009A Country Exposure Report 009A

DRAFT 6/19/2013
Proposed Revised FFIEC 009a Form Effective September 30, 2013

Country Exposure Information Report
Amounts in millions of dollars

PART A -- Information on exposure (as defined for Column 4) to any country that exceeds 1 percent of the reporting
institution's total assets or 20 percent of its total capital, whichever is less.
Credit Derivatives (By Reference Entity)
Amount of
Cross-border

Collateral Held Against Claims W ith No Risk Transfer
(Reported in Columns 1 and 2 - By Counterparty)

Outstanding
After Mandated
Adjustments
for Transfer
of Exposure
(excluding
derivative
products)

Amount of
Foreign-Office
Claims on
Local
Residents
(excluding
derivative
products)

Amount of
Gross Claims
Outstanding
from Derivative
Products
after Mandated
Adjustments for
Transfer of
Exposure

Total of
Columns (1)
Plus (2)
Plus (3)

Gross ForeignOffice
Liabilities

(1)

(2)

(3)

(4)

(5)

Claims
Country

Gross-Gross

Gross-Net

Distribution of Amounts in Columns 1 and 2 (except Column 13)

By Type of Borrower

Banks
(6)

Public
(7)

NBFIs
(8)

Part B – Information on exposures (as defined in Part A, Column 4) to any country not listed in Part A, where exposures exceeds 0.75 percent but
does not exceed 1 percent of the reporting institution's assets or is between 15 percent and 20 percent of its total capital, whichever is
less.
Names of countries where exposures meet the reporting criteria stated for Part B

Total amount of exposures to all of the countries listed in Part B

Cross-Border and
Foreign-Office
Commitments and
Guarantees

$

Statement by management of the reporting institution concerning the information reported above. (OPTIONAL)

MANAGEMENT'S STATEMENT WILL NOT BE EDITED OR SCREENED BY THE SUPERVISORY AGENCIES, DISCLOSURE OF THE
STATEMENT SHALL NOT SIGNIFY THAT ANY FEDERAL SUPERVISORY AGENCY HAS VERIFIED OR CONFIRMED THE
ACCURACY OF THE INFORMATION CONTAINED THEREIN.

By Maturity

Other
(9)

One Year
and Under

(10)

Over One
Year

(11)

Trading Assets
Offsetting
Positions for
Trading
Trading Book
Assets
(12)

(13)

Securities
(HTM and
AFS)

Total
Collateral

Of W hich,
Cash

Of W hich,
Same
Country

(14)

(15)

(16)

(17)

Of W hich,
Resale
Agreements
and Securities
Lending
(Counterparty)
(18)

Unused
Commitments

Guarantees
(Excluding
Credit
Derivatives
Sold)

Total Credit
Derivatives
Purchased

Total Credit
Derivatives
Sold

Total Credit
Derivatives
Purchased

Total Credit
Derivatives
Sold

(19)

(20)

(21)

(22)

(23)

(24)