Form 19-4 Form 19b-4

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File No. SR -

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 19b-4

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Amendment No.

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Pursuant to Rule 19b-4 under the Securities Exchange Act of 1934
Initial Amendment Withdrawal

Pilot

Section 19(b)(2)

Section 19(b)(3)(B)

Rule

Extension of Time Period for
Commission Action

Date Expires

Notice of proposed change pursuant to the Payment, Clearing and
Settlement Act of 2010
Section 806(e)(1)
Section 806(e)(2)
Exhibit 2 Sent As Paper Document

Section 19(b)(3)(A)

19b-4(f)(1)

19b-4(f)(4)

19b-4(f)(2)

19b-4(f)(5)

19b-4(f)(3)

19b-4(f)(6)

Security-Based Swap Submission pursuant to the
Securities Exchange Act of 1934
Section 3C(b)(2)

Exhibit 3 Sent As Paper Document

Description
Provide a brief description of the action (limit 250 characters).

Contact Information
Provide the name, telephone number and e-mail address of the person on the staff of the self-regulatory organization
prepared to respond to questions and comments on the action.

First Name

Last Name

Title
E-mail
Telephone Fax

Signature
Pursuant to the requirements of the Securities Exchange Act of 1934,
has duly caused this filing to be signed on its behalf by the undersigned thereunto duly authorized.

Date
By
(Name)
(Title)
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
For complete Form 19b-4 instructions please refer to the EFFS website.

Form 19b-4 Information
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Exhibit 1 - Notice of Proposed Rule Change
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Exhibit 1A - Notice of Proposed Rule
Change, Security-Based Swap
Submission, or Advance Notice by
Clearing Agencies
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The self-regulatory organization must provide all required information, presented in a clear and
comprehensible manner, to enable the public to provide meaningful comment on the proposal and for
the Commission to determine whether the proposal is consistent with the Act and applicable rules and
regulations under the Act.

The Notice section of this Form 19b-4 must comply with the guidelines for publication in the
Federal Register as well as any requirements for electronic filing as published by the Commission (if
applicable). The Office of the Federal Register (OFR) offers guidance on Federal Register publication
requirements in the Federal Register Document Drafting Handbook, October 1998 Revision. For example,
all references to the federal securities laws must include the corresponding cite to the United States Code
in a footnote. All references to SEC rules must include the corresponding cite to the Code of Federal
Regulations in a footnote. All references to Securities Exchange Act Releases must include the release
number, release date, Federal Register cite, Federal Register date, and corresponding file number
(e.g., SR-[SRO]-xx-xx). A material failure to comply with these guidelines will result in the proposed rule
change being deemed not properly filed. See also Rule 0-3 under the Act (17 CFR 240.0-3).

The Notice section of this Form 19b-4 must comply with the guidelines for publication in the
Federal Register as well as any requirements for electronic filing as published by the Commission (if
applicable). The Office of the Federal Register (OFR) offers guidance on Federal Register publication
requirements in the Federal Register Document Drafting Handbook, October 1998 Revision. For example,
all references to the federal securities laws must include the corresponding cite to the United States Code
in a footnote. All references to SEC rules must include the corresponding cite to the Code of Federal
Regulations in a footnote. All references to Securities Exchange Act Releases must include the release
number, release date, Federal Register cite, Federal Register date, and corresponding file number
(e.g., SR-[SRO]-xx-xx). A material failure to comply with these guidelines will result in the proposed rule
change, security-based swap submission or advance notice being deemed not properly filed. See also
Rule 0-3 under the Act (17 CFR 240.0-3).

Exhibit 2 - Notices, Written Comments,
Transcripts, Other Communications

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Copies of notices, written comments, transcripts, other communications. If such documents cannot be
filed electronically in accordance with Instruction F, they shall be filed in accordance with Instruction G.

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Exhibit Sent As Paper Document

Exhibit 3 - Form, Report, or Questionnaire
Copies of any form, report, or questionnaire that the self-regulatory organization proposes to use to
help implement or operate the proposed rule change, or that is referred to by the proposed rule change.

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Exhibit Sent As Paper Document

Exhibit 4 - Marked Copies

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Exhibit 5 - Proposed Rule Text
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Partial Amendment
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The full text shall be marked, in any convenient manner, to indicate additions to and deletions from the
immediately preceding filing. The purpose of Exhibit 4 is to permit the staff to identify immediately the
changes made from the text of the rule with which it has been working.

The self-regulatory organization may choose to attach as Exhibit 5 proposed changes to rule text in
place of providing it in Item I and which may otherwise be more easily readable if provided separately
from Form 19b-4. Exhibit 5 shall be considered part of the proposed rule change.

If the self-regulatory organization is amending only part of the text of a lengthy proposed rule change, it
may, with the Commission’s permission, file only those portions of the text of the proposed rule change in
which changes are being made if the filing (i.e. partial amendment) is clearly understandable on its face.
Such partial amendment shall be clearly identified and marked to show deletions and additions.