17 Cfr 259.207

Securities and Exchange Commission

§ 259.221

proposing to organize it under section
13 of the Act.
EDITORIAL NOTE: For FEDERAL REGISTER citations affecting Form U–13–1, see the List of
CFR Sections Affected, which appears in the
Finding Aids section of the printed volume
and at at www.fdsys.gov.

Subpart C—Forms for Statements
and Reports

EDITORIAL NOTE: For FEDERAL REGISTER citations affecting Form U–12(I)–A, see the
List of CFR Sections Affected, which appears
in the Finding Aids section of the printed
volume and at at www.fdsys.gov.

§ 259.206 Form U–6B–2, for notification
of security issues exempt under section 6(b) of the Act.

§ 259.212b Form U–12(I)–B, for advance
statement of activity within scope
of section 12(i) of the Act pursuant
to Rule 71(b) (§ 250.71(b) of this
chapter).

This form shall be filed pursuant to
section 6(b) of the Act as the certificate of notification of the issue, sale,
renewal, or guaranty of securities exempted from the application of section
6(a) of the Act.

This form may be filed as an advance
statement pursuant to Rule 71(b)
(§ 250.71(b) of this chapter) by certain
persons designated therein covering anticipated activity within the scope of
section 12(i) of the Act.

EDITORIAL NOTE: For FEDERAL REGISTER citations affecting Form U–6B–2, see the List
of CFR Sections Affected, which appears in
the Finding Aids section of the printed volume and at at www.fdsys.gov.

EDITORIAL NOTE: For FEDERAL REGISTER citations affecting Form U–12(I)–B, see the
List of CFR Sections Affected, which appears
in the Finding Aids section of the printed
volume and at at www.fdsys.gov.

§ 259.207 Form U–57, for notification of
foreign utility company status pursuant to Rule 57(a) (§ 250.57 of this
chapter).

§ 259.213 Form U–13E–1, for report by
affiliate
companies
and
independent service companies pursuant to Rule 95 (§ 250.95 of this chapter).

This form shall be filed pursuant to
section 33(a)(3)(B) of the Act by a company claiming foreign utility company
status.
EDITORIAL NOTE: For FEDERAL REGISTER citations affecting Form U–57, see the List of
CFR Sections Affected, which appears in the
Finding Aids section of the printed volume
and at at www.fdsys.gov.

§ 259.208 Form U–9C–3, for notification
of acquisition of securities exempt
from section 9(a) pursuant to rule
58 (§ 250.58 of this chapter).
This form shall be filed pursuant to
§ 250.58(c) as the certificate of notification of an acquisition of securities exempted from the application of section
9(a) of the Act (15 U.S.C. 79a et seq.)
pursuant to § 250.58.
[62 FR 7917, Feb. 20, 1997]

WReier-Aviles on DSKGBLS3C1PROD with CFR

any person who engages in any activity
within the scope of section 12(i) of the
Act.

§ 259.212a Form U–12(I)–A, for statement of activity within scope of section 12(i) of the Act pursuant to
Rule 71(a) (§ 250.71(a) of this chapter).
This form shall be filed pursuant to
Rule 71(a) (§ 250.71(a) of this chapter) by

This form shall be filed pursuant to
Rule 95 (§ 250.95 of this chapter) by an
affiliate of a registered public utility
holding company or subsidiary company thereof in connection with the
performance of any service, construction or sale of goods to an affiliate.
EDITORIAL NOTE: For FEDERAL REGISTER citations affecting Form U–13E–1, see the List
of CFR Sections Affected, which appears in
the Finding Aids section of the printed volume and at at www.fdsys.gov.

§ 259.221 Form U–R–1, for solicitations
pursuant to Rule 62 (§ 250.62 of this
chapter), in connection with reorganizations.
This form shall be filed for the declaration pursuant to Rule 62 (§ 250.62 of
this chapter) for solicitations in connection with any reorganization subject to the rule.
EDITORIAL NOTE: For FEDERAL REGISTER citations affecting Form U–R–1, see the List of
CFR Sections Affected, which appears in the
Finding Aids section of the printed volume
and at at www.fdsys.gov.

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