Information Collection

Rule 15a-4(17 CFR 240.15-4); Forty-five Day Exemption from Registration for Certain Members of National Securities Exchanges.

IC 34038 under ICR 201212-3235-011 · OMB 3235-0010.

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IC Title:

Rule 15a-4(17 CFR 240.15-4); Forty-five Day Exemption from Registration for Certain Members of National Securities Exchanges.

Agency IC Tracking Number:

270-7

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15-4

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 2

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	2	-8	10
Annual IC Time Burden (Hours)	8	-34	42
Annual IC Cost Burden (Dollars)	0	0	0

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