Form BD/Rule 15b1-1. Application for registration as a broker- dealer.

Form BD/Rule 15b1-1. Application for registration as a broker- dealer

OMB: 3235-0012

IC ID: 34042

Information Collection (IC) Details

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Form BD/Rule 15b1-1. Application for registration as a broker- dealer. 270-19
 
No Modified
 
Mandatory
 
17 CFR 240.15b1-1

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction Form BD Uniform Application for Broker-Dealer Registration form bd.pdf http://www.sec.gov/about/forms/formbd.pdf No   Paper Only

Economic Development Financial Sector Oversight

 

288 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 288 0 0 -53 0 341
Annual IC Time Burden (Hours) 792 0 0 -146 0 938
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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