Information Collection

Rule 19b-4(n)(3) Posting of Advance Notices on Designated Clearing Agency Websites

IC 203195 under ICR 201207-3235-002 · OMB 3235-0045.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0045 can be found here:

Documents and Forms

Document Name Document Type
Form 19b-4 Rule 19b-4(n)(3) Posting of Advance Notices on Designated Clearing Agency Websites Form and Instruction
19b-4 Form 19b-4 Form 19b-4-RC.pdf www.sec.gov/about/forms/form19b-4.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 19b-4(n)(3) Posting of Advance Notices on Designated Clearing Agency Websites	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.19b-4(n)(3)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	19b-4	Form 19b-4	Form 19b-4-RC.pdf	http://www.sec.gov/about/forms/form19b-4.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 10	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to New Statute
Annual Number of Responses for this IC	350	350
Annual IC Time Burden (Hours)	1,400	1,400
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.