Information Collection

Position Limits for Futures and Swaps

IC 195772 under ICR 201206-3038-004 · OMB 3038-0077.

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form 404A Position Limits for Futures and Swaps	Form and Instruction
401 Position Visibility Reporting INSTRUCTIONS FOR PREPARING AND FILING REPORTS ON CFTC FORM 401 - FINAL 06-22-12 (2).docx	Form and Instruction
404 Statement of Cash Positions in Physical Commodities INSTRUCTIONS FOR PREPARING AND FILING REPORTS ON CFTC FORM 404.docx	Form and Instruction
404A Statement of Anticipated Transactions in Physical Commod INSTRUCTIONS FOR PREPARING AND FILING REPORTS ON CFTC FORM 404A.docx	Form and Instruction
404S Statement of Pass-Through Swaps INSTRUCTIONS FOR PREPARING AND FILING REPORTS ON CFTC FORM 404S.docx	Form and Instruction

IC Title:

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 150 17 CFR 151 17 CFR 1

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	404A	Statement of Anticipated Transactions in Physical Commodities	INSTRUCTIONS FOR PREPARING AND FILING REPORTS ON CFTC FORM 404A.docx	Yes	Yes	Fillable Fileable
Form and Instruction	404S	Statement of Pass-Through Swaps	INSTRUCTIONS FOR PREPARING AND FILING REPORTS ON CFTC FORM 404S.docx	Yes	Yes	Fillable Fileable
Form and Instruction	401	Position Visibility Reporting	INSTRUCTIONS FOR PREPARING AND FILING REPORTS ON CFTC FORM 401 - FINAL 06-22-12 (2).docx	Yes	Yes	Fillable Fileable
Form and Instruction	404	Statement of Cash Positions in Physical Commodities	INSTRUCTIONS FOR PREPARING AND FILING REPORTS ON CFTC FORM 404.docx	Yes	Yes	Fillable Fileable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 250

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to New Statute	Previously Approved
Annual Number of Responses for this IC	55,971	13,374	42,597
Annual IC Time Burden (Hours)	555,400	247,940	307,460
Annual IC Cost Burden (Dollars)	71,500	22,200	49,300

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.