Space Industry Deep Dive

National Security and Critical Technology Assessments of the US Industrial Base

Space-Deep-Dive-Survey

Space Deep Dive Industry Assessment

OMB: 0694-0119

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OMB Control Number: 0694-0119
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DEFENSE INDUSTRIAL BASE ASSESSMENT:
U.S. Space Industry 'Deep Dive'

SCOPE OF ASSESSMENT
The U.S. Department of Commerce, Bureau of Industry and Security (BIS), Office of Technology Evaluation (OTE), in coordination with the U.S. Air Force, the National
Aeronautics and Space Administration (NASA), and the National Reconnaissance Office (NRO), is conducting a defense industrial base survey and assessment of the U.S. space
industry. Your organization has been identified as a direct and/or indirect supplier of products and/or services to the U.S. Government for space-related applications.
The principal goal of this effort is to assess the health of the U.S. space industrial base in order to identify cost, schedule, and technical risks that may exist within the industrial
base that could impact the lifecycle of current or future programs. The data will also be used to understand the multi-tier structure of the U.S. space industry, its
interdependencies, and the commonality of suppliers and products across programs and agencies. Through the data collected in this survey, agencies will be better informed to
develop targeted planning, acquisition, and investment strategies to ensure the ability of the industry to support critical defense and civil missions and programs. Traditionally, the
U.S. Government has had limited visibility into the issues and challenges facing the lower tiers of the space industrial base.
This survey is designed to provide an opportunity for organizations of all sizes and business types to help the U.S. Government and industry better understand the unique issues
that organizations face on a daily basis to remain competitive domestically and internationally. Moreover, this survey can be utilized to highlight your organization's unique skills
and capabilities. This information will not only allow for better planning by agencies, but it will also inform areas where government resources may be utilized, beneficial
information may be distributed, and policy/regulatory changes may be recommended.
RESPONSE TO THIS SURVEY IS REQUIRED BY LAW
A response to this survey is required by law (50 U.S.C. app. Sec. 2155). Failure to respond can result in a maximum fine of $10,000, imprisonment of up to one year, or both.
Information furnished herewith is deemed confidential and will not be published or disclosed except in accordance with Section 705 of the Defense Production Act of 1950, as
amended (50 U.S.C App. Sec. 2155). Section 705 prohibits the publication or disclosure of this information unless the President determines that its withholding is contrary to the
national defense. Information will not be shared with any non-government entity, other than in aggregate form. The information will be protected pursuant to the appropriate
exemptions from disclosure under the Freedom of Information Act (FOIA), should it be the subject of a FOIA request.
Not withstanding any other provision of law, no person is required to respond to nor shall a person be subject to a penalty for failure to comply with a collection of information
subject to the requirements of the Paperwork Reduction Act unless that collection of information displays a currently valid OMB Control Number.
BURDEN ESTIMATE AND REQUEST FOR COMMENT
Public reporting burden for this collection of information is estimated to average 14 hours per response, including the time for reviewing instructions, searching existing data
sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other
aspect of this collection of information to BIS Information Collection Officer, Room 6883, Bureau of Industry and Security, U.S. Department of Commerce, Washington, D.C.
20230, and to the Office of Management and Budget, Paperwork Reduction Project (OMB Control No. 0694-0119), Washington, D.C. 20503.
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act
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TABLE OF CONTENTS
I

General Instructions

II

Definitions

III

Who Must Respond to the Survey

1

Organization Information

2

Mergers, Acquisitions, Divestitures and Joint Ventures

3

Space-Related Products and Services

4

Participation in U.S. Government Programs

5

Critical Suppliers

6

Top Customers

7

Top Competitors

8

Manufacturing Operations (if applicable)

9

General Business Operations

10

Relationship with the U.S. Government

11

Demand and Production

12

Sales

13

Financial Health

14

Research and Development

15

Capital Expenditures

16

Employment

17

Obstacles to Long-Term Viability

18

Certification

Important Note:
The drop-down menus in Sections 3-6 are
crafted to your responses. In order for
them to work properly, you must complete
Sections 3-6 in order.

BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

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Section I
GENERAL INSTRUCTIONS
Your organization is required to complete this survey using an Excel template, which can be downloaded from the U.S. Department
of Commerce, Bureau of Industry and Security (BIS) website. At your request, survey compliance staff will e-mail the Excel survey
A.
template directly to your organization. For your convenience, a PDF version of the survey is available on the BIS website to aid
internal data collection. DO NOT submit the PDF version of your organization’s response to BIS.
Respond to every question. Surveys that are not fully completed will be returned for completion. Use comment boxes to provide
any information to supplement responses provided in the survey form. Make sure to record a complete answer in the cell provided,
even if the cell does not appear to expand to fit all the information.
B.

C.

DO NOT COPY AND PASTE RESPONSES WITHIN THIS SURVEY. Survey inputs should be made manually, by typing in
responses or by use of a drop-down menu. The use of copy and paste can disrupt the data collection process. If your survey
response is corrupted as a result of copy and paste responses, a new survey will be sent to you for immediate completion.
Do not disclose any classified relationships in this survey form. However, aggregated financials, employment, R&D
expenditures, etc. are permitted.

D. If information is not available from your organization's records in the form requested, you may furnish estimates.
For specific questions or assistance with the Excel survey, e-mail:
E-mail is the preferred method of contact.
E.

F. Upon completion, review and certification of the Excel survey, transmit the survey via e-mail attachment to
For questions related to the overall scope of this Defense Industrial Base assessment, contact:
Brad Botwin, Director, Industrial Studies
Office of Technology Evaluation, Room 1093
U.S. Department of Commerce
G. 1401 Constitution Avenue, NW
Washington, DC 20230
(202) 482-4060
DO NOT submit completed surveys to Brad Botwin's postal or personal e-mail address; all surveys must be submitted electronically
to
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act
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Definitions
Term

Definition
Executive officer of the organization or business unit or other individual who has the authority to execute this
Authorizing Official
survey on behalf of the firm.
Commercial and Government Entity (CAGE) Code identifies companies doing or wishing to do business with
Commercial and Government Entity the U.S. Federal Government. The code is used to support mechanized government systems and provides a
standardized method of identifying a given facility at a specific location. Find CAGE codes at
(CAGE) Code
http://www.logisticsinformationservice.dla.mil/BINCS/begin_search.aspx
Component

Any raw material, substance, piece, part, software, firmware, labeling, or assembly which is intended to be
included as part of the finished, packaged, and labeled device.

An entity to which an organization directly delivers the product or service that the facility produces. A customer
may be another company or another facility owned by the same parent organization. The customer may be
Customer
the end user for the item but often will be an intermediate link in the supply chain, adding additional value
before transferring the item to yet another customer.
Data Universal Numbering System A nine-digit numbering system that uniquely identifies an individual businesses. Find DUNS numbers at
http://fedgov.dnb.com/webform.
(DUNS)
Any device, or accessory to any device, that is suitable for use or capable of functioning, whether or not it is
Finished Product
packaged or labeled.
Employees who work for 40 hours in a normal work week. Convert part-time employees into "full-time
Full Time Equivalent (FTE)
equivalents" by taking their work hours as a fraction of 40 hours.
Employees
Independent research and development means the cost of effort which is neither sponsored by a grant, nor
required in the performance of a contract, and which falls within any of the following three areas: (i) Basic and
IR&D
applied research; (ii) Development, and (iii) Systems and other concept formulation studies.
Any material or substance used in or used to facilitate the manufacturing process, a concomitant constituent,
or a byproduct constituent produced during the manufacturing process, which is present in or on the finished
device/product.
North American Industry Classification System (NAICS) codes identify the category of product(s) or service(s)
North American Industry
Classification System (NAICS) Code provided by your organization. Find NAICS codes at http://www.census.gov/epcd/www/naics.html
Metals that have high economic value due to their rarity. Most commonly gold, silver, platinum, and
Precious Metals
palladium.
Product or Service Code used to report government procurement transactions. To find a PSC, visit
Product or Service Code (PSC)
http://www.fpdsng.com/downloads/service_product_codes.pdf
Rare Earth Element is a category that includes numbers 57-71 of the periodic table (lanthanum, cerium,
praseodymium, neodymium, promethium, samarium, europium, gadolinium, terbium, dysprosium, holmium,
Rare Earth Element
erbium, thulium, and ytterbium) as well as yttrium (39) and scandium (21).
An intangible product (contrasted to a good, which is a tangible product). Services typically cannot be stored
Service
or transported, are instantly perishable, and come into existence at the time they are bought and consumed.
An organization that is designated as the only accepted source for the supply of parts, components, materials,
or services, even though other sources with equivalent technical know-how and production capability may
Single Source
exist.
A organization that is the only source for the supply of parts, components, materials, or services. No
Sole Source
alternative domestic or foreign suppliers exist other than the current supplier.
Manufacturing Material

STEM
Supplier
United States
Utilization Rate

STEM stands for Science, Technology, Engineering and Mathematics.
An entity from which your organization obtains inputs. A supplier may be another firm with which you have a
contractual relationship, or it may be another facility owned by the same parent organization. The inputs may
be goods or services.
The "United States" or "U.S." includes the 50 states, Puerto Rico, the District of Columbia, the island of Guam,
the Trust Territories, and the U.S. Virgin Islands.
The fraction of an organization's potential output that is actually being used in current production, where
potential output is based on a 7 day-a-week, 3x8-hour shift production schedule.
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

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Section III
Response Obligations
Your organization has been identified as a direct or indirect supplier of products and/or services used for space-related activities by the
United States Government.
For the purposes of this survey, a product is a tangible good. A service is an intangible item or process, which includes, but is not
limited to, distribution, inspection, maintenance, managment, material preparation, design, research and development, testing, etc.
Commercial company/U.S. Government
organization/University/Non-profit
organization

A. Is your organization a:

All organizations have received a letter from the U.S. Department of Commerce, Bureau of Industry
and Security requesting their participation in this survey. Some organizations have recieved an
addendum to this letter that contains a list of locations that may be conducting space-related
activities.
Please acknowledge that your organization has:
a) Received this letter with a list of locations that may be conducting space-related activities from the
U.S. Department of Commerce, Bureau of Industry and Security.

Acknowledged/Not Acknowledged

AND
b) Reviewed this list to ensure that all space-related activities at these locations, if relevant, are
accounted for in this survey response or series of survey responses.
If your organization:
a) had over $200 million in net sales in 2011; and
b) conducts its operations that could have space-related applications in more than one
business unit/division,
then you must provide separate survey responses for each relevant business unit/division. In
the box to the right, indicate whether this survey represents a response for your whole organization or
an individual business unit/division.

Whole Organization or
Business Unit/Division

Note: The entire survey document should be completed at the same level, as indicated by this
question.
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act
Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 1.a

Organization Information

Provide the following information for the level at which your organization is responding to this survey (whole company/corporate, business unit/division, facility)
Respondent Name
Business Unit/Division Name (if applicable)
Respondent Street Address
A. Respondent City
Respondent State
Respondent Zip Code
Respondent Website
Respondent Phone Number
Primary DUNS Code for this Level
Provide the following information for the level immediately above the level at which your organization is responding. If your organization is responding at the
whole company/corporate level, as indicated in A, leave the following section blank.
Organization Name
Organization Level:
Street Address
B.
City
State
Country
Postal Code
Primary DUNS Code for this Level
Provide the following information for your parent company, if applicable. If your parent company has already been identified in A or B above, leave the
following section blank.
Organization Name
Street Address
C. City
State
Country
Postal Code
Primary DUNS Code for Parent Company
D. My organization is publicly traded/privately held:
E.

Point of Contact regarding this survey:
Name

Title

Phone Number

E-mail Address

Comments
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

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State

Section 1.b
Organization Information (cont.)
Please provide the following identification codes (see definitions), as applicable, to your organization.
*Find your organization's Commercial and Government Entity (CAGE) Codes at
http://www.logisticsinformationservice.dla.mil/BINCS/begin_search.aspx
**Find your organization's North American Industry Classification System (NAICS) codes at http://www.census.gov/epcd/www/naics.html

A.
Commercial and
Government Entity
(CAGE) Code(s)*

NAICS (6-digit)
Code(s)**

Identify the certifications that your organization currently has or is working toward below:
AMS (specify)
ISO 14000
Yes
ANSI/ASQC Z1.4
ISO TS16948
No
ANSI/ESD S20.20
Working Toward J-STD-001DS
ANSI/ISO/IEC 17025
MIL-Q-9858
AS 9100
MIL-STD-45662 A
DoD 5000
NADCAP (specify)
NCLS (specify)
B. ISO 28000
ISO 9000
SAE AS9003
ISO 9001
SAE AS9100
ISO 10012-1
Other (specify)
* AMS (Aerospace Material Specifications)
* NADCAP (National Aerospace and Defense Contractors Accreditation Program)
* ANSI (American National Standards Institute) * NCLS (National Clinical Lab Specialist)
* ASQ (American Society for Quality)
* SAE (SAE International, formerly the Society of Automotive Engineers)
* ISO (International organization for Standards)
Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

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Section 1.c
Organization Information (cont.)
From the list below, select all applicable business lines your organization currently provides. Select one business line as your "primary business line."
Identify all other business lines your organization currently provides as "additional business lines."
Primary Business Line
Distribution/brokerage/reseller/retail
Additional Business Line
Inspection and quality control
No
Integration (product, systems integration)
Information technology (software, hardware, installation)
Maintenance/aftermarket/repair/refurbishing services
Manufacturing (including assembly)
A. Manufacturing systems development and management
Material finishing (machining, coating, plating, heat treating, etc.)
Material preparation (casting, forming, molding, forging, etc.)
Product and design engineering (tooling, new processes, etc.)
Professional services (legal, accounting, consulting, etc.)
Research and development
Raw materials provider
Testing/evaluation/validation
Provider of services not specified elsewhere on this list
Type of Business
NAICS Code(s)
Yes/No
A small business enterprise (as defined by the Small
Business Administration)
8(a) Firm (as defined by the Small Business
Administration)
Indicate if your organization qualifies as A historically underutilized business zone (HUBZone)
any of the following types of businesses.
B.
If "Yes," identify the NAICS code(s)
A minority-owned business
under which you qualify.
A woman-owned business
A veteran-owned or service-disabled veteran owned
business
Other Type of Small or Disadvantaged
Business (specify)
Comments
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

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Section 2
Mergers, Acquisitions, Divestitures and Joint Ventures
Identify your organization's five most recent space-related U.S. mergers, acquisitions, and divestitures from 2008 to date, if applicable. Record the merged/acquired
organization's name(s) and location, the year the merger/acquisition occurred, and the primary objective of the merger/acquisition.
Organization Name
Primary Objective
Type of Activity
State
Year
1.
Merger
A.
2.
Acquisition
3.
Divestiture
4.
5.
Identify your organization's five most recent space-related non-U.S. mergers, acquisitions, and divestitures from 2008 to date, if applicable. Record the merged/acquired
organization's name(s) and location, the year the merger/acquisition occurred, and the primary objective of the merger/acquisition.
Organization Name
Primary Objective
Type of Activity
Country
Year
1.
Merger
B.
2.
Acquisition
3.
Divestiture
4.
5.
Identify your organization's current space-related joint venture relationships, including public/private R&D partnerships. Provide the name of the organization/entity
involved, indicate whether it is a U.S. or non-U.S. enterprise, and provide a description of the joint venture's purpose (e.g. patent licensing, co-production, product
integration, after-market support, etc.).
Organization/Entity Name
C.

U.S./Non-U.S.

Primary Objective of Relationship

1.
2.
3.
4.
5.
Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 3.a
Space-Related Product and Service Segments
Your organization will be asked to identify the products and services it manufactures, distributes, and/or provides. For the purpose of
this survey, space-related products and services have been divided into 16 general segments, as detailed below. You may skip to the
section with the products/services that pertain to your organization, but be sure to review all segments to ensure you do not omit any
required information.
Please note that your organization may be indirectly supporting space-related applications even though you may not consider your
products and/or services directly space-related. In these circumstances, you must still identify the products and services that you
manufacture, distribute, and/or provide in the subsequent section.
Also, products that your organization manufactures in order to integrate into other items (that you do not sell separately to external
customers) should be identified in the appropriate section. This indicates your organization's capability to manufacture particular
products.
If your organization's specific product/service is not listed in our survey, please provide it in the 'Other' boxes provided in the product
segment that it most appropriately falls under.
A

Spacecraft & Launch Vehicles

B

Propulsion Systems & Fuels

C

Navigation & Control

D

Communications Systems

E

Space Shielding, Environmental Control/Monitoring, and Life Support

F

Payload Instruments & Measurement Tools

G

Ground Systems

H

Non-Earth Based Surface Systems

I

Power Sources & Energy Storage

J

Electronic Equipment

K

Computer Hardware & Robotics

L

Software

M

Materials, Structures, and Mechanical Systems

N

Manufacturing Tools & Specialty Equipment

O

Services

P

Research & Development
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act
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Section 3.b
Products and Services
Identify any of the products or services your organization manufactures, distributes, or provides below. For each product/service area selected, provide a brief description of the
specific items your organization manufactures, distributes, or provides. Indicate whether your organization, to the best of your knowledge, is the sole manufacturer/distributor/provider
of any specific items in each product/service area. If so, describe them in the appropriate box.
Note: Your organization should focus primarily on "space-related" and/or "space-qualified" products or services in these sections. If you do not know if your products or services are
"space-related" and/or "space-qualified," you should indicate all the products or services your organization manufactures, distributes, or provides from the lists in this section.

Product Area

A: Spacecraft & Launch Vehicles
Sole Manufacturer/
Distributor?

Manufacture/
Distribute?

Product Description(s)

Manufacture/
Distribute?

Product Description(s)

Sole Manufactured/Distributed Product(s)

A1
A2
A3
A4
A5
A6
A7
A8
A9

Atmospheric probes
Atmospheric balloon packages
Communications satellites
Flyby spacecraft
Manned spacecraft
Meteorological satellites
Navigation satellites
Orbiter spacecraft
Satellite or spacecraft buses
Scientific satellites (excluding
A10
meteorological)
A11 Surface penetrators
A12 Surface rovers
Small launch vehicles (<2,000
A13
kg payload)
Medium launch vehicles (2,000 A14
20,000 kg payload)
Heavy launch vehicles (20,000 A15
50,000 kg payload)
Super-heavy launch vehicles
A16
(50,000 kg+ payload)
Other spacecraft/launch
A17
vehicles
B: Propulsion Systems & Fuels
Product Area

Sole Manufacturer/
Distributor?

Sole Manufactured/Distributed Product(s)

B1 Chambers
Chemical propulsion systems
B2
and their components
Cold gas propulsion systems
B3
and their components
Cyro fuel transfer systems and
B4
management
Hybrid rocket motors, engines,
B5 and their components (including
HTPB-based systems)
B6 Igniters
Ion propulsion systems and their
B7
components
Liquid rocket motors, engines,
B8
and their components
Non-Toxic Monopropellant
B9 propulsion systems and their
components
B10 Nozzles
Nuclear electric propulsion
B11
systems and their components
Other space-related propulsion
systems
B13 Propellant tanks
B14 Propulsion operating systems
Solar electric propulsion
B15
systems and their components
Solid rocket motors, engines,
B16
and their components
Thermal electric propulsion
B17
systems and their components
B18 Thrusters not specified above
Cutting, lubricating, and
B19
hydraulic oils and greases
B20 Fuels oils
HTPB (Hydroxyl-Terminated
B21
Polybutadiene) fuel
LO2/LCH4 (Liquid
B22
Oxygen/Liquid Methane) fuel
LOX/LH2 (Liquid Oxygen/Liquid
B23
Hydrogen) fuel
Other liquid propellants and
B24 fuels - petroleum-based (and
constituent ingredients)
Solid fuels (and constituent
B25
ingredients)
B26 Other space-related fuels
B12

Comments:

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 3.c
Products and Services (cont.)
Identify any of the products or services your organization manufactures, distributes, or provides below. For each product/service area selected, provide a brief description of the
specific items your organization manufactures, distributes, or provides. Indicate whether your organization, to the best of your knowledge, is the sole
manufacturer/distributor/provider of any specific items in each product/service area. If so, describe them in the appropriate box.
Note: Your organization should focus primarily on "space-related" and/or "space-qualified" products or services in these sections. If you do not know if your products or services are
"space-related" and/or "space-qualified," you should indicate all the products or services your organization manufactures, distributes, or provides from the lists in this section.
C: Navigation & Control
Product Area

Manufacture/
Distribute?

Product Description(s)

Manufacture/
Distribute?

Product Description(s)

Sole Manufacturer/
Distributor?

Sole Manufactured/Distributed Product(s)

Sole Manufacturer/
Distributor?

Sole Manufactured/Distributed Product(s)

C1 Accelerometers
Altitude determination and
C2 control equipment and
components
Altitude determination and
C3 control sensors (including
altimeters)
C4 Earth sensors
Gimbal systems and equipment
C5
C6 GPS equipment
Guidance, navigation, and
C7 control equipment and
components
C8 Gyroscopes
C9 Inertial navigations systems
C10 Reaction/momentum wheels
Rendezvous and docking
C11
systems
Telemetry equipment and
C12
components
Entry, decent, and landing
C13
systems
Space object capturing systems
C14
Other space-related navigation
C15 and control equipment and
components
D: Communications Systems
Product Area
D1 Antennas/antenna systems
Communications
D2
security/cryptologic equipment
D3 Delay tolerant networking
D4 Lunar wireless network
Optical communications
D5 systems and components
(excluding fiber optic cables)
Radar systems and
D6
components
D7 Relay equipment
D8 Routers
D9 Signal amplifiers
D10 Signal converters
Signal receivers and
D11
transmitters
D12 Star trackers
D13 Sun sensors
D14 Transponders
Other space-related
D15 communications equipment and
components
Comments:

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 3.d
Products and Services (cont.)
Identify any of the products or services your organization manufactures, distributes, or provides below. For each product/service area selected, provide a brief description of the
specific items your organization manufactures, distributes, or provides. Indicate whether your organization, to the best of your knowledge, is the sole manufacturer/distributor/provider
of any specific items in each product/service area. If so, describe them in the appropriate box.
Note: Your organization should focus primarily on "space-related" and/or "space-qualified" products or services in these sections. If you do not know if your products or services are
"space-related" and/or "space-qualified," you should indicate all the products or services your organization manufactures, distributes, or provides from the lists in this section.

Product Area

Manufacture/
Distribute?

E: Space Shielding, Environmetal Control/Monitoring, and Life Support
Sole Manufacturer/
Product Description(s)
Distributor?

Sole Manufactured/Distributed Product(s)

E1 Ablative armor/plating
E2 Biocides
E3 Bonding systems
CO2 and H20 removal and
E4
recovery systems
E5 Cooling systems
E6 Cryogenics/cryo-coolers
E7 Damage protection systems
E8 Environmental monitoring and
E9 Heat shields
E10 Heaters and radiators
Hygiene and waste removal and
E11
recovery systems
E12 Insulation
E13 Oxygen supplies
E14 Oxygen supply systems
E15 Pressure control equipment
E16 Radiation shielding systems
Space safety/abort systems
E17 (destruct receivers, escape
systems, etc.)
Space suits and related
E18
equipment
E19 Spacecraft airlocks
Other space survivability
E20
systems or components
Product Area
F1
F2
F3
F4
F5
F6
F7
F8
F9
F10
F11
F12
F13
F14
F15
F16
F17
F18
F19
F20
F21
F22
F23
F24
F25
F26
F27
F28
F29
F30
F31
F32
F33
F34
F35
F36
F37

Manufacture/
Distribute?

F: Payload Instruments & Measurement Tools
Sole Manufacturer/
Product Description(s)
Distributor?

Sole Manufactured/Distributed Product(s)

Atomic clocks
Bulk plasma
Chemical analysis instruments
Cosmic ray sensors (1 MeV)
Electric field sensors
Electrical and electical properties
testing and measurement
instruments
Energetic neutral imaging
Environmental chambers and
related measuring equipment
Filtered photometers
Gas chromatograph
Geophysical instruments
Heavy atom detectors
High energy particle sensors (30
KeV - 2 MeV)
Hyper-spectral detectors
Infrared detectors
Large format focal plane arrays
Low energy particle sensors
(100 eV)
Low noise high frame rate
LWIR detectors
Magnetic field sensors and
magnetometers
Meterological instruments and
apparatus
Microwave detectors
Miscellaneous laboratory
equipment and supplies
Multi-spectral detectors
MWIR detectors
Near-IR invisbile detectors
Nuclear detectors
Physical properties testing and
inspection equipment
Radiometers
Single proton detectors
Spectrometers
SWIR detectors
Synthetic apperature radar
systems
Telescopes
Visible detectors
X-ray optics
Other space-related instruments
or sensors
Comments:

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 3.e
Products and Services (cont.)
Identify any of the products or services your organization manufactures, distributes, or provides below. For each product/service area selected, provide a brief description of the
specific items your organization manufactures, distributes, or provides. Indicate whether your organization, to the best of your knowledge, is the sole manufacturer/distributor/provider
of any specific items in each product/service area. If so, describe them in the appropriate box.
Note: Your organization should focus primarily on "space-related" and/or "space-qualified" products or services in these sections. If you do not know if your products or services are
"space-related" and/or "space-qualified," you should indicate all the products or services your organization manufactures, distributes, or provides from the lists in this section.
G: Ground Systems
Product Area

Manufacture/
Distribute?

Product Description(s)

Manufacture/
Distribute?

Product Description(s)

Manufacture/
Distribute?

Product Description(s)

Sole Manufacturer/
Distributor?

Sole Manufactured/Distributed Product(s)

G1 Ground antennas
Ground-based communications
G2 equipment (terminals, relays,
etc)
Ground tracking and control
G3
equipment
Simulation and/or training
G4
machines
Other space-related ground
G5
systems
Product Area
H1
H2
H3
H4
H5
H6
H7
H8
H9

I2
I3
I4
I5
I6
I7
I8
I9
I10
I11
I12

Sole Manufactured/Distributed Product(s)

Regolith excavation and
handling
Oxygen and water extraction
from regolith
Lunar excavation
Mineral mapping systems
Volatile (H, C, N, He) extraction
from regolith
Surface habitation systems and
equipment
Dust management systems
(mitigation and removal)
Dust tolerant connectors
Other non-Earth based surface
systems and equipment
Product Area

I1

H: Non-Earth Based Surface Systems
Sole Manufacturer/
Distributor?

I: Power Sources & Energy Storage
Sole Manufacturer/
Distributor?

Sole Manufactured/Distributed Product(s)

Batteries (lithium ion, nickel
hydrogen, nickel cadmium, silver
zinc, etc.)
Electrical converters
Fuel cell power units and
components
Generators
Other energy storage devices
Nuclear fission power systems
Radioisotope thermoelectric
generators
Radioactive materials for use in
power generation
Solar electrical power systems,
equipment, and components
Transformers
Wires and cables (electrical)
Other space-related power
sources/energy storage systems
Comments:

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 3.f
Products and Services (cont.)
Identify any of the products or services your organization manufactures, distributes, or provides below. For each product/service area selected, provide a brief description of the specific
items your organization manufactures, distributes, or provides. Indicate whether your organization, to the best of your knowledge, is the sole manufacturer/distributor/provider of any
specific items in each product/service area. If so, describe them in the appropriate box.
Note: Your organization should focus primarily on "space-related" and/or "space-qualified" products or services in these sections. If you do not know if your products or services are
"space-related" and/or "space-qualified," you should indicate all the products or services your organization manufactures, distributes, or provides from the lists in this section.
J: Electronic Equipment
Product Area
J1
J2
J3
J4
J5
J6
J7
J8
J9
J10
J11
J12

Manufacture/
Distribute?

Product Description(s)

Manufacture/
Distribute?

Product Description(s)

Manufacture/
Distribute?

Product Description(s)

Sole Manufacturer/
Distributor?

Sole Manufactured/Distributed Product(s)

Application-specific integrated
circuits (ASICs)
Attenuators
Capacitors
Circuit boards
Circuit breakers
Coils and transformers
Connectors
Diodes
Electrical insulators
Electron tubes
Fiber optics (conductors, cables,
switches, assemblies, etc.)
Field programmable gate arrays

J13 Filters and networks
Fuses, arrestors, absorbers, and
J14
protectors
J15 Inductors
Integrated
J16 circuits/semiconductors
(excluding ASICs)
J17 Lasers and laser systems
Lugs, terminals, and terminal
J18
strips
J19 Memory
J20 Modulators/demodulators
J21 Non-volatile memory
Optoelectronic devices and
J22
associated equipment
Oscillators and piezoelectric
J23
crystals
Radiation hardened/tolerant
J24
electronics
J25 Relays and solenoids
J26 Resistors
Signal/function generators (radio
J27 frequency, microwave, etc.)
Switches (coaxial, radio
frequency, video, etc.)
J29 Synchros and resolvers
J30 Transistors
J31 Traveling wave tubes
Other space-related electronic
J32
equipment
J28

Product Area
K1
K2
K3
K4
K5
K6
K7
K8
K9

K: Computer Hardware & Robotics
Sole Manufacturer/
Distributor?

Sole Manufactured/Distributed Product(s)

Data handling and input/output
storage devices
Computers and data processing
equipment
Data terminal equipment
Displays/monitors
Fault tolerant computing
High performance super
computers
Robotics and autonomous
systems
High dexterity manipulation
systems
Other computer hardware and
robotic systems
L: Software
Product Area

Sole Manufacturer/
Distributor?

Sole Manufactured/Distributed Product(s)

L1 Communications software
Data mining and knowledge
L2
management software
Environmental control and
L3
monitoring software
L4 Ground system software
Mission automation and
L5
execution software
L6 Mission planning software
Modeling, analysis, and
L7
visualization software
Navigation and control software
L8
L9 Payload instrument software
Propulsion system operating
software
L11 Simulation software
L12 Other space-related software
L10

Comments:

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 3.g
Products and Services (cont.)
Identify any of the products or services your organization manufactures, distributes, or provides below. For each product/service area selected, provide a brief description of the specific items your organization
manufactures, distributes, or provides. Indicate whether your organization, to the best of your knowledge, is the sole manufacturer/distributor/provider of any specific items in each product/service area. If so,
describe them in the appropriate box.
Note: Your organization should focus primarily on "space-related" and/or "space-qualified" products or services in these sections. If you do not know if your products or services are "space-related" and/or "spacequalified," you should indicate all the products or services your organization manufactures, distributes, or provides from the lists in this section.

Product Area

M: Materials, Structures, and Mechanical Systems
Manufacture/
Product Description(s)
Distribute?

Sole Manufacturer/
Distributor?

Sole Manufactured/Distributed Product(s)

Bars and rods (specify materials
M1
to the right)
Plates, sheets, etc. (specify
M2
materials to the right)
Pipes and tubes (specify
M3
materials to the right)
Precious metals (specify
M4
materials to the right)
Rare Earth Elements (specify
M5
materials to the right)
M6 Carbon fiber materials
M7 Other fiber based materials (including rayon, nylon, etc.)
M8 Composite materials
M9 Dust resistant coatings
M10 Optical coatings
M11 Protective coatings
M12 Thermal coatings
M13 Other types of coatings
M14 Adhesives
M15 Chemicals
M16 Gases and pressurants (N, He, etc.)
M17 Inks
M18 Resins
M19 Sealants
M20 Solvents
M21 Substrates
M22 Struts
M23 Fairings and skirts
M24 Spacecraft panels
M25 Cover glass
M26 Spacecraft windows or window materials
M27 Beryllium-based structures
M28 Carbon fiber-based structures
M29 Composite-based structures
M30 Other lightweight material-based structures
Glass fabricated structures not specified elsewhere (glass
M31
laminants, nanostructures, etc.)
Plastic fabricated structures not specified elsewhere (plastic
M32
moldings, cellular materials, etc.)
Rubber fabricated structures not specified elsewhere (moldings,
M33
foam, etc.)
M34 Structures created through additive manufacturing processes
M35 Bearings
M36 Castings
M37 Compressors and vacuum pumps
M38 Couplings, connectors, and fittings
M39 Dampers
M40 Fasteners (screws, nuts, bolts, clips, brackets, rivets, etc.)
M41 Forgings
M42 Gaskets (o-rings, washers, etc.)
M43 Gears and gear boxes
M44 Hydraulics, valves, actuators, pumps
M45 Landing gear or systems
M46 Magnets
M47 Mirrors
M48 Precision machined parts
M49 Pyrotechnics, cartridge and propellant actuated devices
M50 Semi-finished machined parts
M51 Specialty storage devices or containers
M52 Springs and wire forms
M53 Wire and cables (non-electrical)
M54 Other materials, structures, or mechanical systems
Comments:

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 3.h
Products and Services (cont.)
Identify any of the products or services your organization manufactures, distributes, or provides below. For each product/service area selected, provide a brief description of the
specific items your organization manufactures, distributes, or provides. Indicate whether your organization, to the best of your knowledge, is the sole
manufacturer/distributor/provider of any specific items in each product/service area. If so, describe them in the appropriate box.
Note: Your organization should focus primarily on "space-related" and/or "space-qualified" products or services in these sections. If you do not know if your products or services are
"space-related" and/or "space-qualified," you should indicate all the products or services your organization manufactures, distributes, or provides from the lists in this section.

Product Area

Manufacture/
Distribute?

N: Manufacturing Tools & Specialty Equipment
Sole Manufacturer/
Product Description(s)
Distributor?

Sole Manufactured/Distributed Product(s)

N1 Bending and forming machines
Boring, broaching, drilling, and
N2
tapping machines
Chemical production machinery
N3
N4 Clean work stations, controlled
Computer Numerical Control
N5
(CNC) systems
Electrical and ultrasonic erosion
N6
machines
N7 Filament winding machines
N8 Forging machinery
N9 Foundry machinery
Gear cutting and finishing
N10
machines
N11 Grinding machines
Hydraulic, pneumatic, and
N12
mechanical presses
N13 Lathes
Lubrication and fuel dispensing
N14
equipment
N15 Machine tools
Metal heat treating and nonN16
thermal treating equipment
N17 Milling machines
Rocket maintenance, repair,
N18 and checkout specialized
equipment
N19 Rolling and drawing machines
Semiconductor, microcircuit,
N20 and printed circuitboard
manufacturing machinery
Space vehicle maintenance,
N21 repair, and checkout specialized
equipment
N22 Tooling kits and equipment
Welding, soldering, riveting and
N23
brazing equipment
Wire and ribbon forming
N24
machines
Other machinery utilized for
N25 space-related
manufacturing/servicing
Comments:

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 3.i
Products and Services (cont.)
Identify any of the products or services your organization manufactures, distributes, or provides below. For each product/service area selected, provide a brief description of the
specific items your organization manufactures, distributes, or provides. Indicate whether your organization, to the best of your knowledge, is the sole manufacturer/distributor/provider
of any specific items in each product/service area. If so, describe them in the appropriate box.
Note: Your organization should focus primarily on "space-related" and/or "space-qualified" products or services in these sections. If you do not know if your products or services are
"space-related" and/or "space-qualified," you should indicate all the products or services your organization manufactures, distributes, or provides from the lists in this section.
O: Services
Service Area

Provide
Service?

Service Description(s)

Sole Provider?

Analysis, fusion, or visualization
of data derived from space
O1 (including electro-optical
imagery, data from satellite
sensors, etc.)
Calibration of space-related
O2
equipment
O3 Coating services
O4 Commercial satellite operation
Communications and broadcast
O5
services
Data storage and handling
O6
services
Encryption and secure
O7
communication services
Friction stir welding and spun
O8
form domes
Ground support and operations
O9
services
O10 Heat treatment services
Information and software
O11 assurance (including verification
and validation)
O12 Launch support services
O13 Logistics services
Machining services (includes
O14
cutting, boring, grinding, etc.)
Maintenance, repair, and
O15
rebuilding services
O16 Materials testing
O17 Plating services
O18 Priming and painting services
Product assurance, quality
O19
control services
O20 Professional services
Program management and
O21
support services
Program review/development
O22
services
Provision of data derived from
space (including electro-optical
O23
imagery, remote sensing, etc.)

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Sole Service(s) Provided

Safety and mission assurance
services
Software and algorithm
O25
development services
Space crew operations and
O26
training
O27 Space launch services
O28 Space medicine
Space vehicle handling and
O29
servicing
Space-related design and
O30
engineering services
Specification development
O31
services
O32 Systems engineering
Testing or inspection of spacerelated equipment (includes
O33
inspection, simulation, vibration
testing, acoustics testing, etc.)
O34 Other space-related services
O24

P: Research & Development
R&D Focus

Provide R&D?

R&D Description

P1 Communications and navigation
Entry, descent, and landing
P2
systems
Ground and launch systems
P3
processing
Human exploration destination
P4
systems
P5 In-space propulsion
P6 Launch propulsion systems
P7 Materials
P8 Mechanical Systems
Modeling, simulation,
P9 information technology, and
processing
P10 Nanotechnology
Payloads, science instruments,
P11
and sensor systems
P12 Propellants and fuels
Robotics and autonomous
P13
systems
Space power and energy
P14
storage
Space survivability, life support,
P15
and habitation systems
P16 Structures
P17 Theoretical and scientific R&D
P18 Thermal management systems
Other space-related research &
P19
development focus
Comments:

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 4

Participation in U.S. Government Space Programs

From the list provided below, identify all the U.S. Government, space-related programs your organization has directly and/or indirectly participated in since 2008. Participation includes the
manufacture/integration of products, distribution of products, conduct of manufacturing processes on equipment, provision of services, and/or the provision of research & development. Next, list
the top five product and/or service codes your organization provides for each program you participate in. The product/service drop-down list is based on your responses to Section X. If your
product or service does not appear in the drop-down, ensure that you have identified your organization as a manufacturer or provider of that product or service in Section X.
If you participate in a space-related program that is not listed below, you may enter it in the 'Other' section at the bottom. First, identify the relevant agency in the 'U.S. Government
Agency' column and then identify the program name in the 'Space Program Name' column.

Not Applicable?

If your organization is not sure of its participation in any U.S. Government space-related programs and have reviewed the list below as confirmation, select "Not Applicable" from the box to the
right and skip this section.
Note: For your convienence, you may utilize the built-in filters to isolate particular U.S. Government agencies or programs from the list (press the down facing arrow in the top right corner of the
relevant box below).
U.S. Government Agency
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27

Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force

28

Air Force

29
30
31
32
33
34
35
36
37
38
39

Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force

Space Program Name
ADAP-Advanced Digital Antenna Production
AEHF-Advanced Extremely High Frequency
AEP-Architecture Evolution program
AFCPT-Air Force Command Post Terminals
AFSCN ESD-Air Force Satellite Control Network Electronic Schedule
AFSCN ESD-Air Force Satellite Control Network Electronic Schedule
AFSCN RBC-Air Force Satellite Control Network Remote Tracking Station Block
AFSSS-Air Force Space Surveillance System
AFWET-Air Force Wideband Enterprise Terminals
AITG-Airborne Integrated Terminals Group
ARS-Archival Recorder Systems
ARTS-Automated Remote Tracking Station
BMEWS-Ballistic Missile Early Warning System
CCS- Counter Communications System
CCS-C Block 1-Command and Control System
CCS-C-Command & Control System-Consolidated
DAGR-Defense Advanced GPS Receiver
DMSP-Defense Meteorological Satellite Program
DSCS-Defense Satellite communications System
DSP-Defense Support Program
DWSS- Defense Weather Satellite System
EELV-Evolved Expendable Launch Vehicles
EELV Delta IV-Evolved Expendable Launch Vehicles
Eglin Radar
Eglin Radar SLEP
EPS-Enhanced Polar System
FAB-T-Family of Advanced Beyond Line-of-Sight Terminals (Inc 1)
GBS DECC Transition-Global Satellite Broadcast System Defense Enterprise
Computing Center Transition
GBS-Global Broadcast Service
GEODSS-Ground-Based Electro Optical Deep Space Surveillance
Globus II
GMT-Ground Multiband Terminals
GPS Block IIF-GPS Block IIF
GPS Block IIR-GPS Block IIR
GPS IIA
GPS IIIA-GPS IIIA
HUSIR-Haystack Ultra-Wideband Satellite Imaging Radar
JETSS-Joint Execution and Training System for Space
JMS-Joint Space Operations Center (JSpOC) Mission System (JMS)

Participation
Prime Contractor
Sub-Contractor
Other Type of Support

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

1

Product/Service Code Supporting Space Programs
2
3
4
5

40
41
42
43
44
45
46
47
48
49
50

Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force

51

Air Force

52
53

Air Force
Air Force

54

Air Force

55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85

Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Air Force
Army
NASA
NASA

86

NASA

Active Sensing of CO2 Emissions over Nights, Days, and Seasons (ASCENDS)

87
88
89
90
91
92

NASA
NASA
NASA
NASA
NASA
NASA

93

NASA

94
95
96

NASA
NASA
NASA

Advanced Stirling Radioisotope Generator (ARSG)
AMMOS
Aqua
Aquarius
Astrophysics Explorer Program - Astro-H (SXS)
Astrophysics Explorer Program - Gravity and Extreme Magnetism (GEMS)
Astrophysics Explorer Program - Nuclear Spectroscopic Telescope Array
(NuSTAR)
Astrophysics Research Program
Aura
Cassini-Huygens

LADO-Launch, Early Orbit, Anomaly, & Disposal Operations
LIONS-Logistics Information Operations Systems
LTRS-Launch Test Range System
MAGR-2K-Miniaturized Airborne GPS Receiver 2000
MARK IVB-Meteorological Data Station
MGUE-GPS User Equipment: Modernized UE
Milstar Satellites
Milstar/DMU II Terminals
Miltar SMCS Satellite Mission Control Subsystem
Minotaur-SMC/SDTW Launch Vehicle
MMP-Minuteman MEECN Program
MMSOC-GSA-Multi-Mission Space Operations Center Ground Support
Architecture
MOSS-Moron Optical Space Surveillance
NAVSTAR MUE
NAVSTAR GPS-Navigational Signal Timing and Ranging Global Positioning
System
NDS-Nuclear Detonation Detection System
NPOESS-National Polar-orbiting Operational Environmental Satellite System
OAS-Orbital Analysis Systems
OCS-GPS Operational Control Segment
OCX-Next Generation Operational Control System
OSR-Operational Switch Replacement
PARCS-Perimeter Acquisition Radar Attack Characterization System
PAWS-PAVE Phased Array Warning System
RAIDRS-Rapid Attack Identification Detection Reporting System
RSLP-Rocket Systems Launch Program
RSS-Receiving Set Satellite
RSTN-Radio Solar Telescope Network
S2E2-SBIRS Survivable Endurable Evolution
SBIRS Fixed Sites
SBIRS High-Space Based Infrared System
SBIRS Mobile Vehicles
SBIRS Space Segment
SBIRS-Space Based Infrared Systems
SBSS Blk10-Space Based Space Surveillance Block 10
SCAMP-Single Channel Anti-Jam Man Portable Terminal
SMART-T-Secure mobile Anti-Jam Reliable Tactical Terminal
SOON-Solar Observing Optical Network
Space Fence
SSAEM-Space Situational Awareness Environmental Monitoring
VTS-A-Vandenberg Tracking Station-A
WGS Block I-Wideband Global SATCOM
WGS Block II-Wideband Global SATCOM
WGS Block III-Wideband Global SATCOM
JTAGS-Joint Tactical Ground Station
21st Century Ground Systems
Active Cavity Radiometer Irradiance Monitor Satellite (ACRIMSat)

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

97
98
99
100
101
102
103

NASA
NASA
NASA
NASA
NASA
NASA
NASA

104

NASA

105
106
107
108
109
110
111
112

NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA

CLARREO
CloudSat
Commercial Crew and Cargo Program
Commercial Crew Development (CCDev)
Constellation Program
Cosmic Origins Program - Herschel Space Observatory
Cosmic Origins Program - Hubble Space Telescope
Cosmic Origins Program - Stratospheric Observatory For Infrared Astronomy
(SOFIA)
DESDynI
Discovery - MESSENGER
Earth Observing-1 (EO-1)
Earth Science Multi-Mission
Earth Science Technology
EPOXI (Was Deep Impact)
ExoMars/Trace Gas Orbiter (TGO)
Exoplanet Exploration Program - Kepler

113

NASA

Exoplanet Exploration Program - Large Binocular Telescope Interferometer (LBTI)

114
115
116
117
118
119
120
121
122
123

NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA

GALEX
Genesis
Global Precipitation Measurement (GPM)
Glory Mission
GRACE
GRACE FO
Hayabusa-U.S. (MUSES-C)
Heliophysics Explorer Program - AIM
Heliophysics Explorer Program - CINDI
Heliophysics Explorer Program - IBEX

124

NASA

Heliophysics Explorer Program - Interface Region Imaging Spectrograph (IRIS)

125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154

NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA

Heliophysics Explorer Program - THEMIS
Heliophysics Explorer Program - TWINS
Heliophysics Research
Ice, Cloud, and land Elevation Satellite (ICESat-II)
International Space Station Program
James Webb Space Telescope (JWST)
Jason-1
Jason-3
Kepler
Landsat Data Continuity Mission (LDCM)
Launch Services Program
Living with a Star - Radiation Belt Storm Probes (RBSP)
Living with a Star - Solar Dynamics Observatory (SDO)
Living with a Star - Solar Orbiter
Living with a Star - Solar Probe Plus
Lunar Crater Observation and Sensing Satellite
Lunar Quest Program - ASPERA-3
Lunar Quest Program - Dawn
Lunar Quest Program - GRAIL
Lunar Quest Program - LADEE
Lunar Quest Program - Stardust NexT
Lunar Quest Program - Strofio
Mars 2018
Mars Exploration - 2016
Mars Exploration - MAVEN
Mars Exploration - MSL
Mars Exploration - Odyssey
Mars Exploration - Spirit and Opportunity
Mars Exploration Rover (MER)
Mars Global Surveyor

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155
156
157
158
159
160
161
162
163
164
165
166
167
168
169
170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193
194
195
Other
Other
Other
Other
Other
Other
Other
Other
Other
Other

NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
NASA
Navy

Mars Reconnaissance Orbiter
Mars Science Laboratory (MSL)
Mulit-purpose Crew Vehicle
New Frontiers - Juno
New Frontiers - New Horizons
New Millennium
NPOESS Preparatory Project (NPP)
NuSTAR
OCO
OCO-2
OSTM
OSTM/Jason-2
Outer Planets - Cassini
Phoenix
Physics of the Cosmos (POCS) - Chandra X-ray Observatory
Physics of the Cosmos (POCS) - Fermi Gamma-ray Space Telescope
Physics of the Cosmos (POCS) - Planck
Pre-Aerosol, Clouds, and Ecosystem Mission (PACE)
Prometheus
Quick Scatterometer (QuikSCAT)
Radioisotope Power Systems (RPS)
SIM PlanetQuest
SMAP
Soil Moisture Active and Passive (SMAP)
Solar Radiation and Climate Experiment (SORCE)
Solar Terrestrial Probes - Hinode
Solar Terrestrial Probes - Magnetospheric Multiscale Mission (MMS)
Solar Terrestrial Probes - STEREO
Space Communications and Navigation
Space Launch System
Space Shuttle Program
Spitzer Space Telescope (SIRTF)
Stratospheric Aerosol and Gas Experiment (SAGE III) on the ISS
Surface Water and Ocean Topography (SWOT)
Terra
Transmission and Data Relay Satellite System
TRMM
Venture Class Missions
Voyager
WISE
MUOS-Mobile User Objective System

BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 5.a

Critical Suppliers

For each Product and Service segment (A-P), identify your organization's critical suppliers. Only identify suppliers that support products/services mentioned earlier in the survey (in Section X). Each critical supplier should be filled in the Product and Service segment of the
product/service they supply - not the segment their product/service is utilized for. For example: a supplier who provides traveling wave tubes should be identified in segment E: Electronics & Computer Technology for Space.
Once you have located the appropriate segment for a supplier, identify the supplier's name, the product/service area they provide (from the drop-down menu), and a short description of the specific product/service. Next, identify the product/service area that each item supplied is utilized for
(this should be one of the products/services your organization manufactures or provides). In addition, identify the city, state, and country of the supplier and whether this supplier is a single and/or sole source of the product/service in question (see definitions). Finally, identify any U.S.
Government programs that each supplier and product/service is used to support by your organization, if applicable.
If a supplier provides more than one product/service area, complete the supplier information on two separate rows and alter the product/service area accordingly.
For the purposes of this survey, a supplier may be, but does not have to be, considered critical if it:
a) Is used to support multiple U.S. Government programs;
b) Is a sole and/or single source supplier;
c) Contributes a significant portion to the end product's value;
d) Provides a product/service that has a long lead-time; and/or
e) Meets any other criteria for criticality that your organization utilizes.

Supplier Name

Product Area Provided by
Supplier

Product Description

Product Area Supplied
Product is Utilized For

A: Spacecraft & Launch Vehicles
Supplier State
Supplier City
(if applicable)

Supplier Name

Product Area Provided by
Supplier

Product Description

Product Area Supplied
Product is Utilized For

B: Propulsion Systems & Fuels
Supplier State
Supplier City
(if applicable)

Supplier Name

Product Area Provided by
Supplier

Product Description

Product Area Supplied
Product is Utilized For

Supplier City

Supplier Name

Product Area Provided by
Supplier

Product Description

Product Area Supplied
Product is Utilized For

Supplier City

Supplier Country

Single/Sole
Supplier?

1

U.S. Government Program Supported
2

3

Supplier Country

Single/Sole
Supplier?

1

U.S. Government Program Supported
2

3

Supplier Country

Single/Sole
Supplier?

1

U.S. Government Program Supported
2

3

Supplier Country

Single/Sole
Supplier?

1

U.S. Government Program Supported
2

3

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
C: Navigation & Control
Supplier State
(if applicable)

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
D: Communications Systems
Supplier State
(if applicable)

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
Comments:

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 5.b

Critical Suppliers (cont.)

For each Product and Service segment (A-P), identify your organization's critical suppliers. Only identify suppliers that support products/services mentioned earlier in the survey (in Section X). Each critical supplier should be filled in the Product and Service segment of the
product/service they supply - not the segment their product/service is utilized for. For example: a supplier who provides traveling wave tubes should be identified in segment E: Electronics & Computer Technology for Space.
Once you have located the appropriate segment for a supplier, identify the supplier's name, the product/service area they provide (from the drop-down menu), and a short description of the specific product/service. Next, identify the product/service area that each item supplied is utilized for
(this should be one of the products/services your organization manufactures or provides). In addition, identify the city, state, and country of the supplier and whether this supplier is a single and/or sole source of the product/service in question (see definitions). Finally, identify any U.S.
Government programs that each supplier and product/service is used to support by your organization, if applicable.
If a supplier provides more than one product/service area, complete the supplier information on two separate rows and alter the product/service area accordingly.
For the purposes of this survey, a supplier may be, but does not have to be, considered critical if it:
a) Is used to support multiple U.S. Government programs;
b) Is a sole and/or single source supplier;
c) Contributes a significant portion to the end product's value;
d) Provides a product/service that has a long lead-time; and/or
e) Meets any other criteria for criticality that your organization utilizes.
E: Space Shielding, Enviornmental Control/Monitoring, and Life Support
Product Area Supplied
Supplier State
Supplier City
Supplier Country
Product is Utilized For
(if applicable)

Single/Sole
Supplier?

1

U.S. Government Program Supported
2

3

F: Payload Instruments & Measurement Tools
Product Area Supplied
Supplier State
Supplier City
Supplier Country
Product is Utilized For
(if applicable)

Single/Sole
Supplier?

1

U.S. Government Program Supported
2

3

Single/Sole
Supplier?

1

U.S. Government Program Supported
2

3

Single/Sole
Supplier?

1

U.S. Government Program Supported
2

3

Supplier Name

Product Area Provided by
Supplier

Product Description

Supplier Name

Product Area Provided by
Supplier

Product Description

Supplier Name

Product Area Provided by
Supplier

Product Description

Product Area Supplied
Product is Utilized For

Supplier Name

Product Area Provided by
Supplier

Product Description

Product Area Supplied
Product is Utilized For

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
G: Ground Systems
Supplier State
(if applicable)

Supplier City

Supplier Country

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
H: Non-Earth Based Surface Systems
Supplier State
Supplier City
Supplier Country
(if applicable)

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
Comments:

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 5.c

Critical Suppliers (cont.)

For each Product and Service segment (A-P), identify your organization's critical suppliers. Only identify suppliers that support products/services mentioned earlier in the survey (in Section X). Each critical supplier should be filled in the Product and Service segment of the
product/service they supply - not the segment their product/service is utilized for. For example: a supplier who provides traveling wave tubes should be identified in segment E: Electronics & Computer Technology for Space.
Once you have located the appropriate segment for a supplier, identify the supplier's name, the product/service area they provide (from the drop-down menu), and a short description of the specific product/service. Next, identify the product/service area that each item supplied is utilized for
(this should be one of the products/services your organization manufactures or provides). In addition, identify the city, state, and country of the supplier and whether this supplier is a single and/or sole source of the product/service in question (see definitions). Finally, identify any U.S.
Government programs that each supplier and product/service is used to support by your organization, if applicable.
If a supplier provides more than one product/service area, complete the supplier information on two separate rows and alter the product/service area accordingly.
For the purposes of this survey, a supplier may be, but does not have to be, considered critical if it:
a) Is used to support multiple U.S. Government programs;
b) Is a sole and/or single source supplier;
c) Contributes a significant portion to the end product's value;
d) Provides a product/service that has a long lead-time; and/or
e) Meets any other criteria for criticality that your organization utilizes.

Supplier Name

Product Area Provided by
Supplier

Product Description

Product Area Supplied
Product is Utilized For

Supplier Name

Product Area Provided by
Supplier

Product Description

Product Area Supplied
Product is Utilized For

Supplier Name

Product Area Provided by
Supplier

Product Description

Product Area Supplied
Product is Utilized For

Supplier Name

Product Area Provided by
Supplier

Product Description

Product Area Supplied
Product is Utilized For

I: Power Sources & Energy Storage
Supplier State
Supplier City
(if applicable)

Supplier Country

Single/Sole
Supplier?

1

U.S. Government Program Supported
2

3

Supplier Country

Single/Sole
Supplier?

1

U.S. Government Program Supported
2

3

Supplier Country

Single/Sole
Supplier?

1

U.S. Government Program Supported
2

3

Supplier Country

Single/Sole
Supplier?

1

U.S. Government Program Supported
2

3

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
J: Electronic Equipment
Supplier State
(if applicable)

Supplier City

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
K: Computer Hardware & Robotics
Supplier State
Supplier City
(if applicable)

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
L: Software
Supplier State
(if applicable)

Supplier City

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
Comments:

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 5.d

Critical Suppliers (cont.)

For each Product and Service segment (A-P), identify your organization's critical suppliers. Only identify suppliers that support products/services mentioned earlier in the survey (in Section X). Each critical supplier should be filled in the Product and Service segment of the
product/service they supply - not the segment their product/service is utilized for. For example: a supplier who provides traveling wave tubes should be identified in segment E: Electronics & Computer Technology for Space.
Once you have located the appropriate segment for a supplier, identify the supplier's name, the product/service area they provide (from the drop-down menu), and a short description of the specific product/service. Next, identify the product/service area that each item supplied is utilized for
(this should be one of the products/services your organization manufactures or provides). In addition, identify the city, state, and country of the supplier and whether this supplier is a single and/or sole source of the product/service in question (see definitions). Finally, identify any U.S.
Government programs that each supplier and product/service is used to support by your organization, if applicable.
If a supplier provides more than one product/service area, complete the supplier information on two separate rows and alter the product/service area accordingly.
For the purposes of this survey, a supplier may be, but does not have to be, considered critical if it:
a) Is used to support multiple U.S. Government programs;
b) Is a sole and/or single source supplier;
c) Contributes a significant portion to the end product's value;
d) Provides a product/service that has a long lead-time; and/or
e) Meets any other criteria for criticality that your organization utilizes.
M: Materials, Structures, and Mechanical Systems
Product Area Supplied
Supplier State
Supplier City
Supplier Country
Product is Utilized For
(if applicable)

Single/Sole
Supplier?

1

U.S. Government Program Supported
2

3

N: Manufacturing Tools & Specialty Equipment
Product Area Supplied
Supplier State
Supplier City
Supplier Country
Product is Utilized For
(if applicable)

Single/Sole
Supplier?

1

U.S. Government Program Supported
2

3

Supplier Country

Single/Sole
Supplier?

1

U.S. Government Program Supported
2

3

Supplier Country

Single/Sole
Supplier?

1

U.S. Government Program Supported
2

3

Supplier Name

Product Area Provided by
Supplier

Product Description

Supplier Name

Product Area Provided by
Supplier

Product Description

Supplier Name

Product Area Provided by
Supplier

Product Description

Product Area Supplied
Product is Utilized For

Supplier City

Supplier Name

Product Area Provided by
Supplier

Product Description

Product Area Supplied
Product is Utilized For

Supplier City

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
O: Services
Supplier State
(if applicable)

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
P: Research & Development
Supplier State
(if applicable)

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
Comments:

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 6
Top Customers
Identify your organization's top 20 U.S. and non-U.S. direct space-related customers by sales for the 2008-2011 period. Indicate the type of customer, their location, and whether or not you
compete with the customer at any level of your business. Finally, identify the top five products and/or services your organization provided to each customer.
If your organization does not have any space-related customers, you may skip this section.
Top U.S.-Based Customers
Customer Name
1.

Type of Customer

Customer City

Customer State

Competitor?

Product/Service Codes Provided to Customer
1
2
3
4
5

Competitor?

Product/Service Codes Provided to Customer
1
2
3
4
5

U.S. Government Defense
U.S. Government NonDefense
Commercial
University
Non-profit organization

2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.

Top Non-U.S. Based Customers
Customer Name
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.

Type of Customer

Customer City

Customer Country

Government Defense
Government Non-Defense
Commercial
University
Non-profit organization

Comments:

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 7
Top Competitors
Identify your organization's leading U.S. and non-U.S. competitors for space-related products and/or services. Indicate thier name, the type of competitor, location,
and corresponding Product and Service Segment relating to the competition. Note: U.S. Government agencies and centers may be considered competitors.
If your organization does not have competitors for space-related products and/or services, you may skip this section.

Competitor Name

U.S. Competitors
Type of Competitor

Competitor Name

Non-U.S. Competitors
Type of Competitor

State

1

Product/Service Segment
2

3

Country

1

Product/Service Segment
2

3

1.
2.
A. 3.
4.
5.

1.
2.
3.
4.
5.
Has your organization been adversely impacted by competition from Federally Funded Research and Development Centers (FFRDCs)
and/or U.S. Government agencies? Explain below. If this question is not applicable to your organization, select "Not Applicable" from the
B. box to the right.

Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 8.a

Manufacturing Operations

Section 8 asks questions related to your organization's manufacturing operations.
If your organization manufactures one or more of the products in Section 3, you must complete this
section.
If your organization has not identified itself as a manufacturer of any of the
products in Section 3, select "Not Applicable" in the box to the right. You may then
skip this section and proceed to Section 9.
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 8.b

A.

Manufacturing Operations

Estimate your organization's current "Make/Buy" ratio. In other words, estimate the percentage of dollars
spent for work done by your organization's employees ("Make" percentage) vs. the dollars spent for work done
by outside contractors ("Buy" percentage).
Note: "Make" includes internal company purchasing.

Make %

Buy %

Does your organization maintain an inventory for space-related components, manufacturing materials, and/or finished products? (See
definitions)

Components and Manufacturing
Materials/Finished
Products/Both/None

B.

C.

On average, what is the normal supply level of space-related finished, manufactured products normally kept in inventory?

Months

On average, what is the normal supply level of space-related components and manufacturing materials products normally kept in
inventory?

Months

What is the average amount of time it takes to approve or officially certify a supplier for space-related applications, assuming one was
available?

Month Ranges

Does your organization use any of the elements identified below in its space-related production process or as a component of final products? Identify each.
Aluminium
Praseodymium
Antimony
Rare Earth Phosphors
Carbon graphite
Rare Earth Polishing Agent
Copper
Samarium
Dysprosium
Samarium-Cobalt Magnets
D.
Europium
Tantalum
Gadolinium
Terbium
Gold
Tin
Mercury
Titanium
Neodymium
Tungsten
Neodymium-Iron-Boron Magnets
Yttrium
Other Rare Earth Oxide or
Other Rare Earth Metal or
Chemical (specify)
Alloy (specify)
Identify whether your organization's space-related operations have been adversely impacted by any of the following factors related to the elements identified above.
Explain your response, identifying the specific elements concerned.
Factor
Explain
Yes/No
Increase in U.S. demand
E.
Increase in non-U.S. demand
Decrease in U.S. availability
Decrease in non-U.S. availability
Sharp changes in market price
Other (specify)
2008
2009
Estimate the capacity utilization rate (see definitions) for your organization from 2008-2011.
2010
2011
F.
Estimate the minimum level of capacity utilization necessary to keep your production costs from changing disproportionately to order
volume. Explain your response below.

Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 9
A.

General Business Operations

Does your organization maintain an internal preferred sub-contractor/supplier program? If "Yes," what
percentage of suppliers have preferred status?

Preferred Program?
Percentage:

Does your organization have a formal sub-contractor/supplier evaluation program? If "Yes," identify what factors your
organization utilizes for these evaluations below.
Ability to manage sudden changes in
Ownership changes
requirements/demand

B.

Expectation of future business

Quality of products/services provided

Location and geo-political risks

Single/sole sourcing

On-cost delivery

Sub-contractor/supplier financial health

On-time delivery

Terms of Payment

Other (specify)

Other (specify)

From the drop-down below, identify the top three support operations that present challenges when utilizing outside/third-party suppliers for space-related
operations. Explain each. Challenges may include lack of qualified vendors, pricing, quality issues, environmental regulations, etc.
Type of Business Support Operation

Explanation of Challenges

C.

Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 10
Relationship with the U.S. Government
To the best of your knowledge, identify any U.S. Government agencies your organization directly and/or indirectly supports from the list below.
For each, indicate whether this support is space-related, non-space related, or both.
Agency
Agency
Central Intelligence Agency (CIA)
Defense Advanced Research Projects Agency
(DARPA)
Director, Defense Research and Engineering
(DDR&E)
Department of Energy (including the National
A. Nuclear Security Administration)
Federal Aviation Administration (FAA)
Missile Defense Agency (MDA)
Other (specify)
Other (specify)
Other (specify)

B.

Space-related
Non-space related
Both
Do Not Support

National Geospatial-Intelligence Agency (NGA)
National Oceanic and Atmospheric Administration
(NOAA)
National Aeronautics and Space Administration
(NASA)
National Reconnaissance Office (NRO)
National Security Agency (NSA)
U.S. Air Force (including the Space and Missile
Systems Center and AFRL)
U.S. Army (including the Space and Missile
Defense Command)
U.S. Navy (including the Office of Naval Research
and Naval Research Laboratory)
Other Department of Defense Organizations

Does your organization consider itself dependent upon current U.S. Government space-related programs for its
continued viability? Explain your response below.

Estimate the percentage range of compatibility of your current U.S. Government space-related product/service lines with
current commercial space applications, if applicable.
Estimate the percentage range of compatibility of all your space-related product/service lines (U.S. Government- and
D.
commercial) to your non-space related product/service lines, if applicable.
Is your organization capable of providing specialty, low-volume or one-time, space-related products/services to the U.S.
Government at a reasonable cost, while maintaining your current business operations?
Is your organization willing to provide specialty, low-volume or one-time, space-related products/services to the U.S.
Government at a reasonable cost, while maintaining your current business operations?
E.
Are there steps that the U.S. Government can take to make the provision of specialty, low-volume or one-time, spacerelated products and services more attractive to your company? Explain your response below.
C.

F.

Does your organization have effective avenues through which you are able to present innovative products, services, and
technologies to the U.S. Government? Explain your response below.

Has your company ever received a rated order (DO or DX) from a U.S. Government agency? A rated order means a
G. prime contract, a subcontract, or a purchase order in support of an approved program issued in accordance with the
provisions of the Defense Priorities and Allocation System (DPAS) regulations (15 CFR part 700).
Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

% ranges
% ranges

Section 11.a
Demand and Production
On a scale from 1 to 5, what is your organization's vulnerability to large variability of U.S. Government demand for spacerelated products/services over time? (1 = no vulnerability; 5 = very high vulnerability). Explain your reasoning below. If this
A. is not applicable to your company, select 'Not Applicable' from the drop-down.

On a scale from 1 to 5, what is your organization's vulnerability to large variability of commercial demand for space-related
products/services over time? (1 = no vulnerability; 5 = very high vulnerability). Explain your response below. If this is not
B. applicable to your company, select 'Not Applicable' from the drop-down.

From the list below, select the potential impacts a sudden decrease in direct and/or indirect U.S. Government space-related demand would have on your
organization:

C.

Decreased capital expenditures

Pursuit of new product lines

Decreased research & development
expenditures

Pursuit of other non-U.S. customers

Disproportionate reduction in sales revenue

Pursuit of other U.S. customers

Elimination of all participation in U.S.
Government contracts

Reduced participation in U.S. Government
contracts

Increased product/service costs

Reduction or elimination of particular product lines

Loss of company viability or solvency

Sale of key production equipment

Loss of personnel with key skills

Other (specify)

Other (specify)

Other (specify)

Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 11.b
Demand and Production (cont.)
Has variability of demand from U.S. Government organizations for space-related
products/services adversely impacted your organization's desire to continue to directly
A. or indirectly serve these customers? Explain your response below.

Significantly/Somewhat/Not at
All/Not Applicable

From 2008-2011, indicate if your organization experienced an increase, decrease, or no change in space-related customer
demand for the following activities that you provide, if applicable. Explain your response below.
Distribution/brokerage/reseller/retail
Increase in demand
Inspection and quality control
Decrease in Demand
Integration (product, systems integration)
No change
Information technology (software, hardware, installation)
Not applicable
Maintenance/aftermarket/repair/refurbishing services
Manufacturing (including assembly)
Manufacturing systems development and management
B.
Material finishing (machining, coating, plating, heat treating, etc.)
Material preparation (casting, forming, molding, forging, etc.)
Product and design engineering (tooling, new processes, etc.)
Professional services (legal, accounting, consulting, etc.)
Research and development
Raw materials provider
Testing/evaluation/validation
Other services not specified elsewhere
on this list
Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 12

Sales

Provide your organization's 2008-2011 U.S. and non-U.S. sales information and projected 2012-2016 sales trend information. Calendar year data is
preferred. Estimates are acceptable.
Note: Ensure your source of sales data is consistent with your response to Section X, Question X. In other words, if you have declared this to be a
Division/Business Unit-level response, this section should contain Division/Business Unit-level data.
Source of Sales Data:
Reporting Schedule:
"U.S." means U.S. domestic sales; "Non-U.S."
means export sales from U.S. locations

2008
U.S.
Non-U.S.

Record in $ Thousands, e.g. $12,000.00 = survey input $12
2009
2010
2011
U.S.
Non-U.S.
U.S.
Non-U.S.
U.S.
Non-U.S.

A. Total Sales, all Customers (in $)
B.
C.

Total Non-Government Sales
(as a % of part A)

Total Government Sales
(as a % of part A)

D. Total Space-Related Sales (in $)
U.S. Government Space-Related,
Defense Sales (as a % of part D)
U.S. Government Space-Related, NonF.
Defense Sales (as a % of part D)
Commercial Space-Related Sales (as a %
G. of part D)
E.

Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

2012-2016
U.S.
Non-U.S.

Section 13.a
Financials
Report select line items from your organization's financial statement for years 2008-2011. From the drop-down indicate whether the reported
income statement and balance sheet select line items are Business Unit/Division or Corporate/Whole Organization financials.
Note: Universities should not provide financial information. Please skip to Section X.
Note: Ensure your source of sales data is consistent with your response to Section X, Question X. In other words, if you have
declared this to be a Division/Business Unit-level response, this section should contain Division/Business Unit-level data.
Source of Financial Line Items:
Reporting Schedule:
Income Statement (Select Line Items)
A.
B.
C.
D.
E.

Record in $ Thousands, e.g. $12,000.00 = survey input of $12
2009
2010
2011

2008

Record in $ Thousands, e.g. $12,000.00 = survey input of $12
2009
2010
2011

Net Sales (and other revenue)
Cost of Goods Sold
Total Operating Income (Loss)
Earnings Before Interest and Taxes
Net Income
Balance Sheet (Select Line Items)

A.
B.
C.
D.
E.
F.
G.
H.

2008

Cash
Inventories
Total Current Assets
Total Assets
Total Current Liabilities
Total Liabilities
Retained Earnings
Total Owner's Equity
Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 13.b
Financials (cont.)
Use the space below to qualify with narrative any anomalies, transactions, or non-recurring events reflected in your financial
statement line items, e.g. reporting restatement, merger and acquisition, Chapter 11, SEC investigation, etc.
A.

2008

B.

2009

C.

2010

D.

2011

Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 14.a
Research and Development
Record your organization's total research and development (R&D) dollar expenditures and the percentage of total R&D expenditures for all operations at this
survey's reporting level. Then, indicate both the type of R&D performed, by percent allocation, and your organization's R&D funding sources, by percent of
total R&D dollars sourced.
Note: If your organization's annual Total R&D Expenditures and Total R&D Funding Sources do not match, explain the discrepancy in the comment box.
Note: Ensure your source of R&D data is consistent with your response to Section X, Question X. In other words, if you have declared this to be a
Division/Business Unit-level response, this section should contain Division/Business Unit-level data.
Source of R&D Data:
R&D Reporting Schedule:
Record $ in Thousands, e.g. $12,000.00 = survey input of $12
R&D Expenditures
2008
2009
2010
2011
1. Total R&D Expenditures
2. Basic Research (as a percent of 1)
A.

3. Applied Research (as a percent of 1)
4. Product/Process Development (as a percent of 1)
5. Total of 2 - 4 (must equal 100%)

0%

0%

0%

0%

6. % of Total R&D Expenditures relating to space-related business lines
R&D Funding Sources

B.

1.
2.
3.
4.
5.
6.
7.
8.

Record $ in Thousands, e.g. $12,000.00 = survey input of $12
2008
2009
2010
2011

Total R&D Funding Sources
Internal/Self-Funded/IRAD (as a percent of 1)
Total Federal Government (as a percent of 1)
Total State and Local Government (as a percent of 1)
Universities - Public and Private (as a percent of 1)
U.S. industry, venture capital, non-profit (as a percent of 1)
Non-U.S. investors (as a percent of 1)
Other (specify)
Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 14.b
A.

B.

Research & Development (cont.)

Have your organization's R&D expenditures been adversely impacted by reductions in U.S. Government spacerelated spending?
Do you anticipate your organization's R&D expenditures to be adversely impacted in the future by reductions in
U.S. Government space-related spending? Explain your response below.

Significantly Impact/Moderate
Impact/Little Impact/No Impact/Not
Applicable
Significantly Impact/Moderate
Impact/Little Impact/No Impact/Not
Applicable

Identify the number of space-related Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) contracts your
organization has participated in by phase since 2008.
Phase I
Phase II
Phase III
C.

SBIR Contracts
STTR Contracts

D.

Has your organization had difficulty in securing private funding in order to successfully bring space-related
research and development projects to market? If "Yes," explain below.

Comments:

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 15
Capital Expenditures
Record your organization's capital expenditures corresponding to the select categories for all operations at this survey's response level.
Note: Ensure your source of capital expenditure data is consistent with your response to Section X, Question X. In other words, if you have
declared this to be a Division/Business Unit-level response, this section should contain Division/Business Unit-level data.
Source of Capital Expenditure Data:
Capital Expenditure Reporting Schedule:
Record in $ Thousands, e.g. $12,000.00 = survey input of $12
Capital Expenditure Category
2008
2009
2010
2011
A. Total Capital Expenditures
B. Machinery, Equipment, and Vehicles (as a percent of 1)
C. IT, Computers, Software (as a percent of 1)
D. Land, Buildings, and Leasehold Improvements (as a percent of 1)
E. Other (specify)
F. Other (specify)
% of Total Capital Expenditures relating to space-related business
G.
lines
Significantly Impact/Moderate
Have your organization's capital expenditures been adversely impacted by reductions in U.S. Government
Impact/Little Impact/No Impact/Not
C.
space-related spending?
Applicable
Significantly Impact/Moderate
Do you anticipate your organization's capital expenditures to be adversely impacted in the future by
Impact/Little Impact/No Impact/Not
reductions in U.S. Government space-related spending? Explain your response below.
Applicable
D.

Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 16.a
Employment
Record the total number of full-time equivalent (FTE) employees in your U.S.-based operations for the 2008-2011 period. Then, estimate the
percentage of these employees that perform the professional occupations indicated in parts b-j. Next, estimate the percentage of your
employees that work on space-related applications, followed by those who perform functions that are STEM-related (see definitions).
Do not double count personnel who may perform cross-operational roles. Estimates are encouraged.
Note: Ensure your source of employment data is consistent with your response to Section X, Question X. In other words, if you have
declared this to be a Division/Business Unit-level response, this section should contain Division/Business Unit-level data.

A.

a.
b.
c.
d.
e.
f.
g.
h.
i.
j.

Source of Workforce Data:
Reporting Schedule:
Professional Occupations
Total Full Time Equivalent (FTE) Employees
Administrative, Management, & Legal Staff
Facility & Maintenance Staff
Information Technology Professionals
Marketing & Sales
Engineers, Scientists, and R&D Staff
Production Line Workers
Testing Operators, Quality Control, & Support Technicians
Other (specify)
Other (specify)

2008
#
%

2009
#
%

2010
#
%

2011
#
%

B. Estimate the percentage of your employees that currently work on space-related products/services:

%

C. Estimate the percentage of your employees that perform functions that are STEM-related:

%

Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 16.b
Employment (cont.)
Provide the number of your organization's current staff that fall within the functions and age ranges listed in the table below.
Note: Non-U.S. citizens include Green Card and H1-B Visa Holders.
< 30 Years Old
30 to 40 Years Old
40 to 50 Years Old
A.
U.S. Citizens - Engineers,
a.
Scientists, and R&D Staff
Non-U.S. Citizens - Engineers,
b.
Scientists, and R&D Staff
Difficult to Hire
For your organization, identify the top professional occupations
B.
that are the most difficult to hire and retain.

50 to 60 Years Old

> 60 Years Old

Difficult to Retain

How many vacancies for positions related to technical production and/or design-related work does your
organization currently have that remain unfilled? Please explain any difficulties in filling their vacancies
C. below.

Identify any unique space-related skills and/or competencies that your organization may have. Identify the general type of skill and/or competency from
the drop-down menu then describe it in the right hand box.
Type of Skill or Competency
Explanation
1.
D.
2.
3.
4.
5.
Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 17
Obstacles Affecting Long-Term Viability
Identify the top five issues and challenges affecting the long-term viability of your organization's product line(s) or service(s). Select five of the
issues/challenges below, ranking them 1 to 5, with 1 being your top concern.
Barriers to entry in the commerical
Pension Costs
space market
Buy American Act Waivers
Proposed cuts to U.S. Government space programs
Counterfeit Parts
Proximity to Customer
Domestic Competition
Proximity to Supplier
Environmental Regulations/
Qualifications/Certifications
Remediation
Export Controls/ITAR Regulations
R&D Costs
A.
Foreign Competition
Skills Retention
Foreign Subsidies/Import Restrictions

Taxes

Government Acquisition Process
U.S. Material Availability
Government Purchasing Volatility
U.S. Supplier Reliability
Government Regulatory Burden
Variability of Demand
Healthcare
Other (specify)
Non-U.S. Material Availability
Other (specify)
Non-U.S. Supplier Reliability
Other (specify)
Labor Costs
Other (specify)
There are many federal and state government programs and services available to assist your organization to better compete in the global marketplace. If
your organization would like more information regarding these government programs, select the specific areas of interest below. The Commerce Department
will follow-up with your organization regarding your selections.
Manufacturing technology
Product/service development (including manufacturing
development (including acquiring,
standards, processes, and practices)
licensing, and/or commercializing
federally developed technologies)

B.

R&D programs

Financing (access to capital, loans, etc.)

Technology transfer

Training opportunities

Business development (joint
ventures, new markets, etc.)

Patents and trademarks

Export opportunities

Energy and environmentally conscious manufacturing

Export licensing (ITAR/EAR)

Government procurement guidelines and e-commerce

Marketing assessments skills

Other (specify)

Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey

Section 18
Certification
The undersigned certifies that the information herein supplied in response to this questionnaire is complete and correct to the best of his/her
knowledge. It is a criminal offense to willfully make a false statement or representation to any department or agency of the United States Government
as to any matter within its jurisdiction (18 U.S.C.A. 1001 (1984 & SUPP. 1197))
Organization Name
Organization's Internet Address
Name of Authorizing Official
Title of Authorizing Official
E-mail Address
Phone Number and Extension
Date Certified
In the box below, provide any additional comments or any other information you wish to include regarding this survey assessment.

How many hours did it take to complete this survey?
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Space-Industry-Deep-Dive-OMB-0694-0119-Survey


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