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pdfFR 2004A
OMB No. 7100-0003
Average Hours per Response: 1.5
Approval Expires January 31, 2013
Weekly Report of Dealer Positions
as of close of trading on Wednesday: ________________
(millions of dollars at market value)
Outright Positions
1
short
1
2
U.S. Treasury Securities (excluding TIIS)
1a
Bills
1b
Coupons due in less than or equal to 3 years
1c
Coupons due in more than 3 years but less than or equal to 6 years
1d
Coupons due in more than 6 years but less than or equal to 11 years
1e
Coupons due in more than 11 years
2
U.S. Treasury Inflation-Indexed Securities (TIIS)
3
Federal Agency and GSE Securities (excluding MBS)
3a
Discount Notes
3b
Coupons due in less than or equal to 3 years
3c
Coupons due in more than 3 years but less than or equal to 6 years
3d
Coupons due in more than 6 years but less than or equal to 11 years
3e
Coupons due in more than 11 years
4
Federal Agency and GSE MBS
5
Corporate Securities
5a
Due in less than or equal to 1 year
5b
Due in more than 1 year
6
long
Total (Lines 1 through 5)
Return by 4:00 pm the following business day to:
Government Securities Dealer Statistics Unit
name of preparer:
telephone #:
Federal Reserve Bank of New York
33 Liberty Street
Fourth Floor
dealer name:
comments:
New York, NY 10045
Facsimile number (212) 720-5030 or (646) 720-5030
“To the best of my knowledge, the report has been prepared in conformity with the instructions issued by the Federal Reserve Bank of New York and is accurate. I am
responsible for the internal controls over the reporting of the data in this report and believe that these controls are effective. These internal controls are (1) designed to
ensure the accuracy of this data, (2) monitored and reviewed by audit or compliance staff, and (3) assessed regularly by management of the named institution. I agree to
report any material deficiencies in these internal controls and any inaccuracies in data already reported to the Federal Reserve Bank of New York.”
Note: Dealers are only required to submit a copy of this attestation with the last as-of date of each year.
Name
_________________________________________________________
Title ______________________________________________________________
Signature _______________________________________________________
Date ______________________________________________________________
FR 2004B
OMB No. 7100-0003
Average Hours per Response: 2
Approval Expires January 31, 2013
Weekly Report of Cumulative Dealer Transactions
as of close of trading on Wednesday: ________________
(millions of dollars at principal value)
Cumulative Outright Transactions
with inter-dealer
1
with others
1
2
U.S. Treasury Securities (excluding TIIS)
1a
Bills
1b
Coupons due in less than or equal to 3 years
1c
Coupons due in more than 3 years but less than or equal to 6 years
1d
Coupons due in more than 6 years but less than or equal to 11 years
1e
Coupons due in more than 11 years
2
U.S. Treasury Inflation-Indexed Securities (TIIS)
3
Federal Agency and GSE Securities (excluding MBS)
3a
Discount Notes
3b
Coupons due in less than or equal to 3 years
3c
Coupons due in more than 3 years but less than or equal to 6 years
3d
Coupons due in more than 6 years but less than or equal to 11 years
3e
Coupons due in more than 11 years
4
Federal Agency and GSE MBS
5
Corporate Securities
5a
Due in less than or equal to 1 year
5b
Due in more than 1 year
6
brokers
Total (Lines 1 through 5)
Return by 4:00 pm the following business day to:
Government Securities Dealer Statistics Unit
name of preparer:
telephone # :
Federal Reserve Bank of New York
33 Liberty Street
Fourth Floor
dealer name:
comments:
New York, NY 10045
Facsimile number (212) 720-5030 or (646) 720-5030
“To the best of my knowledge, the report has been prepared in conformity with the instructions issued by the Federal Reserve Bank of New York and is accurate. I am
responsible for the internal controls over the reporting of the data in this report and believe that these controls are effective. These internal controls are (1) designed to
ensure the accuracy of this data, (2) monitored and reviewed by audit or compliance staff, and (3) assessed regularly by management of the named institution. I agree to
report any material deficiencies in these internal controls and any inaccuracies in data already reported to the Federal Reserve Bank of New York.”
Note: Dealers are only required to submit a copy of this attestation with the last as-of date of each year.
Name
_________________________________________________________
Title ______________________________________________________________
Signature _______________________________________________________
Date ______________________________________________________________
FR 2004C
OMB No. 7100-0003
Average Hours per Response: 1.25
Approval Expires January 31, 2013
Weekly Report of Dealer Financing and Fails
as of close of trading on Wednesday: ________________
(millions of dollars)
Securities In
Securities Out
1
2
1
Overnight and Continuing
1a
U.S. Treasury Securities (including TIIS)
1b
Federal Agency and GSE Securities (excluding MBS)
1c
Federal Agency and GSE MBS
1d
Corporate Securities
2
Term Agreements
2a
U.S. Treasury Securities (including TIIS)
2b
Federal Agency and GSE Securities (excluding MBS)
2c
Federal Agency and GSE MBS
2d
Corporate Securities
3
Total (Lines 1 through 2)
Memorandum
Overnight and Continuing Repurchase Agreements
Term Repurchase Agreements
Overnight and Continuing Reverse Repurchase Agreements
Term Reverse Repurchase Agreements
4
Fails to Deliver
1
2
Fails (Cumulative for the Reporting Period)
4a
U.S. Treasury Securities (including TIIS)
4b
Federal Agency and GSE Securities (excluding MBS)
4c
Federal Agency and GSE MBS
4d
Corporate Securities
5
Fails to Receive
Total (Line 4)
Return by 4:00 pm the following business day to:
name of preparer:
Government Securities Dealer Statistics Unit
Federal Reserve Bank of New York
33 Liberty Street
telephone # :
dealer name:
Fourth Floor
New York, NY 10045
comments:
Facsimile number (212) 720-5030 or (646) 720-5030
“To the best of my knowledge, the report has been prepared in conformity with the instructions issued by the Federal Reserve Bank of New York and is accurate. I am
responsible for the internal controls over the reporting of the data in this report and believe that these controls are effective. These internal controls are (1) designed to
ensure the accuracy of this data, (2) monitored and reviewed by audit or compliance staff, and (3) assessed regularly by management of the named institution. I agree to
report any material deficiencies in these internal controls and any inaccuracies in data already reported to the Federal Reserve Bank of New York.”
Note: Dealers are only required to submit a copy of this attestation with the last as-of date of each year.
Name
_________________________________________________________
Title ______________________________________________________________
Signature _______________________________________________________
Date ______________________________________________________________
FR 2004SI
Weekly Report of Specific Issues
OMB No. 7100-0003
Average Hours per Response: 2
Approval Expires January 31, 2013
as of close of trading on Wednesday: ________________
(millions of dollars at par value)
Gross Financing
Securities In
Security
1
Cumulative
Outright
Transactions
2
Specific Transactions
Net Settled
Position
3
ON/open
4
Term
5
Securities Out
General
ON/open
6
Specific Transactions
Term
7
ON/open
8
Term
9
Fails
General
ON/open
10
Term
11
to Receive
12
to Deliver
13
FRBNY
Security
ID
14
1
2
2
3
3
5
4
10
5
30
6
55
7
60
8
70
9
80
10
Total
Return by 4:00 pm the following business day to:
Government Securities Dealer Statistics Unit
name of preparer:
telephone #:
Federal Reserve Bank of New York
33 Liberty Street
Fourth Floor
dealer name:
comments:
New York, NY 10045
Facsimile number (212) 720-5030 or (646) 720-5030
“To the best of my knowledge, the report has been prepared in conformity with the instructions issued by the Federal Reserve Bank of New York and is accurate. I am responsible for the internal controls over the reporting of the data in
this report and believe that these controls are effective. These internal controls are (1) designed to ensure the accuracy of this data, (2) monitored and reviewed by audit or compliance staff, and (3) assessed regularly by management of
the named institution. I agree to report any material deficiencies in these internal controls and any inaccuracies in data already reported to the Federal Reserve Bank of New York.”
Note: Dealers are only required to submit a copy of this attestation with the last as-of date of each year.
Name __________________________________________________________________
Title _________________________________________________________
Signature _______________________________________________________________
Date _________________________________________________________
FR 2004SD
Daily Report of Specific Issues
OMB No. 7100-0003
Average Hours per Response: 2
Approval Expires January 31, 2013
as of close of trading on: ________________
(millions of dollars at par value)
Gross Financing
Securities In
Security
1
Cumulative
Outright
Transactions
2
Specific Transactions
Net Settled
Position
3
ON/open
4
Term
5
Securities Out
General
ON/open
6
Specific Transactions
Term
7
ON/open
8
Term
9
Fails
General
ON/open
10
Term
11
to Receive
12
to Deliver
13
FRBNY
Security
ID
14
1
2
3
4
5
6
7
8
9
10
Total
Return by 4:00 pm the following business day to:
Government Securities Dealer Statistics Unit
name of preparer:
telephone #:
Federal Reserve Bank of New York
33 Liberty Street
Fourth Floor
dealer name:
comments:
New York, NY 10045
Facsimile number (212) 720-5030 or (646) 720-5030
“To the best of my knowledge, the report has been prepared in conformity with the instructions issued by the Federal Reserve Bank of New York and is accurate. I am responsible for the internal controls over the reporting of the data in
this report and believe that these controls are effective. These internal controls are (1) designed to ensure the accuracy of this data, (2) monitored and reviewed by audit or compliance staff, and (3) assessed regularly by management of
the named institution. I agree to report any material deficiencies in these internal controls and any inaccuracies in data already reported to the Federal Reserve Bank of New York.”
Note: Dealers are only required to submit a copy of this attestation with the last as-of date of each year.
Name __________________________________________________________________
Title _________________________________________________________
Signature _______________________________________________________________
Date _________________________________________________________
FR 2004WI
OMB No. 7100-0003
Average Hours per Response: 1
Approval Expires January 31, 2013
Daily Report of Dealer Activity in Treasury Financing
as of close of trading on: ________________
(millions of dollars at par value)
Cumulative Outright Transactions
Security
1
Net Outright
Positions
2
Net Forward
Financing
Commitments
3
Purchases
4
Sales
5
1
2
3
4
5
6
7
8
9
Total
Return by 4:00 pm the following business day to:
name of preparer:
Government Securities Dealer Statistics Unit
Federal Reserve Bank of New York
33 Liberty Street
telephone #:
dealer name:
Fourth Floor
New York, NY 0045
comments:
Facsimile number (212) 720-5030 or (646) 720-5030
“To the best of my knowledge, the report has been prepared in conformity with the instructions issued by the Federal Reserve Bank of New York and is accurate. I am
responsible for the internal controls over the reporting of the data in this report and believe that these controls are effective. These internal controls are (1) designed to
ensure the accuracy of this data, (2) monitored and reviewed by audit or compliance staff, and (3) assessed regularly by management of the named institution. I agree to
report any material deficiencies in these internal controls and any inaccuracies in data already reported to the Federal Reserve Bank of New York.”
Note: Dealers are only required to submit a copy of this attestation with the last as-of date of each year.
Name
_________________________________________________________
Title ______________________________________________________________
Signature _______________________________________________________
Date ______________________________________________________________
| File Type | application/pdf |
| File Modified | 2012-08-20 |
| File Created | 2010-01-29 |