Information Collection

Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligation

IC 29006 under ICR 201203-3038-007 · OMB 3038-0005.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0005 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form CPO-PQR Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligation	Form and Instruction
CPO-PQR CPO-PQR DRAFT_Form CPO-PQR_2011 01-13 _Smooth_.pdf	Form and Instruction
CTA-PR CTA-PR DRAFT_Form CTA-PR_2011 01-13 _Smooth_.pdf	Form and Instruction

IC Title:

Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligation

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 147 17 CFR 4 17 CFR 146

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	CPO-PQR	CPO-PQR	DRAFT_Form CPO-PQR_2011 01-13 _Smooth_.pdf		Yes	Yes	Fillable Fileable
Form and Instruction	CTA-PR	CTA-PR	DRAFT_Form CTA-PR_2011 01-13 _Smooth_.pdf		Yes	Yes	Fillable Fileable

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 31,322

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	69,082	59,566	9,516
Annual IC Time Burden (Hours)	272,420	-98,110	370,530
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.