Broker Dealer Requirements

Transfer Agents' Obligation to Search for Lost Securityholders (17 CFR 240.17Ad-17)

OMB: 3235-0469

IC ID: 205920

Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details

View Information Collection (IC)

Broker Dealer Requirements
 
No New
 
Mandatory
 
17 CFR 240.17Ad-17

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

4,705 0
   
Private Sector Businesses or other for-profits
 
   90 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 649,290 649,290 0 0 0 0
Annual IC Time Burden (Hours) 54,108 54,108 0 0 0 0
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

Title Document Date Uploaded
No associated records found
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

© 2024 OMB.report | Privacy Policy