Information Collection

Process for Determining Regulatory Treatment for Mixed Swaps (Rule 3a68-4(c))

IC 197714 under ICR 201208-3235-008 · OMB 3235-0685.

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Information Collection (IC) Details

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IC Title:	Process for Determining Regulatory Treatment for Mixed Swaps (Rule 3a68-4(c))	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation: 17 CFR 240.3a68-4(c)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 10	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 50 %

	Approved	Program Change Due to New Statute
Annual Number of Responses for this IC	10	10
Annual IC Time Burden (Hours)	213	213
Annual IC Cost Burden (Dollars)	148,000	148,000

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.