Information Collection

Conflict of interest Polocies and Procedures by Swap Dealers and Major Swap Participants

IC 195307 under ICR 201202-3038-008 · OMB 3038-0079.

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IC Title:

Conflict of interest Polocies and Procedures by Swap Dealers and Major Swap Participants

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 23

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 125

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to New Statute
Annual Number of Responses for this IC	10,750	10,750
Annual IC Time Burden (Hours)	5,563	5,563
Annual IC Cost Burden (Dollars)	556,250	556,250

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.