Form 56 Notice Concerning Fiduciary Relationship

56

Form
(Rev. December 2011)
Department of the Treasury
Internal Revenue Service

Notice Concerning Fiduciary Relationship

OMB No. 1545-0013

(Internal Revenue Code sections 6036 and 6903)

Identification

Part I

Name of person for whom you are acting (as shown on the tax return)

Decedent’s social security no.

Identifying number

Address of person for whom you are acting (number, street, and room or suite no.)
City or town, state, and ZIP code (If a foreign address, see instructions.)
Fiduciary’s name
Address of fiduciary (number, street, and room or suite no.)
City or town, state, and ZIP code

Telephone number (optional)

(

)

Section A. Authority
1

Authority for fiduciary relationship. Check applicable box:
a
Court appointment of testate estate (valid will exists)
b
Court appointment of intestate estate (no valid will exists)
Court appointment as guardian or conservator
c
d
Valid trust instrument and amendments
e
Bankruptcy or assignment for the benefit or creditors
Other. Describe ▶
f
2a If box 1a or 1b is checked, enter the date of death ▶
2b If box 1c—1f is checked, enter the date of appointment, taking office, or assignment or transfer of assets

▶

Section B. Nature of Liability and Tax Notices
3

Type of taxes (check all that apply):
Excise
Other (describe) ▶

4

Federal tax form number (check all that apply): a
e
1040, 1040-A, or 1040-EZ f
1041
g

5

If your authority as a fiduciary does not cover all years or tax periods, check here .
and list the specific years or periods ▶

6

If the fiduciary listed wants a copy of notices or other written communications (see the instructions) check this box . . . . ▶
and enter the year(s) or period(s) for the corresponding line 4 item checked. If more than 1 form entered on line 4h, enter the
form number.

Income

Gift

Estate

Generation-skipping transfer

706 series b
709 c
1120 h
Other (list) ▶

d

940

.

.

.

Employment

941, 943, 944

.

.

.

.

.

.

.

.

.

▶

Complete only if the line 6 box is checked.
If this item
is checked:
4a
4c
4e
4g
4h:

If this item
is checked:

Enter year(s) or period(s)

Enter year(s) or period(s)

4b
4d
4f
4h:
4h:

For Paperwork Reduction Act and Privacy Act Notice, see the separate instructions.

Cat. No. 16375I

Form 56 (Rev. 12-2011)

Form 56 (Rev. 12-2011)

Page

2

Court and Administrative Proceedings

Part II

Name of court (if other than a court proceeding, identify the type of proceeding and name of agency)

Date proceeding initiated

Address of court

Docket number of proceeding

City or town, state, and ZIP code

Date

Time

a.m.

Place of other proceedings

p.m.

Signature

Part III

I certify that I have the authority to execute this notice concerning fiduciary relationship on behalf of the taxpayer.

▲

Please
Sign
Here

Fiduciary’s signature

Title, if applicable

Date
Form 56 (Rev. 12-2011)