27 CFR 479.101 Registration of Firearms

27 CFR 479_101.pdf

Application and Permit for Permanent Exportation of Firearms

27 CFR 479.101 Registration of Firearms

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§ 479.91

27 CFR Ch. II (4–1–10 Edition)

transfer under the provisions of this
section. Therefore, before engaging in
transfer negotiations with the transferee, the transferor should satisfy
himself of the claimed exempt status of
the transferee and the bona fides of the
transaction. If not fully satisfied, the
transferor should communicate with
the Director, report all circumstances
regarding the proposed transfer, and
await the Director’s advice before
making application for transfer. An unapproved transfer or a transfer to an
unauthorized person may subject the
transferor to civil and criminal liabilities. (See 26 U.S.C. 5852, 5861, and 5871.)
[36 FR 14256, Aug. 3, 1971. Redesignated at 40
FR 16835, Apr. 15, 1975, and amended by T.D.
ATF–48, 44 FR 55842, Sept. 28, 1979; T.D. ATF–
241, 51 FR 39632, Oct. 29, 1986; T.D. ATF–270,
53 FR 10510, Mar. 31, 1988]

§ 479.91

[T.D. ATF–270, 53 FR 10510, Mar. 31, 1988]

OTHER PROVISIONS
§ 479.93 Transfers of firearms to certain persons.
Where the transfer of a destructive
device, machine gun, short-barreled
shotgun, or short-barreled rifle is to be
made by a person licensed under the
provisions of Title I of the Gun Control
Act of 1968 (82 Stat. 1213) to a person
not so licensed, the sworn statement
required by § 478.98 of this chapter shall
be attached to and accompany the
transfer application required by this
subpart.

Subpart G—Registration and
Identification of Firearms

Unserviceable firearms.

An unserviceable firearm may be
transferred as a curio or ornament
without payment of the transfer tax.
However, the procedures for the transfer of a firearm as provided in § 479.90
shall be followed in a tax-exempt
transfer of a firearm under this section, except a statement shall be entered on the transfer application, Form
5 (Firearms), by the transferor that he
is entitled to the exemption because
the firearm to be transferred is
unservicable and is being transferred as
a curio or ornament. An unapproved
transfer, the transfer of a firearm
under the provisions of this section
which is in fact not an unserviceable
firearm, or the transfer of an unserviceable firearm as something other
than a curio or ornament, may subject
the transferor to civil and criminal liabilities. (See 26 U.S.C. 5811, 5852, 5861,
and 5871.)
[36 FR 14256, Aug. 3, 1971. Redesignated at 40
FR 16835, Apr. 15, 1975, and amended by T.D.
ATF–48, 44 FR 55843, Sept. 28, 1979]

§ 479.92 Transportation of firearms to
effect transfer.

erowe on DSK5CLS3C1PROD with CFR

the transfer of a firearm authorized
under the provisions of this subpart.

Notwithstanding any provision of
§ 478.28 of this chapter, it shall not be
required that authorization be obtained from the Director for the transportation in interstate or foreign commerce of a firearm in order to effect

§ 479.101

Registration of firearms.

(a) The Director shall maintain a
central registry of all firearms in the
United States which are not in the possession of or under the control of the
United States. This registry shall be
known as the National Firearms Registration and Transfer Record and shall
include:
(1) Identification of the firearm as required by this part;
(2) Date of registration; and
(3) Identification and address of person entitled to possession of the firearm as required by this part.
(b) Each manufacturer, importer, and
maker shall register each firearm he
manufactures, imports, or makes in
the manner prescribed by this part.
Each firearm transferred shall be registered to the transferee by the transferor in the manner prescribed by this
part. No firearm may be registered by
a person unlawfully in possession of
the firearm except during an amnesty
period established under section 207 of
the Gun Control Act of 1968 (82 Stat.
1235).
(c) A person shown as possessing firearms by the records maintained by the
Director pursuant to the National Firearms Act (26 U.S.C. Chapter 53) in force
on October 31, 1968, shall be considered
to have registered the firearms in his
possession which are disclosed by that

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Bureau of Alcohol, Tobacco, Firearms, and Explosives, Justice
record as being in his possession on October 31, 1968.
(d) The National Firearms Registration and Transfer Record shall include
firearms registered to the possessors
thereof under the provisions of section
207 of the Gun Control Act of 1968.
(e) A person possessing a firearm registered to him shall retain proof of registration which shall be made available
to any ATF officer upon request.
(f) A firearm not identified as required by this part shall not be registered.
[36 FR 14256, Aug. 3, 1971. Redesignated at 40
FR 16835, Apr. 15, 1975, and amended by T.D.
ATF–48, 44 FR 55843, Sept. 28, 1979]

erowe on DSK5CLS3C1PROD with CFR

§ 479.102 How must firearms be identified?
(a) You, as a manufacturer, importer,
or maker of a firearm, must legibly
identify the firearm as follows:
(1) By engraving, casting, stamping
(impressing), or otherwise conspicuously placing or causing to be engraved, cast, stamped (impressed) or
placed on the frame or receiver thereof
an individual serial number. The serial
number must be placed in a manner
not susceptible of being readily obliterated, altered, or removed, and must not
duplicate any serial number placed by
you on any other firearm. For firearms
manufactured, imported, or made on
and after January 30, 2002, the engraving, casting, or stamping (impressing)
of the serial number must be to a minimum depth of .003 inch and in a print
size no smaller than 1/16 inch; and
(2) By engraving, casting, stamping
(impressing), or otherwise conspicuously placing or causing to be engraved, cast, stamped (impressed), or
placed on the frame, receiver, or barrel
thereof certain additional information.
This information must be placed in a
manner not susceptible of being readily
obliterated, altered or removed. For
firearms manufactured, imported, or
made on and after January 30, 2002, the
engraving, casting, or stamping (impressing) of this information must be
to a minimum depth of .003 inch. The
additional information includes:
(i) The model, if such designation has
been made;
(ii) The caliber or gauge;

§ 479.102

(iii) Your name (or recognized abbreviation) and also, when applicable, the
name of the foreign manufacturer or
maker;
(iv) In the case of a domestically
made firearm, the city and State (or
recognized abbreviation thereof) where
you as the manufacturer maintain
your place of business, or where you, as
the maker, made the firearm; and
(v) In the case of an imported firearm, the name of the country in which
it was manufactured and the city and
State (or recognized abbreviation
thereof) where you as the importer
maintain your place of business. For
additional requirements relating to imported firearms, see Customs regulations at 19 CFR part 134.
(b) The depth of all markings required by this section will be measured
from the flat surface of the metal and
not the peaks or ridges. The height of
serial numbers required by paragraph
(a)(1) of this section will be measured
as the distance between the latitudinal
ends of the character impression bottoms (bases).
(c) The Director may authorize other
means of identification upon receipt of
a letter application from you, submitted in duplicate, showing that such
other identification is reasonable and
will not hinder the effective administration of this part.
(d) In the case of a destructive device, the Director may authorize other
means of identifying that weapon upon
receipt of a letter application from
you, submitted in duplicate, showing
that engraving, casting, or stamping
(impressing) such a weapon would be
dangerous or impracticable.
(e) A firearm frame or receiver that
is not a component part of a complete
weapon at the time it is sold, shipped,
or otherwise disposed of by you must
be identified as required by this section.
(f)(1) Any part defined as a machine
gun, muffler, or silencer for the purposes of this part that is not a component part of a complete firearm at the
time it is sold, shipped, or otherwise
disposed of by you must be identified
as required by this section.
(2) The Director may authorize other
means of identification of parts defined
as machine guns other than frames or

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