descriptive statistics (frequency, sum, percentage, mean, etc.) are used to describe the characteristics of the grantees and report basic findings. All analyses are conducted in SPSS 13.0.


  1. Use of Information Technology


The collection of information will involve the use of automated, electronic, mechanical or other technological collection techniques or other forms of information technology. OVW grantees are required to submit semi-annual or annual progress reports through the Grants Management System (GMS).



  1. Duplication of Information Request


There is no other mechanism by which OVW collects information about grant funded activities number of victims served, victims seeking services who could not be served or persons trained.


  1. Impact on Small Entities

There is no impact on small entities as the collection of this type of information is routinely kept by most grantees receiving funds under the Arrest Program


  1. Consequences to Federal Programs or Policy


Through VAWA, Congress has mandated that the Arrest Program grantees report to OVW on the effectiveness of programs funded. In addition, through VAWA 2000, Congress mandated that all OVW grantees report to the Attorney General on the effectiveness of their activities funded under VAWA including the number of victims served and the number of victims who could not be served. If OVW was not able to collect the information necessary to complete these reports on behalf of the Attorney General, not only would it be failing to meet a statutorily required reporting mandate, but also the existence of this important and necessary grant program could be jeopardized. The Arrest Program is promoting a coordinated, multi-disciplinary approach to improving the criminal justice system’s response to violence against women. It supports partnerships among law enforcement, prosecution, courts, and victim advocacy organizations to enhance victim safety and hold offenders accountable for their crimes of violence against women.


  1. Special Circumstances


There are no special circumstances as identified in the specific instructions for a supporting statement for Paperwork Reduction Act Submissions.


  1. Federal Register Publication

OVW has consulted with persons (including grantees and subject matter experts in the field) outside the agency who have advised that the data proposed to be collected is available, the annual collection of such data is not burdensome, the form is clear, and that the information is routinely kept by most grantees receiving funds under the Arrest Program. OVW has solicited public comment on this form in accordance with the requirements of the Paperwork Reduction Act. A 60 day notice was published in the Federal Register on November 7, 2011 (Federal Register, Volume 76, page 68787) and a 30-day was notice was published in the Federal Register on January 10, 2012 (Federal Register, Volume 77, page1508). OVW did not receive any comments in connection with these notices.

  1. Payment or Gift to Respondents


There will no payment or gift to respondents.


  1. Confidentiality


Although this information is needed for a public report to Congress, it will not involve any personal information about victims that could identify them as specific individuals. However, anecdotal, non-identifying information about the effectiveness of individual programs may be included in the report. There is no assurance to confidentiality.


  1. Specific Questions

The semi-annual progress report will not contain any questions of a personal, sensitive nature such as sexual behavior and attitudes, religious beliefs, and other matters that are commonly considered private.


  1. Hour Burden of the Collection of Information


This semi-annual progress report is not overly burdensome. The data collection tool will be completed by approximately 200 Arrest Program grantees twice a year as there are 2 reporting periods- January 1 through June 30 and July 1 through December 31. There will be 400 annual responses and it is estimated that it will take grantees no more than 1 hour to complete the semi-annual progress report form. Thus, the annual reporting and recordkeeping hour burden is 400. Arrest Program grantees are informed about the reporting requirements during the grant solicitation process and during the grant award process. Because the semi-annual progress report covers a six month period, grantees are not in a position to complete the form until the end of each reporting period.


13. Cost Burden of the Collection of Information


OVW does not believe that there is any annual cost burden on respondents or recordkeepers resulting from the collection of this information.



  1. Annualized Costs to the Federal Government


The annualized costs to the Federal Government resulting from the OVW staff review of the progress reports submitted by grantees are estimated to be $11,200.


  1. Program Changes or Adjustments


There are no program changes or adjustments for the estimates identified in Section 13 and in Section 14. This is a information collection that is necessary for OVW and its Arrest Program grantees to comply with the statutory reporting requirements of 42 U.S.C. 3789 and the Government Performance and Results Act of 1993 (Pub. L. 103-62).


  1. Published Results of Information Collections


There will be no complex analytical techniques used in connection with the publication of

information collected under the request. Information will be gathered twice a year at the end of the reporting periods, January 1 through June 30 and July 1 through December 31. OVW is statutorily required to submit a report on the effectiveness of grant-funded activities on an annual basis.


  1. Display of the Expiration Date of OMB Approval


OVW will display the Expiration Date of OMB Approval in the upper right hand corner of the Semi-annual Progress Report.


18. Exception to the Certification Statement


OVW is not seeking any exception to the certification statement identified in Item 19, Certification for Paperwork Reduction Act Submissions, of OMB Form 83-I.










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AuthorCathy Poston
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File Modified2012-04-24
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