Notices of loss of exempt status prepared for TAs whose ARA is SEC or OCC

Rule 17Ad-4(b)&(c): Notices Regarding Exempt Transfer Agent Status

OMB: 3235-0341

IC ID: 202813

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Notices of loss of exempt status prepared for TAs whose ARA is SEC or OCC 270-264
 
No New
 
Mandatory
 
17 CFR 240.17AD-4(b)(c)

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Business and Industry Development

 

15 15
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 15 0 0 15 0 0
Annual IC Time Burden (Hours) 8 0 0 8 0 0
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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