ICRs Contained in 45 CFR Part 162; HIPAA Standards for Electronic Transactions

ICRs Contained in 45 CFR Part 162; HIPAA Standards for Electronic Transactions

X096A1

ICRs Contained in 45 CFR Part 162; HIPAA Standards for Electronic Transactions

OMB: 0938-0866

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ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1 • 837
HEALTH CARE CLAIM: INSTITUTIONAL

National Electronic Data Interchange
Transaction Set Implementation Guide

A
D
D
E
N
D
A

Health Care Claim:
Institutional
837
ASC X12N 837 (004010X096A1)

October 2002
OCTOBER 2002

1

004010X096A1 • 837
HEALTH CARE CLAIM: INSTITUTIONAL

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

$45.00 - Bound Document
$35.00 - Portable Document (PDF) on Diskette
Portable Documents may be downloaded at no charge.
Contact Washington Publishing Company for more Information.

1.800.972.4334
www.wpc-edi.com

© 2002 WPC
Copyright for the members of ASC X12N by Washington Publishing Company.
Permission is hereby granted to any organization to copy and distribute this material internally as long as this copyright statement is
included, the contents are not changed, and the copies are not sold.

2

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1 • 837
HEALTH CARE CLAIM: INSTITUTIONAL

Table of Contents
Introduction .................................................................................................. 5
Modified pages............................................................................................ 7

OCTOBER 2002

3

004010X096A1 • 837
HEALTH CARE CLAIM: INSTITUTIONAL

4

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1 • 837
HEALTH CARE CLAIM: INSTITUTIONAL

1 Introduction to Modified Pages
This document is addenda to the X12N Health Care Claim: Institutional Implementation Guide, originally published May 2000 as 004010X096. As a result of
the post publication review process, items were identified that could be considered impediments to implementation. These items were passed to the X12N
Health Care Work Group that created the original Implementation Guide for their
review.
Modifications based on those comments were reflected in a draft version of the
Addenda to the X12N 004010X096 Implementation Guide. Since the X12N
004010X096 Implementation Guide is named for use under the Health Insurance
Portability and Accountability Act of 1996 (HIPAA), an NPRM Draft Addenda went
through a Notice of Proposed Rule Making (NPRM) comment process that began
on May 31, 2002. The Addenda reflects changes based on comments received
during the NPRM process and X12N’s own review processes. Only the modifications noted in the NPRM Draft Addenda were considered in the NPRM and X12N
review processes. The Addenda was approved for publication by X12N on October 10, 2002. When using the X12N Health Care Claim: Institutional Implementation Guide, originally published May 2000 as 004010X096 and incorporating the
changes identified in the Addenda, the value used in GS08 must be
“004010X096A1".
Each of the changes made to the 004010X096 Implementation Guide has been
annotated with a note in red and a line pointing to the location of the change. In
the event that a segment or loop has been deleted, the deletion will be identified
in the Implementation table beginning on Page 7. For convenience, the affected
004010X096 Implementation Guide page number is noted at the bottom of the
page. Please note that as a result of insertion or deletion of material Addenda
pages may not begin or end at the same place as the original referenced page.
Because of this, Addenda pages are not page for page replacements and the
original pages should be retained.
Changes in the Addenda may have caused changes to the Data Element Dictionary and the Data Element Name Index (Appendix E in the original Implementation Guide), but these changes are not identified in the Addenda. Changes in the
Addenda may also have caused changes to the Examples and the EDI Transmission Examples (Section 4 in the original Implementation Guide), again these are
not identified in the Addenda.

OCTOBER 2002

5

004010X096A1 • 837
HEALTH CARE CLAIM: INSTITUTIONAL

6

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1 • 837

004010X096A1 • 837

IMPLEMENTATION

837

Health Care Claim: Institutional

Table 1 - Header
PAGE #

POS. # SEG. ID

NAME

USAGE

REPEAT

56
57
60

005
010
015

ST
BHT
REF

Transaction Set Header
Beginning of Hierarchical Transaction
Transmission Type Identification

R
R
R

1
1
1

61
64

020
045

NM1
PER

LOOP ID - 1000A SUBMITTER NAME
Submitter Name
Submitter EDI Contact Information

R
R

1
2

67

020

NM1

LOOP ID - 1000B RECEIVER NAME
Receiver Name

R

1

LOOP REPEAT

1

1

Table 2 - Billing/Pay-To Provider Detail
PAGE #

POS. # SEG. ID

NAME

USAGE

REPEAT

69
71
73

001
003
010

HL
PRV
CUR

LOOP ID - 2000A BILLING/PAY-TO PROVIDER
HIERARCHICAL LEVEL
Billing/Pay-To Provider Hierarchical Level
Billing/Pay-To Provider Specialty Information
Foreign Currency Information

76
79
80
82
85
87

015
025
030
035
035
040

NM1
N3
N4
REF
REF
PER

LOOP ID - 2010AA BILLING PROVIDER NAME
Billing Provider Name
Billing Provider Address
Billing Provider City/State/ZIP Code
Billing Provider Secondary Identification
Credit/Debit Card Billing Information
Billing Provider Contact Information

R
R
R
S
S
S

1
1
1
8
8
2

91
94
95
97

015
025
030
035

NM1
N3
N4
REF

LOOP ID - 2010AB PAY-TO PROVIDER NAME
Pay-To Provider Name
Pay-To Provider Address
Pay-To Provider City/State/ZIP Code
Pay-To Provider Secondary Identification

S
R
R
S

1
1
1
5

LOOP REPEAT

>1
R
S
S

1
1
1
1

1

Table 2 - Subscriber Detail
PAGE #

POS. # SEG. ID

NAME

USAGE

99
101

001
005

HL
SBR

LOOP ID - 2000B SUBSCRIBER HIERARCHICAL
LEVEL
Subscriber Hierarchical Level
PAT Segment Deleted
Subscriber Information

106
109

015
025

NM1
N3

LOOP ID - 2010BA SUBSCRIBER NAME
Subscriber Name
Subscriber Address

REPEAT

LOOP REPEAT

>1
R
R

1
1

R
S

1
1

1

004010X096A1 • 837

OCTOBER 2002

Original Page Number 47 Dated May 2000

7

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1 • 837
182

180

REF

184
185
188
190
192
193
195
197
199
200
203
205
213
220
228
234

180
180
180
180
180
180
180
180
185
190
190
216
220
220
220
231

REF
REF
REF
REF
REF
REF
REF
REF
K3
NTE
NTE
CR6
CRC
CRC
CRC
HI

237
239
248
250
263
274
286
295
304
311
313

231
231
231
231
231
231
231
231
231
240
241

HI
HI
HI
HI
HI
HI
HI
HI
HI
QTY
HCP

Claim Identification Number For Clearinghouses and
Other Transmission Intermediaries
Document Identification Code
Original Reference Number (ICN/DCN)
Investigational Device Exemption Number
Service Authorization Exception Code
Peer Review Organization (PRO) Approval Number
Prior Authorization or Referral Number
Medical Record Number
Demonstration Project Identifier
File Information
Claim Note
Billing Note
Home Health Care Information
Home Health Functional Limitations
Home Health Activities Permitted
Home Health Mental Status
Principal, Admitting, E-Code and Patient Reason For Visit
Diagnosis Information
Diagnosis Related Group (DRG) Information
Other Diagnosis Information
Principal Procedure Information
Other Procedure Information
Occurrence Span Information
Occurrence Information
Value Information
Condition Information
Treatment Code Information
Claim Quantity
Claim Pricing/Repricing Information

S
S

1
12

S

1

S
S
S
S
S
S
S
S
S
S
S
S
S
S
S
S

2
1
1
1
1
2
1
1
10
10
1
1
3
3
2
1

S
S
S
S
S
S
S
S
S
S
S

1
2
1
2
2
2
2
2
2
4
1

319
321

242
243

CR7
HSD

LOOP ID - 2305 HOME HEALTH CARE PLAN
INFORMATION
Home Health Care Plan Information
Health Care Services Delivery

326
329
331

250
255
271

NM1
PRV
REF

LOOP ID - 2310A ATTENDING PHYSICIAN NAME
Attending Physician Name
Attending Physician Specialty Information
Attending Physician Secondary Identification

S
S
S

1
1
5

333
338

250
271

NM1
REF

LOOP ID - 2310B OPERATING PHYSICIAN NAME
Operating Physician Name
Operating Physician Secondary Identification

S
S

1
5

345

250
271

NM1
REF

LOOP ID - 2310C OTHER PROVIDER NAME
Other Provider Name
Other Provider Secondary Identification

S
S

1
5

347
352
353
355

250
265
270
271

NM1
N3
N4
REF

LOOP ID - 2310E SERVICE FACILITY NAME
Service Facility Name
Service Facility Address
Service Facility City/State/Zip Code
Service Facility Secondary Identification

357
363
369
370
371

290
295
300
300
300

SBR
CAS
AMT
AMT
AMT

LOOP ID - 2320 OTHER SUBSCRIBER INFORMATION
Other Subscriber Information
Claim Level Adjustment
Payer Prior Payment
Coordination of Benefits (COB) Total Allowed Amount
Coordination of Benefits (COB) Total Submitted Charges

PRV
Segments
340
deleted

8

Original Page Number 49 Dated May 2000

Repeat Changed

Usage Changed

6

1

Usage
Changed
1

1

Loop 2310D Deleted

1

S
R
R
S

1
1
1
5

S
S
S
S
S

1
5
1
1
1

10

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1 • 837

AMT
AMT
DMG
OI
MIA
MOA

Diagnostic Related Group (DRG) Outlier Amount
Coordination of Benefits (COB) Total Medicare Paid
Amount
Medicare Paid Amount - 100%
Medicare Paid Amount - 80%
Coordination of Benefits (COB) Medicare A Trust Fund
Paid Amount
Coordination of Benefits (COB) Medicare B Trust Fund
Paid Amount
Coordination of Benefits (COB) Total Non-covered Amount
Coordination of Benefits (COB) Total Denied Amount
Other Subscriber Demographic Information
Other Insurance Coverage Information
Medicare Inpatient Adjudication Information
Medicare Outpatient Adjudication Information

325
332
340
355

NM1
N3
N4
REF

LOOP ID - 2330A OTHER SUBSCRIBER NAME
Other Subscriber Name
Other Subscriber Address
Other Subscriber City/State/ZIP Code
Other Subscriber Secondary Information

408
410
411
413
414

325
332
340
350
355

NM1
N3
N4
DTP
REF

416

355

REF

LOOP ID - 2330B OTHER PAYER NAME
Other Payer Name
Other Payer Address
Other Payer City/State/ZIP Code
Claim Adjudication Date
Other Payer Secondary Identification and Reference
Number
Other Payer Prior Authorization or Referral Number

NM1
REF

LOOP ID - 2330C OTHER PAYER PATIENT
INFORMATION
Other Payer Patient Information
Other Payer Patient Identification Number

NM1
REF

LOOP ID - 2330D OTHER PAYER ATTENDING
PROVIDER
Other Payer Attending Provider
Other Payer Attending Provider Identification

S
R

1
3

S
R

1
3

372
374

300
300

AMT
AMT

376
378
380

300
300
300

AMT
AMT
AMT

382

300

AMT

384
385
386
388
390
395

300
300
305
310
315
320

398
402
404
406

418
420

422
424

325
355

325
355

1
1

S
S
S

1
1
1

S

1

S
S
S
R
S
S

1
1
1
1
1
1

R
S
S
S

1
1
1
3

R
S
S
S
S

1
1
1
1
2

S

1

1

1

1
S
S

1
3
1

S
R

426
428

325
355

NM1
REF

LOOP ID - 2330E OTHER PAYER OPERATING
PROVIDER
Other Payer Operating Provider
Other Payer Operating Provider Identification

430
432

325
355

NM1
REF

LOOP ID - 2330F OTHER PAYER OTHER PROVIDER
Other Payer Other Provider
Other Payer Other Provider Identification

1
3
1

434
436

325
355

NM1
REF

LOOP ID - 2330H OTHER PAYER SERVICE FACILITY
PROVIDER
Other Payer Service Facility Provider
Other Payer Service Facility Provider Identification

438
439
444
448
450
452
453

365
375
420
455
455
475
475

LX
SV2
PWK
DTP
DTP
AMT
AMT

LOOP ID - 2400 SERVICE LINE NUMBER
Service Line Number
Institutional Service Line
SV4 Segment
Line Supplemental Information
Service Line Date
Assessment Date
Service Tax Amount
Facility Tax Amount

OCTOBER 2002

S
S

1

Loop 2330G Deleted
S
R

1
3

R
R
S
S
S
S
S

1
1
5
1
1
1
1

1

999

Deleted

Original Page Numbers 50 and 51 Dated May 2000

9

004010X096A1 • 837
454

492

HCP Segment Added

HCP

Line Pricing/Repricing Information

459
462
465

494
495
496

LIN
CTP
REF

LOOP ID - 2410 DRUG IDENTIFICATION
Drug Identification
Drug Pricing
Prescription Number

467
472

500
525

NM1
REF

479

500
525

481
486

500
525

PRV
Segments
deleted 474

488
492
500
501

10

540
545
550
555

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE
S

New 2410 Loop
Added
S

1
25

S
S

1
1
1

LOOP ID - 2420A ATTENDING PHYSICIAN NAME
Attending Physician Name
Attending Physician Secondary Identification

S
S

1
1

NM1
REF

LOOP ID - 2420B OPERATING PHYSICIAN NAME
Operating Physician Name
Operating Physician Secondary Identification

S
S

1
1

NM1
REF

LOOP ID - 2420C OTHER PROVIDER NAME
Other Provider Name
Other Provider Secondary Identification

S
S

1
1

SVD
CAS
DTP
SE

LOOP ID - 2430 SERVICE LINE ADJUDICATION
INFORMATION
Service Line Adjudication Information
Service Line Adjustment
Service Adjudication Date
Transaction Set Trailer

Original Page Number 51 Dated May 2000

1

1

1

Loop 2420D Deleted
S
S
S
R

25

1
99
1
1

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1 • 837 • REF
TRANSMISSION TYPE IDENTIFICATION

TRANSMISSION• TYPE
004010X096A1
837 • REF
IDENTIFICATION

IMPLEMENTATION

TRANSMISSION TYPE IDENTIFICATION
Usage: REQUIRED
Repeat: 1
Example Changed

Example: REF✽87✽004010X096A1~

5
168
STANDARD

REF Reference Identification
Level: Header
Position: 015
Loop: ____
Requirement: Optional
Max Use: 3
Purpose: To specify identifying information
Syntax:

1. R0203
At least one of REF02 or REF03 is required.

DIAGRAM

REF01

REF

✽

128

Reference
Ident Qual
M

ID

2/3

REF02

127

Reference
Ident

✽
X

REF03

352

REF04

✽ Description ✽

AN 1/30

X

AN 1/80

C040

Reference
Identifier

~

O

ELEMENT SUMMARY

USAGE

REF.
DES.

REQUIRED

REF01

DATA
ELEMENT

128

NAME

ATTRIBUTES

Reference Identification Qualifier

M

ID

2/3

X

AN

1/30

Code qualifying the Reference Identification
CODE

87
REQUIRED

REF02

127

DEFINITION

Functional Category

Reference Identification

Reference information as defined for a particular Transaction Set or as specified
by the Reference Identification Qualifier
INDUSTRY: Transmission
SYNTAX:

2188

Note Changed

Type Code

R0203

When piloting the transaction set, this value is 004010X096DA1.
When sending the transaction set in a production mode, this value
is 004010X096A1.

NOT USED

REF03

352

Description

X

NOT USED

REF04

C040

REFERENCE IDENTIFIER

O

OCTOBER 2002

AN

1/80

Original Page Number 60 Dated May 2000

11

004010X096A1 • 837 • 2000A • PRV
BILLING/PAY-TO PROVIDER SPECIALTY INFORMATION

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

BILLING/PAY-TO
004010X096A1 • PROVIDER
837 • 2000ASPECIALTY
INFORMATION
• PRV

IMPLEMENTATION

BILLING/PAY-TO PROVIDER SPECIALTY
INFORMATION
Loop: 2000A — BILLING/PAY-TO PROVIDER HIERARCHICAL LEVEL
Usage: SITUATIONAL
Repeat: 1
Notes:

025
210
6

1. Required when adjudication is known to be impacted by the provider
taxonomy code, and the Service Facility Provider is the same entity as
the Billing and/or Pay-to Provider. In these cases, the Rendering
Provider is being identified at this level for all subsequent
claims/encounters in this HL and Loop ID-2310E is not used.

Note 1. Changed

0
222

2. PRV02 qualifies PRV03.

3
183

Example: PRV✽BI✽ZZ✽203BA0200N~

STANDARD

PRV Provider Information
Level: Detail
Position: 003
Loop: 2000
Requirement: Optional
Max Use: 1
Purpose: To specify the identifying characteristics of a provider
DIAGRAM

PRV01

1221

Provider
Code

PRV ✽
M

ID

1/3

PRV02

✽

128

Reference
Ident Qual
M

ID

PRV03

✽

2/3

127

Reference
Ident
M

PRV04

✽

AN 1/30

156

State or
Prov Code
O

ID

2/2

PRV05

C035

Provider
Spec. Inf.

✽

PRV06

✽

O

1223

Provider
Org Code
O

ID

~

3/3

ELEMENT SUMMARY

USAGE

REF.
DES.

REQUIRED

PRV01

DATA
ELEMENT

1221

NAME

ATTRIBUTES

Provider Code

M

ID

1/3

Code indentifying the type of provider
CODE

12

DEFINITION

BI

Billing

PT

Pay-To

Original Page Number 71 Dated May 2000

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1 • 837 • 2010BA • REF
PROPERTY AND CASUALTY CLAIM NUMBER

004010X096A1
PROPERTY
AND
CASUALTY
• 837
• 2010BACLAIM
• REFNUMBER

IMPLEMENTATION

PROPERTY AND CASUALTY CLAIM NUMBER
Loop: 2010BA — SUBSCRIBER NAME
Usage: SITUATIONAL
Repeat: 1
Notes:

4
189

1. This is a property and casualty payer-assigned claim number. It is
required on property and casualty claims. Providers receive this
number from the property and casualty payer during eligibility
determinations or some other communication with that payer. See
Section 4.2, Property and Casualty, for additional information about
property and casualty claims.

5
189

2. In the case where the patient is the same person as the subscriber,
the property and casualty claim number is placed in Loop ID-2010BA.
In the case where the patient is a different person than the subscriber,
this number is placed in Loop ID-2010CA. This number should be
transmitted in only one place.

New
025
210Note 3. Added
7

3. Not required for HIPAA (The statutory definition of a health plan does
not specifically include workers’ compensation programs, property
and casualty programs, or disability insurance programs, and,
consequently, we are not requiring them to comply with the
standards.) but may be required for other uses.

Example: REF✽Y4✽4445555~

6
189
STANDARD

REF Reference Identification
Level: Detail
Position: 035
Loop: 2010
Requirement: Optional
Max Use: 20
Purpose: To specify identifying information
Syntax:

1. R0203
At least one of REF02 or REF03 is required.

DIAGRAM

REF01

REF

✽

M

OCTOBER 2002

128

Reference
Ident Qual
ID

2/3

REF02

127

Reference
Ident

✽
X

AN 1/30

REF03

352

✽ Description ✽
X

AN 1/80

REF04

C040

Reference
Identifier

~

O

Original Page Number 119 Dated May 2000

13

004010X096A1 • 837 • 2000C • PAT
PATIENT INFORMATION

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1
PATIENT
INFORMATION
• 837 • 2000C • PAT

NOT USED

PAT05

1250

Date Time Period Format Qualifier

X

ID

2/3

NOT USED

PAT06

1251

Date Time Period

X

AN

1/35

NOT USED

PAT07

355

Unit or Basis for Measurement Code

X

ID

2/2

NOT USED

PAT08

81

Weight

X

R

1/10

NOT USED

PAT09

1073

Yes/No Condition or Response Code

O

ID

1/1

Usage Changed

14

Original Page Number 144 Dated May 2000

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1 • 837 • 2010CA • REF
PROPERTY AND CASUALTY CLAIM NUMBER

004010X096A1
PROPERTY
AND
CASUALTY
CLAIM
• 837
• 2010CA
• REFNUMBER

IMPLEMENTATION

PROPERTY AND CASUALTY CLAIM NUMBER
Loop: 2010CA — PATIENT NAME
Usage: SITUATIONAL
Repeat: 1
Notes:

0
191

1. This is a property and casualty payer-assigned claim number. It is
required on property and casualty claims. Providers receive this
number from the property and casualty payer during eligibility
determinations or some other communication with that payer. See
Section 4.2, Property and Casualty, for additional information about
property and casualty claims.
2. In the case where the patient is the same person as the subscriber,
the property and casualty claim number is placed in Loop ID-2010BA.
In the case where the patient is a different person than the subscriber,
this number is placed in Loop ID-2010CA. This number should be
transmitted in only one place.

1
191

New
025
210Note 3. Added
7

3. Not required for HIPAA (The statutory definition of a health plan does
not specifically include workers’ compensation programs, property
and casualty programs, or disability insurance programs, and,
consequently, we are not requiring them to comply with the
standards.) but may be required for other uses.

Example: REF✽Y4✽4445555~

2
191
STANDARD

REF Reference Identification
Level: Detail
Position: 035
Loop: 2010
Requirement: Optional
Max Use: 20
Purpose: To specify identifying information
Syntax:

1. R0203
At least one of REF02 or REF03 is required.

DIAGRAM

REF01

REF

✽

M

OCTOBER 2002

128

Reference
Ident Qual
ID

2/3

REF02

127

Reference
Ident

✽
X

AN 1/30

REF03

352

REF04

✽ Description ✽
X

AN 1/80

C040

Reference
Identifier

~

O

Original Page Number 155 Dated May 2000

15

004010X096A1 • 837 • 2300 • CLM
CLAIM INFORMATION

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

CLAIM
004010X096A1
INFORMATION
• 837 • 2300 • CLM

REQUIRED

CLM09

1363

Release of Information Code

O

ID

1/1

Code indicating whether the provider has on file a signed statement by the patient
authorizing the release of medical data to other organizations

0
1195

UB-92 Reference [UB-92 Name]:

1195
2001195

EMC v.6.0 Reference:

52 (A-C) [Release of Information Certification Indicator]

Record Type 30 Field No. 16 (Sequence 01-03)
CODE

A

Appropriate Release of Information on File at Health
Care Service Provider or at Utilization Review
Organization

I

Informed Consent to Release Medical Information
for Conditions or Diagnoses Regulated by Federal
Statutes

M

The Provider has Limited or Restricted Ability to
Release Data Related to a Claim
UB-92 Reference [UB-92 Name]:

1321
1321
1321
1321

52 Code R [Restricted or Modified Release]
EMC v.6.0 Reference:

Record Type 30 Field No. 16 Code R
N

No, Provider is Not Allowed to Release Data
UB-92 Reference [UB-92 Name]:

1273
1273

1274
1274

DEFINITION

52 Code N [No Release]

Usage Changed

O

On file at Payor or at Plan Sponsor

Y

Yes, Provider has a Signed Statement Permitting
Release of Medical Billing Data Related to a Claim
UB-92 Reference [UB-92 Name]:

52 Code Y [Yes]

NOT USED

CLM10

1351

Patient Signature Source Code

O

NOT USED

CLM11

C024

RELATED CAUSES INFORMATION

O

NOT USED

CLM12

1366

Special Program Code

NOT USED

CLM13

1073

NOT USED

CLM14

NOT USED
NOT USED
NOT USED

16

ID

1/1

O

ID

2/3

Yes/No Condition or Response Code

O

ID

1/1

1338

Level of Service Code

O

ID

1/3

CLM15

1073

Yes/No Condition or Response Code

O

ID

1/1

CLM16

1360

Provider Agreement Code

O

ID

1/1

CLM17

1029

Claim Status Code

O

ID

1/2

Original Page Numbers 161 to 163 Dated May 2000

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1 • 837 • 2300 • REF
DOCUMENT IDENTIFICATION CODE

DOCUMENT
004010X096A1
IDENTIFICATION
CODE
• 837 • 2300 • REF

IMPLEMENTATION

DOCUMENT IDENTIFICATION CODE
Loop: 2300 — CLAIM INFORMATION
Usage: SITUATIONAL
Repeat Count Changed
Repeat: 2
Notes:

7
100

1. Reference numbers at this position apply to the entire claim.
2. This segment is used to convey submittal of HCFA-485 and HCFA-486
data OR HCFA-486 data only.

6
170

Example Changed

Example: REF✽DD✽485~

025
210
8
STANDARD

REF Reference Identification
Level: Detail
Position: 180
Loop: 2300
Requirement: Optional
Max Use: 30
Purpose: To specify identifying information
Syntax:

1. R0203
At least one of REF02 or REF03 is required.

DIAGRAM

REF01

REF ✽

128

Reference
Ident Qual
M

ID

2/3

REF02

127

Reference
Ident

✽
X

REF03

352

Description

✽

AN 1/30

X

AN 1/80

REF04

C040

Reference
Identifier

✽

~

O

ELEMENT SUMMARY

USAGE

REF.
DES.

REQUIRED

REF01

DATA
ELEMENT

128

NAME

ATTRIBUTES

Reference Identification Qualifier

M

ID

2/3

X

AN

1/30

Code qualifying the Reference Identification
CODE

DD
REQUIRED

REF02

127

DEFINITION

Document Identification Code

Reference Identification

Reference information as defined for a particular Transaction Set or as specified
by the Reference Identification Qualifier
INDUSTRY: Document
SYNTAX:

New Note Added

2001195

OCTOBER 2002

Control Identifier

R0203

Use the form name as shown in the example. If both the 485 and
486 forms are being sent, repeat the segment.

Original Page Number 189 Dated May 2000

17

004010X096A1 • 837 • 2300 • CR6
HOME HEALTH CARE INFORMATION

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

HOME
004010X096A1
HEALTH•CARE
837 • INFORMATION
2300 • CR6

IMPLEMENTATION

HOME HEALTH CARE INFORMATION
Loop: 2300 — CLAIM INFORMATION
Usage: SITUATIONAL
Repeat: 1
Notes:

9
170
Note 1. Changed

1
230

1. This segment is required for Home Health claims when applicable.

Example: CR6✽4✽941101✽RD8✽1994110119941231✽941015✽N✽Y✽I✽✽✽✽✽941101✽✽✽✽A~

STANDARD

CR6 Home Health Care Certification
Level: Detail
Position: 216
Loop: 2300
Requirement: Optional
Max Use: 1
Purpose: To supply information related to the certification of a home health care patient
Syntax:

1. P0304
If either CR603 or CR604 is present, then the other is required.
2. P091011
If either CR609, CR610 or CR611 are present, then the others are required.
3. P151617
If either CR615, CR616 or CR617 are present, then the others are required.

DIAGRAM

CR601

CR6 ✽

923

Prognosis
Code
M

ID

CR607

CR602

✽

1/1

M

1073

Resp Code

M

ID

CR613

O

DT

CR619

373

CR614

O

DT

ID

✽
O

373

CR620

DT

O

DT

ID

CR609

1/1

X

DT

373

CR615

X

373

CR621

1250

O

Original Page Number 210 Dated May 2000

DT

ID

CR616

X

8/8

1137

ID

1/1

ID

CR612

1073

1/1

373

Date

✽
O

1384

Patient Loc
Code
X

O

AN 1/15

CR617

✽

CR606

✽ Yes/No Cond
Resp Code

Medical
Code Value
X

1251

AN 1/35

DT

CR611

2/2

Date Time
Period

✽

2/3

O

✽

373

Date

✽

235

Prod/Serv
ID Qual
X

CR605

AN 1/35

CR610

✽

DT

CR618

8/8

373

Date

✽
O

DT

8/8

373

Date

✽
8/8

ID

X

8/8

1251

Date Time
Period

✽

373

Date Time
format Qual

8/8

CR604

2/3

Date

✽

✽

1250

Date Time
format Qual
X

1322

Date

✽
8/8

8/8

Date

8/8

Date

✽

18

M

CR603

✽

Certificate
Type Code

1/1

Date

✽

DT

CR608

✽ Yes/No Cond ✽

373

Date

~
8/8

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
004010X096A1 • 837 • 2300 • HI
IMPLEMENTATION GUIDE
PRINCIPAL, ADMITTING, E-CODE AND PATIENT REASON FOR VISIT DIAGNOSIS INFO
PRINCIPAL,
004010X096A1
ADMITTING,
E-CODE
• 837 • 2300
• HI AND PATIENT REASON FOR VISIT DIAGNOSIS INFO

IMPLEMENTATION

PRINCIPAL, ADMITTING, E-CODE AND
PATIENT REASON FOR VISIT DIAGNOSIS
INFORMATION
Loop: 2300 — CLAIM INFORMATION
Usage Changed
Usage: SITUATIONAL
Repeat: 1
Notes:

026
210
0

1. Required on all claims and encounters except claims for Religious
Non-medical claims (Bill Types 4XX and 5XX) and hospital other (Bill
Types 14X).

Note 1. Changed

0
198

2. The Admitting Diagnosis is required on all inpatient admission claims
and encounters.

1
198

3. An E-Code diagnosis is required whenever a diagnosis is needed to
describe an injury, poisoning or adverse effect.

010
100
0

4. The Patient Reason for Visit Diagnosis is required for all unscheduled
outpatient visits.
Example: HI✽BK:9976~

2
198
STANDARD

HI Health Care Information Codes
Level: Detail
Position: 231
Loop: 2300
Requirement: Optional
Max Use: 25
Purpose: To supply information related to the delivery of health care
DIAGRAM

HI01

HI ✽

C022

Health Care
Code Info.

HI02

✽

M

HI07

✽

C022

Health Care
Code Info.

HI03

✽

O

C022

Health Care
Code Info.
O

HI04

✽

O

HI08

✽

C022

Health Care
Code Info.

C022

Health Care
Code Info.

HI09

✽

O

HI05

✽

O

C022

Health Care
Code Info.
O

C022

Health Care
Code Info.

HI10

✽

C022

Health Care
Code Info.

HI06

✽

O

C022

Health Care
Code Info.

HI11

✽

O

C022

Health Care
Code Info.
O

C022

Health Care
Code Info.

HI12

✽

O

C022

Health Care
Code Info.

~

O

ELEMENT SUMMARY

USAGE

REQUIRED

REF.
DES.

HI01

DATA
ELEMENT

C022

NAME

ATTRIBUTES

HEALTH CARE CODE INFORMATION

M

To send health care codes and their associated dates, amounts and quantities
OCTOBER 2002

Original Page Number 227 Dated May 2000

19

004010X096A1 • 837 • 2310A • NM1
ATTENDING PHYSICIAN NAME

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

ATTENDING
004010X096A1
PHYSICIAN
NAME
• 837 • 2310A
• NM1

IMPLEMENTATION

ATTENDING PHYSICIAN NAME
Loop: 2310A — ATTENDING PHYSICIAN NAME Repeat: 1
Usage: SITUATIONAL
Repeat: 1
Notes:

031
210
0

1. Information in Loop ID-2310 applies to the entire claim unless it is
overridden on a service line by the presence of Loop ID-2420 with the
same value in NM101.

Note 1. Changed

8
189

2. Because the usage of this segment is “Situational” this is not a
syntactically required loop. If this loop is used, then this segment is a
“Required” segment. See Appendix A for further details on ASC X12
nomenclature.

5
196

3. Required on all inpatient claims or encounters.

0
199

4. Required to indicate the Primary Physician responsible on a Home
Health Agency Plan of Treatment.
Example: NM1✽71✽1✽JONES✽JOHN✽✽✽✽XX✽12345678~

5
101
STANDARD

NM1 Individual or Organizational Name
Level: Detail
Position: 250
Loop: 2310 Repeat: 9
Requirement: Optional
Max Use: 1
Purpose: To supply the full name of an individual or organizational entity
1. Loop 2310 contains information about the rendering, referring, or attending
provider.

Set Notes:
Syntax:

1. P0809
If either NM108 or NM109 is present, then the other is required.
2. C1110
If NM111 is present, then NM110 is required.

DIAGRAM

NM101

NM1 ✽
M

ID

NM107

O

NM102

✽

2/3

AN 1/10

1065

Entity Type
Qualifier
M

1039

Name
Suffix

✽

20

98

Entity ID
Code

ID

ID

1/2

1035

Name Last/
Org Name
O

66

ID Code
Qualifier
X

✽

1/1

NM108

✽

NM103

X

Original Page Number 321 Dated May 2000

O

67

ID
Code
AN 2/80

ID

O

706

2/2

1037

Name
Middle

✽

Entity
Relat Code
X

NM105

AN 1/25

NM110

✽

1036

Name
First

✽

AN 1/35

NM109

✽

NM104

AN 1/25

ID

O

AN 1/10

98

Entity ID
Code
O

1038

Name
Prefix

✽

NM111

✽

NM106

~

2/3

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1 • 837 • 2310A • PRV
ATTENDING PHYSICIAN SPECIALTY INFORMATION

ATTENDING
004010X096A1
PHYSICIAN
SPECIALTY
• 837 • 2310A
• PRV INFORMATION

IMPLEMENTATION

ATTENDING PHYSICIAN SPECIALTY
INFORMATION
Loop: 2310A — ATTENDING PHYSICIAN NAME
Usage: SITUATIONAL

Usage Changed

Repeat: 1
Notes:

6
200

1. The PRV segment in Loop ID-2310 applies to the entire claim unless
overridden on the service line level by the presence of a PRV segment
with the same value in PRV01.

7
200

2. Use code value AT to report the specialty of the attending physician.
Use code value SU when the physician is responsible for the patient’s
Home Health Plan of Treatment.

0
222

3. PRV02 qualifies PRV03.

New Note 4. Added
026
210
1

4. Required when the billing provider is a billing service and taxonomy is
know to impact the adjudication of the claim.

Example: PRV✽AT✽ZZ✽363LP0200N~

8
200
STANDARD

PRV Provider Information
Level: Detail
Position: 255
Loop: 2310
Requirement: Optional
Max Use: 1
Purpose: To specify the identifying characteristics of a provider
DIAGRAM

PRV01

1221

Provider
Code

PRV ✽
M

ID

1/3

PRV02

✽

128

Reference
Ident Qual
M

ID

PRV03

✽

2/3

127

Reference
Ident
M

PRV04

✽

AN 1/30

156

State or
Prov Code
O

ID

2/2

PRV05

C035

Provider
Spec. Inf.

✽

PRV06

✽

O

1223

Provider
Org Code
O

ID

~

3/3

ELEMENT SUMMARY

USAGE

REF.
DES.

REQUIRED

PRV01

DATA
ELEMENT

1221

NAME

ATTRIBUTES

Provider Code

M

ID

1/3

Code indentifying the type of provider
CODE

OCTOBER 2002

DEFINITION

AT

Attending

SU

Supervising

Original Page Number 324 Dated May 2000

21

004010X096A1 • 837 • 2310B • NM1
OPERATING PHYSICIAN NAME

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

OPERATING
004010X096A1
PHYSICIAN
NAME
• 837 • 2310B
• NM1

IMPLEMENTATION

OPERATING PHYSICIAN NAME
Loop: 2310B — OPERATING PHYSICIAN NAME Repeat: 1
Usage: SITUATIONAL
Repeat: 1
Notes:

031
210
0

1. Information in Loop ID-2310 applies to the entire claim unless it is
overridden on a service line by the presence of Loop ID-2420 with the
same value in NM101.

Note 1. Changed

2
173

2. This segment is required when any surgical procedure code is listed
on this claim.

3
201

3. Because the usage of this segment is “Situational” this is not a
syntactically required loop. If this loop is used, then this segment is a
“Required” segment. See Appendix A for further details on ASC X12
nomenclature.
Example: NM1✽72✽1✽MEYERS✽JANE✽✽✽✽XX✽12345678~

9
139
STANDARD

NM1 Individual or Organizational Name
Level: Detail
Position: 250
Loop: 2310 Repeat: 9
Requirement: Optional
Max Use: 1
Purpose: To supply the full name of an individual or organizational entity
Set Notes:

1. Loop 2310 contains information about the rendering, referring, or attending
provider.

Syntax:

1. P0809
If either NM108 or NM109 is present, then the other is required.
2. C1110
If NM111 is present, then NM110 is required.

DIAGRAM

NM101

NM1 ✽
M

ID

NM107

O

NM102

✽

2/3

AN 1/10

1065

Entity Type
Qualifier
M

1039

Name
Suffix

✽

22

98

Entity ID
Code

ID

O

66

NM109

ID Code
Qualifier
X

ID

✽

1/2

1035

Name Last/
Org Name

1/1

NM108

✽

NM103

X

Original Page Number 328 Dated May 2000

O

67

AN 2/80

ID

O

706

2/2

1037

Name
Middle

✽

Entity
Relat Code
X

NM105

AN 1/25

NM110

✽

1036

Name
First

✽

AN 1/35

ID
Code

✽

NM104

ID

O

AN 1/10

98

Entity ID
Code
O

1038

Name
Prefix

✽

AN 1/25

NM111

✽

NM106

~

2/3

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1 • 837 • 2310C • NM1
OTHER PROVIDER NAME

004010X096A1
OTHER
PROVIDER
• 837NAME
• 2310C • NM1

IMPLEMENTATION

OTHER PROVIDER NAME
Loop: 2310C — OTHER PROVIDER NAME Repeat: 1
Usage: SITUATIONAL
Repeat: 1
Notes:

4
101

1. Information in Loop ID-2310 applies to the entire claim unless it is
overridden on a service line by the presence of Loop ID-2420 with the
same value in NM101.

Note 1. Changed

8
189

2. Because the usage of this segment is “Situational” this is not a
syntactically required loop. If this loop is used, then this segment is a
“Required” segment. See Appendix A for further details on ASC X12
nomenclature.

Note
8 3. Replaced
189

3. Required when the claim/encounter involves an other provider such
as, but not limited to: Referring Provider, Ordering Provider, Assisting
Provider, etc.

Note 4. Deleted

Example: NM1✽73✽1✽DOE✽JOHN✽A✽✽✽34✽201749586~

1
202
STANDARD

NM1 Individual or Organizational Name
Level: Detail
Position: 250
Loop: 2310 Repeat: 9
Requirement: Optional
Max Use: 1
Purpose: To supply the full name of an individual or organizational entity
Set Notes:

1. Loop 2310 contains information about the rendering, referring, or attending
provider.

Syntax:

1. P0809
If either NM108 or NM109 is present, then the other is required.
2. C1110
If NM111 is present, then NM110 is required.

DIAGRAM

NM101

NM1 ✽
M

ID

NM107

O

NM102

✽

2/3

AN 1/10

1065

Entity Type
Qualifier
M

1039

Name
Suffix

✽

OCTOBER 2002

98

Entity ID
Code

ID

O

66

NM109

ID Code
Qualifier
X

ID

✽

1/2

1035

Name Last/
Org Name

1/1

NM108

✽

NM103

X

O

67

ID

O

706

2/2

1037

Name
Middle

✽

Entity
Relat Code
X

NM105

AN 1/25

NM110

✽

AN 2/80

1036

Name
First

✽

AN 1/35

ID
Code

✽

NM104

ID

O

AN 1/10

98

Entity ID
Code
O

1038

Name
Prefix

✽

AN 1/25

NM111

✽

NM106

~

2/3

Original Page Number 335 Dated May 2000

23

004010X096A1 • 837 • 2400 • SV2
INSTITUTIONAL SERVICE LINE

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

INSTITUTIONAL
004010X096A1 • SERVICE
837 • 2400
LINE
• SV2

ELEMENT SUMMARY

USAGE

REQUIRED

REF.
DES.

SV201

DATA
ELEMENT

234

NAME

ATTRIBUTES

Product/Service ID

X

AN

1/48

Identifying number for a product or service
INDUSTRY: Service
SYNTAX:

Line Revenue Code

R0102

SEMANTIC:

SV201 is the revenue code.

1677
1182

UB-92 Reference [UB-92 Name]:

1182
2001182
2100161
2100162

EMC v.6.0 Reference:

2100254

See Code Source 132: National Uniform Billing Committee (NUBC)
Codes.

SITUATIONAL

42 [Revenue Code]

Record Type 50 Field No. 4, 11, 12, 13
Record Type 60 Field No. 4, 13, 14
Record Type 61 Field No. 4, 14, 15

SV202

C003

COMPOSITE MEDICAL PROCEDURE
IDENTIFIER

X

To identify a medical procedure by its standardized codes and applicable
modifiers

1678

ALIAS: Service

1678
1230

UB-92 Reference [UB-92 Name]:

2100304 New Note Added

This data element required for outpatient claims when an
appropriate HCPCS exists for the service line item.

44 (HCPCS) [HCPCS/Rates/HIPPS Rate Codes]

Note Deleted
REQUIRED

Line Procedure Code

SV202 - 1

235

Product/Service ID Qualifier

M

ID

2/2

Code identifying the type/source of the descriptive number used in
Product/Service ID (234)
INDUSTRY: Product

or Service ID Qualifier

The NDC number is used for reporting prescribed drugs
and biologics when required by government regulation, or
as deemed by the provider to enhance claim
reporting/adjudication processes. The NDC number is
reported in the LIN segment of Loop ID-2410.

2100304

New Note Added

CODE

HC

2083

DEFINITION

Health Care Financing Administration Common
Procedural Coding System (HCPCS) Codes
Because the AMA’s CPT codes are also level 1
HCPCS codes, they are reported under HC.
CODE SOURCE 130: Health Care Financing Administration
Common Procedural Coding System

24

Original Page Number 446 Dated May 2000

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

Codes N1, N2, N3 and N4 Deleted

004010X096A1 • 837 • 2400 • SV2
INSTITUTIONAL SERVICE LINE

IV

Home Infusion EDI Coalition (HIEC) Product/Service
Code
This code set is not allowed for use under HIPAA at
the time of this writing. The qualifier can only be
used: 1) If a new rule names HIEC as an allowable
code set under HIPAA. 2) For Property & Casualty
claims/encounters that are not covered under HIPAA.

2100262 New Note Added

CODE SOURCE 513: Home Infusion EDI Coalition (HIEC)
Product/Service Code List

ZZ

Use code ZZ to convey the Health Insurance
Prospective Payment System (HIPPS) Skilled
Nursing Facility Rate Code. This code list is
available from:
Division of Institutional Care
Health Care Financing Administration
S1-03-06
7500 Security Boulevard
Baltimore, MD 21244-1850

2100219

REQUIRED

Mutually Defined

SV202 - 2

234

Product/Service ID

M

AN

1/48

AN

2/2

Identifying number for a product or service
INDUSTRY: Procedure
ALIAS: HCPCS

Code

Procedure Code

1183
1000090

UB-92 Reference [UB-92 Name]:

1000090
2100090
2100199

EMC v.6.0 Reference:

SITUATIONAL

44 (HCPCS) [HCPCS/Rates/HIPPS Rate Codes]

Record Type 60 Field No. 5, 13, 14
Record Type 61 Field No. 5, 14, 15
SV202 - 3

1339

Procedure Modifier

O

This identifies special circumstances related to the performance of the
service, as defined by trading partners
ALIAS: HCPCS

Modifier 1

1184
1000091

UB-92 Reference [UB-92 Name]:

1000091
2100091

EMC v.6.0 Reference:

1066

Use this modifier for the first procedure code modifier.

1754

This data element is required when the Provider needs to
convey additional clarification for the associated procedure
code.

OCTOBER 2002

Original Page Numbers 446 and 447 Dated May 2000

44 (HCPCS) [HCPCS/Rates/HIPPS Rate Codes]

Record Type 60 Field No. 9, 13, 14

25

004010X096A1 • 837 • 2400 • DTP
SERVICE LINE DATE

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

SERVICE
004010X096A1
LINE DATE
• 837 • 2400 • DTP

IMPLEMENTATION

SERVICE LINE DATE
Loop: 2400 — SERVICE LINE NUMBER
Usage: SITUATIONAL
Repeat: 1
Notes:

8
209

1. Required on outpatient claims when revenue, procedure, HIEC or drug
codes are reported in the SV2 segment.

024
210
5

2. In cases where a drug is being billed on a service line, the Date of
Service DTP may be used to indicate the range of dates through which
the drug will be used by the patient. Use RD8 for this purpose.

024
210
6

3. In cases where a drug is being billed on a service line, the Date of
Service DTP is used to indicate the date the prescription was written
(or otherwise communicated by the prescriber if not written).

New Note 4. Added
026
210
4

4. Assessment Date DTP is not used when this segment is present.

Example: DTP✽472✽D8✽19960819~

6
149
STANDARD

DTP Date or Time or Period
Level: Detail
Position: 455
Loop: 2400
Requirement: Optional
Max Use: 15
Purpose: To specify any or all of a date, a time, or a time period
DIAGRAM

DTP01

DTP ✽

374

Date/Time
Qualifier
M

ID

3/3

DTP02

✽

1250

Date Time
format Qual
M

ID

DTP03

✽

2/3

1251

Date Time
Period
M

~

AN 1/35

ELEMENT SUMMARY

USAGE

REQUIRED

REF.
DES.

DTP01

DATA
ELEMENT

374

NAME

ATTRIBUTES

Date/Time Qualifier

M

ID

3/3

Code specifying type of date or time, or both date and time
INDUSTRY: Date
CODE

472

2214

26

Original Page Number 456 Dated May 2000

Time Qualifier
DEFINITION

Service
Use RD8 in DTP02 to indicate begin/end or from/to
dates.

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

REQUIRED

DTP02

1250

004010X096A1 • 837 • 2400 • DTP
SERVICE LINE DATE

Date Time Period Format Qualifier

M

ID

2/3

Code indicating the date format, time format, or date and time format
SEMANTIC:

DTP02 is the date or time or period format that will appear in DTP03.

CODE

Note Deleted
REQUIRED

DTP03

1251

DEFINITION

D8

Date Expressed in Format CCYYMMDD

RD8

Range of Dates Expressed in Format CCYYMMDDCCYYMMDD

Date Time Period

M

AN

1/35

Expression of a date, a time, or range of dates, times or dates and times
INDUSTRY: Service

Date

0
2101

UB-92 Reference [UB-92 Name]:

2101
1533
1415

EMC v.6.0 Reference:

OCTOBER 2002

45 [Service Date]

Record Type 60 Field No. 12, 13, 14
Record Type 61 Field No. 9, 14, 15

Original Page Number 457 Dated May 2000

27

004010X096A1 • 837 • 2400 • DTP
ASSESSMENT DATE
DATE OR TIME OR PERIOD
DTP

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

ASSESSMENT
004010X096A1 DATE
• 837 • 2400 • DTP

IMPLEMENTATION

ASSESSMENT DATE
Loop: 2400 — SERVICE LINE NUMBER
Usage: SITUATIONAL
Repeat: 1
Notes:

9
210

1. Required when an assessment date is necessary (i.e. Medicare PPS
processing).

024
210
8

2. Refer to Code Source 132 National Uniform Billing Committee (NUBC)
Codes for instructions on the use of this date.

New Note 3. Added
026
210
5

3. Service date DTP is not used when this segment is present.

Example: DTP✽866✽19981210~

8
210
STANDARD

DTP Date or Time or Period
Level: Detail
Position: 455
Loop: 2400
Requirement: Optional
Max Use: 15
Purpose: To specify any or all of a date, a time, or a time period
DIAGRAM

DTP01

DTP ✽

374

Date/Time
Qualifier
M

ID

3/3

DTP02

✽

1250

Date Time
format Qual
M

ID

DTP03

✽

2/3

1251

Date Time
Period
M

~

AN 1/35

ELEMENT SUMMARY

USAGE

REQUIRED

REF.
DES.

DTP01

DATA
ELEMENT

374

NAME

ATTRIBUTES

Date/Time Qualifier

M

ID

3/3

M

ID

2/3

Code specifying type of date or time, or both date and time
INDUSTRY: Date
CODE

866
REQUIRED

DTP02

1250

Time Qualifier
DEFINITION

Examination

Date Time Period Format Qualifier

Code indicating the date format, time format, or date and time format
SEMANTIC:

DTP02 is the date or time or period format that will appear in DTP03.

CODE

D8

28

Original Page Number 458 Dated May 2000

DEFINITION

Date Expressed in Format CCYYMMDD

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1 • 837 • 2400 • HCP
LINE PRICING/REPRICING INFORMATION

New Segment Added

LINE
004010X096A1
PRICING/REPRICING
• 837 • 2400INFORMATION
• HCP

IMPLEMENTATION

LINE PRICING/REPRICING INFORMATION
Loop: 2400 — SERVICE LINE NUMBER
Usage: SITUATIONAL
Repeat: 1
Notes:

026
210
7

1. Used only by repricers as needed. This information is specific to the
destination payer reported in the 2010BB loop.

Example: HCP✽03✽100✽10✽RPO12345~

8
106
STANDARD

HCP Health Care Pricing
Level: Detail
Position: 492
Loop: 2400
Requirement: Optional
Max Use: 1
Purpose: To specify pricing or repricing information about a health care claim or line item
Syntax:

1. R0113
At least one of HCP01 or HCP13 is required.
2. P0910
If either HCP09 or HCP10 is present, then the other is required.
3. P1112
If either HCP11 or HCP12 is present, then the other is required.

DIAGRAM

HCP01

HCP

1473

HCP02

Pricing
✽
✽
Methodology
X

ID

HCP07

2/2

O

R

HCP13

O

782

Monetary
Amount

✽

R

HCP08

✽

782

Monetary
Amount

O

901

HCP14

O

234

1526

Reject
✽
✽ Policy Comp ✽
Reason Code
Code
X

OCTOBER 2002

ID

2/2

O

ID

1/2

R

HCP09

X

ID

HCP15

ID

O

O

AN 1/48

R

HCP11

✽

118

Rate

✽

234

Product/
Service ID
X

HCP05

AN 1/30

HCP10

✽

2/2

127

Reference
Ident

✽

235

1/9

ID

O

355

2/2

127

Reference
Ident

✽

Unit/Basis
Meas Code
X

HCP06

AN 1/30

HCP12

380

Quantity

✽
X

R

1/15

1527

Exception
Code
O

HCP04

1/18

Prod/Serv
ID Qual

✽

AN 1/48

782

Monetary
Amount

✽

1/18

Product/
Service ID

1/18

HCP03

~

1/2

New Page inserted after page 443 dated May 2000

29

004010X096A1 • 837 • 2400 • HCP
LINE PRICING/REPRICING INFORMATION

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

New Segment Added

ELEMENT SUMMARY

USAGE

REF.
DES.

REQUIRED

HCP01

DATA
ELEMENT

1473

NAME

ATTRIBUTES

Pricing Methodology

X

ID

2/2

Code specifying pricing methodology at which the claim or line item has been
priced or repriced
ALIAS: Pricing/Repricing
SYNTAX:

R0113

Trading partners need to agree on which codes to use in this data
element. There do not appear to be standard definitions for the
code elements.

1398

CODE

REQUIRED

Methodology

HCP02

782

DEFINITION

00

Zero Pricing (Not Covered Under Contract)

01

Priced as Billed at 100%

02

Priced at the Standard Fee Schedule

03

Priced at a Contractual Percentage

04

Bundled Pricing

05

Peer Review Pricing

06

Per Diem Pricing

07

Flat Rate Pricing

08

Combination Pricing

09

Maternity Pricing

10

Other Pricing

11

Lower of Cost

12

Ratio of Cost

13

Cost Reimbursed

14

Adjustment Pricing

Monetary Amount

O

R

1/18

Monetary amount
INDUSTRY: Repriced

Allowed Amount

ALIAS: Pricing/Repricing
SEMANTIC:

30

Allowed Amount

HCP02 is the allowed amount.

New Page inserted after page 443 dated May 2000

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

New Segment Added

SITUATIONAL

Monetary Amount

HCP03

782

004010X096A1 • 837 • 2400 • HCP
LINE PRICING/REPRICING INFORMATION

O

R

1/18

Monetary amount
INDUSTRY: Repriced

Saving Amount

ALIAS: Pricing/Repricing
SEMANTIC:

HCP03 is the savings amount.

This data element is required when it is necessary to report
Savings Amount on claims which has been priced or repriced.

1398
SITUATIONAL

Saving Amount

HCP04

127

Reference Identification

O

AN

1/30

Reference information as defined for a particular Transaction Set or as specified
by the Reference Identification Qualifier
INDUSTRY: Repriced

Organizational Identifier

ALIAS: Pricing/Repricing
SEMANTIC:

HCP04 is the repricing organization identification number.

This data element is required when it is necessary to report
Repricing Organization ID on claims which has been priced or
repriced.

1398
SITUATIONAL

Organizational Identifier

HCP05

118

Rate

O

R

1/9

Rate expressed in the standard monetary denomination for the currency specified
INDUSTRY: Repricing

Per Diem or Flat Rate Amount

ALIAS: Pricing/Repricing
SEMANTIC:

HCP05 is the pricing rate associated with per diem or flat rate repricing.

This data element is required when it is necessary to report Pricing
Rate on claims which has been priced or repriced.

1398
SITUATIONAL

Rate

HCP06

127

Reference Identification

O

AN

1/30

Reference information as defined for a particular Transaction Set or as specified
by the Reference Identification Qualifier
INDUSTRY: Repriced
ALIAS: Approved
SEMANTIC:

Approved Ambulatory Patient Group Code

APG Code, Pricing

HCP06 is the approved DRG code.

HCP06, HCP07, HCP08, HCP10, and HCP12 are fields that will contain
different values from the original submitted values.
COMMENT:

This data element is required when it is necessary to report
Approved DRG Code on claims which has been priced or repriced.

1398
SITUATIONAL

HCP07

782

Monetary Amount

O

R

1/18

Monetary amount
INDUSTRY: Repriced
ALIAS: Approved
SEMANTIC:

1398

OCTOBER 2002

Approved Ambulatory Patient Group Amount

APG Amount, Pricing

HCP07 is the approved DRG amount.

This data element is required when it is necessary to report
Approved DRG Amount on claims which has been priced or
repriced.

New Page inserted after page 443 dated May 2000

31

004010X096A1 • 837 • 2400 • HCP
LINE PRICING/REPRICING INFORMATION

New Segment Added

SITUATIONAL

Product/Service ID

HCP08

234

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

O

AN

1/48

Identifying number for a product or service
INDUSTRY: Repriced
ALIAS: Approved
SEMANTIC:

Revenue Code

HCP08 is the approved revenue code.

This data element is required when it is necessary to report
Approved Revenue Code on claims which has been priced or
repriced.

1398
SITUATIONAL

Approved Revenue Code

HCP09

235

Product/Service ID Qualifier

X

ID

2/2

Code identifying the type/source of the descriptive number used in
Product/Service ID (234)
SYNTAX:

P0910

Required when HCP10 exists.

1398

CODE

HC

DEFINITION

Health Care Financing Administration Common
Procedural Coding System (HCPCS) Codes
This code includes Current Procedural Terminology
(CPT) and HCPCS coding.

2214

CODE SOURCE 130: Health Care Financing Administration
Common Procedural Coding System

SITUATIONAL

HCP10

234

Product/Service ID

X

AN

1/48

Identifying number for a product or service
INDUSTRY: Procedure

Code

ALIAS: Pricing/Repricing
SYNTAX:

P0910

SEMANTIC:

HCP10 is the approved procedure code.

This data element is required when it is necessary to report
Approved HCPCS Code on claims which has been priced or
repriced.

1398
SITUATIONAL

Approved Procedure Code

HCP11

355

Unit or Basis for Measurement Code

X

ID

2/2

Code specifying the units in which a value is being expressed, or manner in which
a measurement has been taken
SYNTAX:

P1112

CODE

SITUATIONAL

HCP12

380

DEFINITION

DA

Days

UN

Unit

Quantity

X

R

1/15

Numeric value of quantity
INDUSTRY: Repricing

Approved Service Unit Count

ALIAS: Pricing/Repricing
SYNTAX:

P1112

SEMANTIC:

1398

32

Approved Units or Inpatient Days

HCP12 is the approved service units or inpatient days.

This data element is required when it is necessary to report
Approved Service Unit Count on claims which has been priced or
repriced.

New Page inserted after page 443 dated May 2000

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

SITUATIONAL

HCP13

901

New Segment Added

004010X096A1 • 837 • 2400 • HCP
LINE PRICING/REPRICING INFORMATION

Reject Reason Code

X

ID

2/2

Code assigned by issuer to identify reason for rejection
ALIAS: Reject
SYNTAX:

Reason Code

R0113

HCP13 is the rejection message returned from the third party
organization.

SEMANTIC:

This data element is required when it is necessary to report
Rejection Message on claims which has been priced or repriced.

1398

CODE

SITUATIONAL

HCP14

1526

DEFINITION

T1

Cannot Identify Provider as TPO (Third Party
Organization) Participant

T2

Cannot Identify Payer as TPO (Third Party
Organization) Participant

T3

Cannot Identify Insured as TPO (Third Party
Organization) Participant

T4

Payer Name or Identifier Missing

T5

Certification Information Missing

T6

Claim does not contain enough information for repricing

Policy Compliance Code

O

ID

1/2

Code specifying policy compliance

This data element is required when it is necessary to report Policy
Compliance Code on claims which has been priced or repriced.

1398

CODE

SITUATIONAL

HCP15

1527

DEFINITION

1

Procedure Followed (Compliance)

2

Not Followed - Call Not Made (Non-Compliance Call
Not Made)

3

Not Medically Necessary (Non-Compliance NonMedically Necessary)

4

Not Followed Other (Non-Compliance Other)

5

Emergency Admit to Non-Network Hospital

Exception Code

O

ID

1/2

Code specifying the exception reason for consideration of out-of-network health
care services

1398

This data element is required when it is necessary to report
Exception Reason Code on claims which have been priced or
repriced.
SEMANTIC:

HCP15 is the exception reason generated by a third party organization.

CODE

OCTOBER 2002

DEFINITION

1

Non-Network Professional Provider in Network
Hospital

2

Emergency Care

New Page inserted after page 443 dated May 2000

33

004010X096A1 • 837 • 2400 • HCP
LINE PRICING/REPRICING INFORMATION

34

New Segment Added

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

3

Services or Specialist not in Network

4

Out-of-Service Area

5

State Mandates

6

Other

New Page inserted after page 443 dated May 2000

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

New Loop and Segment Added

004010X096A1 • 837 • 2410 • LIN
DRUG IDENTIFICATION

DRUG
004010X096A1
IDENTIFICATION
• 837 • 2410 • LIN

IMPLEMENTATION

DRUG IDENTIFICATION
Loop: 2410 — DRUG IDENTIFICATION Repeat: 25
Usage: SITUATIONAL
Repeat: 1
Notes:

027
210
9

1. The NDC number is used for reporting prescribed drugs and biologics
when required by government regulation, or as deemed by the
provider to enhance claim reporting/adjudication processes. The NDC
number is reported in the LIN segment of Loop ID-2410.
2. Use Loop ID 2410 to specify billing/reporting for drugs provided that
may be part of the service(s) described in SV2.

028
210
0

Example: LIN✽N4✽12345123412~

8
106
STANDARD

LIN Item Identification
Level: Detail
Position: 494
Loop: 2410 Repeat: >1
Requirement: Optional
Max Use: 1
Purpose: To specify basic item identification data
Set Notes:
Syntax:

1. Loop 2410 contains compound drug components, quantities and prices.
1. P0405
If either LIN04 or LIN05 is present, then the other is required.
2. P0607
If either LIN06 or LIN07 is present, then the other is required.
3. P0809
If either LIN08 or LIN09 is present, then the other is required.
4. P1011
If either LIN10 or LIN11 is present, then the other is required.
5. P1213
If either LIN12 or LIN13 is present, then the other is required.
6. P1415
If either LIN14 or LIN15 is present, then the other is required.
7. P1617
If either LIN16 or LIN17 is present, then the other is required.
8. P1819
If either LIN18 or LIN19 is present, then the other is required.
9. P2021
If either LIN20 or LIN21 is present, then the other is required.

OCTOBER 2002

New Page inserted after page 443 dated May 2000

35

004010X096A1 • 837 • 2410 • LIN
DRUG IDENTIFICATION

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

New Segment Added

10. P2223
If either LIN22 or LIN23 is present, then the other is required.
11. P2425
If either LIN24 or LIN25 is present, then the other is required.
12. P2627
If either LIN26 or LIN27 is present, then the other is required.
13. P2829
If either LIN28 or LIN29 is present, then the other is required.
14. P3031
If either LIN30 or LIN31 is present, then the other is required.
DIAGRAM

LIN01

350

Assigned
ID

LIN ✽
O

X

X

X

AN 1/48

LIN25

✽
X

X

235

ID

X

X

2/2

X

ID

235

LIN27

X

AN 1/48

ID

LIN11

ID

ID

LIN23

X

235

LIN29

2/2

X

235

ID

LIN18

X

235

ID

LIN24

X

235

ID

LIN30

2/2

235

Prod/Serv
ID Qual

✽

AN 1/48

2/2

Prod/Serv
ID Qual

✽

234

2/2

Prod/Serv
ID Qual

✽

AN 1/48

Product/
Service ID

✽

X

234

Product/
Service ID

2/2

Prod/Serv
ID Qual

✽

AN 1/48

2/2

Prod/Serv
ID Qual
X

X

ID

LIN12

234

Product/
Service ID

✽

X

234

235

Prod/Serv
ID Qual

✽

AN 1/48

LIN17

235

LIN28

✽

X

✽

LIN06

AN 1/48

Product/
Service ID

✽

2/2

Prod/Serv
ID Qual
X

234

Product/
Service ID

✽

2/2

AN 1/48

235

235

LIN22

✽

✽

2/2

234

Product/
Service ID
X

Prod/Serv
ID Qual
X

234

Product/
Service ID

ID

LIN16

✽

AN 1/48

LIN21

✽

X

LIN05

2/2

Prod/Serv
ID Qual

✽

234

Product/
Service ID

ID

LIN10

AN 1/48

LIN15

✽

2/2

Prod/Serv
ID Qual

✽

X

X

234

235

Prod/Serv
ID Qual

✽

AN 1/48

Product/
Service ID

✽

LIN04

X

ID

2/2

234

Product/
Service ID

✽

LIN09

Prod/Serv
ID Qual

LIN26

AN 1/48

LIN31

ID

X

234

Product/
Service ID

235

235

LIN20

✽

✽

2/2

234

Product/
Service ID
M

Prod/Serv
ID Qual
X

234

Product/
Service ID

ID

LIN14

✽

AN 1/48

LIN19

✽

X

LIN03

2/2

Prod/Serv
ID Qual

✽

234

Product/
Service ID

ID

LIN08

AN 1/48

LIN13

✽

M

234

Product/
Service ID

235

Prod/Serv
ID Qual

✽

AN 1/20

LIN07

✽

LIN02

~

AN 1/48

ELEMENT SUMMARY

USAGE

NOT USED

36

REF.
DES.

LIN01

DATA
ELEMENT

350

NAME

Assigned Identification

New Page inserted after page 443 dated May 2000

ATTRIBUTES

O

AN

1/20

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

REQUIRED

LIN02

235

004010X096A1 • 837 • 2410 • LIN
DRUG IDENTIFICATION

New Segment Added
Product/Service ID Qualifier

M

ID

2/2

Code identifying the type/source of the descriptive number used in
Product/Service ID (234)
COMMENT: LIN02 through LIN31 provide for fifteen different product/service IDs for
each item. For example: Case, Color, Drawing No., U.P.C. No., ISBN No., Model
No., or SKU.
CODE

DEFINITION

N4

National Drug Code in 5-4-2 Format
CODE SOURCE 240:

REQUIRED

LIN03

234

National Drug Code by Format

Product/Service ID

M

AN

1/48

Identifying number for a product or service
ALIAS: National

Drug Code

NOT USED

LIN04

235

Product/Service ID Qualifier

X

ID

2/2

NOT USED

LIN05

234

Product/Service ID

X

AN

1/48

NOT USED

LIN06

235

Product/Service ID Qualifier

X

ID

2/2

NOT USED

LIN07

234

Product/Service ID

X

AN

1/48

NOT USED

LIN08

235

Product/Service ID Qualifier

X

ID

2/2

NOT USED

LIN09

234

Product/Service ID

X

AN

1/48

NOT USED

LIN10

235

Product/Service ID Qualifier

X

ID

2/2

NOT USED

LIN11

234

Product/Service ID

X

AN

1/48

NOT USED

LIN12

235

Product/Service ID Qualifier

X

ID

2/2

NOT USED

LIN13

234

Product/Service ID

X

AN

1/48

NOT USED

LIN14

235

Product/Service ID Qualifier

X

ID

2/2

NOT USED

LIN15

234

Product/Service ID

X

AN

1/48

NOT USED

LIN16

235

Product/Service ID Qualifier

X

ID

2/2

NOT USED

LIN17

234

Product/Service ID

X

AN

1/48

NOT USED

LIN18

235

Product/Service ID Qualifier

X

ID

2/2

NOT USED

LIN19

234

Product/Service ID

X

AN

1/48

NOT USED

LIN20

235

Product/Service ID Qualifier

X

ID

2/2

NOT USED

LIN21

234

Product/Service ID

X

AN

1/48

NOT USED

LIN22

235

Product/Service ID Qualifier

X

ID

2/2

NOT USED

LIN23

234

Product/Service ID

X

AN

1/48

NOT USED

LIN24

235

Product/Service ID Qualifier

X

ID

2/2

NOT USED

LIN25

234

Product/Service ID

X

AN

1/48

NOT USED

LIN26

235

Product/Service ID Qualifier

X

ID

2/2

NOT USED

LIN27

234

Product/Service ID

X

AN

1/48

NOT USED

LIN28

235

Product/Service ID Qualifier

X

ID

2/2

NOT USED

LIN29

234

Product/Service ID

X

AN

1/48

NOT USED

LIN30

235

Product/Service ID Qualifier

X

ID

2/2

NOT USED

LIN31

234

Product/Service ID

X

AN

1/48

OCTOBER 2002

New Page inserted after page 443 dated May 2000

37

004010X096A1 • 837 • 2410 • CTP
DRUG PRICING
PRICING INFORMATION
CTP

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

New Segment Added

DRUG
004010X096A1
PRICING• 837 • 2410 • CTP

IMPLEMENTATION

DRUG PRICING
Loop: 2410 — DRUG IDENTIFICATION
Usage: SITUATIONAL
Repeat: 1
Notes:

028
210
3

1. Required when it is necessary to provide a price specific to the NDC
provided in LIN03 that is different than the price reported in SV203.

Example: CTP✽✽✽1.15✽2✽UN~

8
106
STANDARD

CTP Pricing Information
Level: Detail
Position: 495
Loop: 2410
Requirement: Optional
Max Use: 1
Purpose: To specify pricing information
Syntax:

1. P0405
If either CTP04 or CTP05 is present, then the other is required.
2. C0607
If CTP06 is present, then CTP07 is required.
3. C0902
If CTP09 is present, then CTP02 is required.
4. C1002
If CTP10 is present, then CTP02 is required.
5. C1103
If CTP11 is present, then CTP03 is required.

DIAGRAM

CTP01

CTP ✽

687

Class of
Trade Code
O

ID

CTP07

X

X

649

R

1/10

236

Price ID
Code

✽

2/2

Multiplier

✽

CTP02

ID

CTP08

3/3

O

X

782

R

212

Unit
Price

✽

Monetary
Amount

✽

CTP03

R

CTP09

✽

1/18

1/17

ID

X

639

R

CTP10

O

CTP05

✽

1/15

AN 1/10

C001

Composite
Unit of Mea

CTP06

✽

X

499

Condition
Value

✽

2/2

380

Quantity

✽

Basis Unit
Price Code
O

CTP04

O

CTP11

✽

N0

ID

3/3

289

Mult Price
Quantity
O

648

Price Mult
Qualifier

~

1/2

ELEMENT SUMMARY

USAGE

NOT USED

38

REF.
DES.

CTP01

DATA
ELEMENT

687

NAME

Class of Trade Code

New Page inserted after page 443 dated May 2000

ATTRIBUTES

O

ID

2/2

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

New Segment Added

004010X096A1 • 837 • 2410 • CTP
DRUG PRICING

NOT USED

CTP02

236

Price Identifier Code

X

ID

3/3

REQUIRED

CTP03

212

Unit Price

X

R

1/17

X

R

1/15

ID

2/2

Price per unit of product, service, commodity, etc.
ALIAS: Drug
SYNTAX:

REQUIRED

CTP04

380

Unit Price

C1103

Quantity
Numeric value of quantity
ALIAS: National
SYNTAX:

REQUIRED

CTP05

C001

Drug Unit Count

P0405

COMPOSITE UNIT OF MEASURE

X

To identify a composite unit of measure
ALIAS: Unit/Basis

2100286
REQUIRED

CTP05 - 1

355

of Measurement

Unit or Basis for Measurement Code

M

Code specifying the units in which a value is being expressed, or
manner in which a measurement has been taken
ALIAS: Code
CODE

Qualifier

DEFINITION

F2

International Unit

GR

Gram

ML

Milliliter

UN

Unit

NOT USED

CTP05 - 2

1018

Exponent

O

R

1/15

NOT USED

CTP05 - 3

649

Multiplier

O

R

1/10

NOT USED

CTP05 - 4

355

Unit or Basis for Measurement Code

O

ID

2/2

NOT USED

CTP05 - 5

1018

Exponent

O

R

1/15

NOT USED

CTP05 - 6

649

Multiplier

O

R

1/10

NOT USED

CTP05 - 7

355

Unit or Basis for Measurement Code

O

ID

2/2

NOT USED

CTP05 - 8

1018

Exponent

O

R

1/15

NOT USED

CTP05 - 9

649

Multiplier

O

R

1/10

NOT USED

CTP05 - 10

355

Unit or Basis for Measurement Code

O

ID

2/2

NOT USED

CTP05 - 11

1018

Exponent

O

R

1/15

NOT USED

CTP05 - 12

649

Multiplier

O

R

1/10

NOT USED

CTP05 - 13

355

Unit or Basis for Measurement Code

O

ID

2/2

NOT USED

CTP05 - 14

1018

Exponent

O

R

1/15

NOT USED

CTP05 - 15

649

Multiplier

O

R

1/10

NOT USED

CTP06

648

Price Multiplier Qualifier

O

ID

3/3

NOT USED

CTP07

649

Multiplier

X

R

1/10

NOT USED

CTP08

782

Monetary Amount

O

R

1/18

NOT USED

CTP09

639

Basis of Unit Price Code

O

ID

2/2

NOT USED

CTP10

499

Condition Value

O

AN

1/10

NOT USED

CTP11

289

Multiple Price Quantity

O

N0

1/2

OCTOBER 2002

New Page inserted after page 443 dated May 2000

39

004010X096A1 • 837 • 2410 • REF
PRESCRIPTION NUMBER
REFERENCE IDENTIFICATION
REF

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

New Segment Added

PRESCRIPTION
004010X096A1 • NUMBER
837 • 2410 • REF

IMPLEMENTATION

PRESCRIPTION NUMBER
Loop: 2410 — DRUG IDENTIFICATION
Usage: SITUATIONAL
Repeat: 1
Notes:

028
210
9

1. Required if dispense of the drug has been done with an assigned Rx
number.
2. In cases where a compound drug is being billed, the components of
the compound will all have the same prescription number. Payers
receiving the claim can relate all the components by matching the
prescription number.

7
208

Example: REF✽XZ✽123456~

028
210
8
STANDARD

REF Reference Identification
Level: Detail
Position: 496
Loop: 2410
Requirement: Optional
Max Use: 1
Purpose: To specify identifying information
Syntax:

1. R0203
At least one of REF02 or REF03 is required.

DIAGRAM

REF01

REF ✽

128

Reference
Ident Qual
M

ID

2/3

REF02

127

Reference
Ident

✽
X

REF03

✽

AN 1/30

352

Description
X

REF04

✽

AN 1/80

C040

Reference
Identifier

~

O

ELEMENT SUMMARY

USAGE

REF.
DES.

REQUIRED

REF01

DATA
ELEMENT

128

NAME

ATTRIBUTES

Reference Identification Qualifier

M

ID

2/3

Code qualifying the Reference Identification
ALIAS: Code
CODE

XZ

40

Qualifier
DEFINITION

Pharmacy Prescription Number

New Page inserted after page 443 dated May 2000

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

REQUIRED

REF02

127

New Segment Added
Reference Identification

004010X096A1 • 837 • 2410 • REF
PRESCRIPTION NUMBER

X

AN

1/30

Reference information as defined for a particular Transaction Set or as specified
by the Reference Identification Qualifier
ALIAS: Prescription
SYNTAX:

Number

R0203

NOT USED

REF03

352

Description

X

NOT USED

REF04

C040

REFERENCE IDENTIFIER

O

OCTOBER 2002

AN

1/80

New Page inserted after page 443 dated May 2000

41

004010X096A1 • 837 • 2420A • NM1
ATTENDING PHYSICIAN NAME
INDIVIDUAL OR ORGANIZATIONAL NAME
NM1

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1
ATTENDING PHYSICIAN
NAME
• 837 • 2420A
• NM1

IMPLEMENTATION

ATTENDING PHYSICIAN NAME
Loop: 2420A — ATTENDING PHYSICIAN NAME Repeat: 1
Usage: SITUATIONAL
Repeat: 1
Notes:

3
185

1. Because the usage of this segment is “Situational” this is not a
syntactically required loop. If this loop is used, then this segment is a
“Required” segment. See Appendix A for further details on ASC X12
nomenclature.

Note 2. Changed
029
210
0

2. Required when line level provider information is known to impact
adjudication.

Example: NM1✽71✽1✽JONES✽JOHN✽✽✽SR.✽24✽123456789~

1
211
STANDARD

NM1 Individual or Organizational Name
Level: Detail
Position: 500
Loop: 2420 Repeat: 10
Requirement: Optional
Max Use: 1
Purpose: To supply the full name of an individual or organizational entity
Set Notes:

1. Loop 2420 contains information about the rendering, referring, or attending
provider on a service line level. These segments override the information in
the claim - level segments if the entity identifier codes in each NM1
segment are the same.

Syntax:

1. P0809
If either NM108 or NM109 is present, then the other is required.
2. C1110
If NM111 is present, then NM110 is required.

DIAGRAM

NM101

NM1 ✽
M

ID

NM107

O

NM102

✽

2/3

AN 1/10

1065

Entity Type
Qualifier
M

1039

Name
Suffix

✽

42

98

Entity ID
Code

ID

ID

1/2

1035

Name Last/
Org Name
O

66

ID Code
Qualifier
X

✽

1/1

NM108

✽

NM103

X

Original Page Number 462 Dated May 2000

O

67

ID
Code
AN 2/80

ID

O

706

2/2

1037

Name
Middle

✽

Entity
Relat Code
X

NM105

AN 1/25

NM110

✽

1036

Name
First

✽

AN 1/35

NM109

✽

NM104

AN 1/25

ID

O

AN 1/10

98

Entity ID
Code
O

1038

Name
Prefix

✽

NM111

✽

NM106

~

2/3

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1 • 837 • 2420B • NM1
OPERATING PHYSICIAN NAME

OPERATING
004010X096A1
PHYSICIAN
NAME
• 837 • 2420B
• NM1

IMPLEMENTATION

OPERATING PHYSICIAN NAME
Loop: 2420B — OPERATING PHYSICIAN NAME Repeat: 1
Usage: SITUATIONAL
Repeat: 1
Notes:

8
189

1. Because the usage of this segment is “Situational” this is not a
syntactically required loop. If this loop is used, then this segment is a
“Required” segment. See Appendix A for further details on ASC X12
nomenclature.

Note 2. Changed
029
210
0

2. Required when line level provider information is known to impact
adjudication.

Example: NM1✽72✽1✽MEYERS✽JANE✽I✽✽✽34✽129847263~

2
212
STANDARD

NM1 Individual or Organizational Name
Level: Detail
Position: 500
Loop: 2420 Repeat: 10
Requirement: Optional
Max Use: 1
Purpose: To supply the full name of an individual or organizational entity
Set Notes:

1. Loop 2420 contains information about the rendering, referring, or attending
provider on a service line level. These segments override the information in
the claim - level segments if the entity identifier codes in each NM1
segment are the same.

Syntax:

1. P0809
If either NM108 or NM109 is present, then the other is required.
2. C1110
If NM111 is present, then NM110 is required.

DIAGRAM

NM101

NM1 ✽
M

ID

NM107

O

NM102

✽

2/3

AN 1/10

1065

Entity Type
Qualifier
M

1039

Name
Suffix

✽

OCTOBER 2002

98

Entity ID
Code

ID

ID

1/2

1035

Name Last/
Org Name
O

66

ID Code
Qualifier
X

✽

1/1

NM108

✽

NM103

X

O

67

ID
Code
AN 2/80

ID

O

706

2/2

1037

Name
Middle

✽

Entity
Relat Code
X

NM105

AN 1/25

NM110

✽

1036

Name
First

✽

AN 1/35

NM109

✽

NM104

AN 1/25

ID

O

AN 1/10

98

Entity ID
Code
O

1038

Name
Prefix

✽

NM111

✽

NM106

~

2/3

Original Page Number 469 Dated May 2000

43

004010X096A1 • 837 • 2420C • NM1
OTHER PROVIDER NAME

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1
OTHER
PROVIDER
• 837NAME
• 2420C • NM1

IMPLEMENTATION

OTHER PROVIDER NAME
Loop: 2420C — OTHER PROVIDER NAME Repeat: 1
Usage: SITUATIONAL
Repeat: 1
Notes:

8
189

1. Because the usage of this segment is “Situational” this is not a
syntactically required loop. If this loop is used, then this segment is a
“Required” segment. See Appendix A for further details on ASC X12
nomenclature.

Note 2. Changed
029
210
0

2. Required when line level provider information is known to impact
adjudication.

Note 3. Replaced
029
210
0

3. Required when the claim/encounter involves an other provider such
as, but not limited to: Referring Provider, Ordering Provider, Assisting
Provider, etc.

Note 4. Deleted

Example: NM1✽73✽1✽JONES✽JOHN✽✽✽SR.✽24✽123456789~

0
214
STANDARD

NM1 Individual or Organizational Name
Level: Detail
Position: 500
Loop: 2420 Repeat: 10
Requirement: Optional
Max Use: 1
Purpose: To supply the full name of an individual or organizational entity
Set Notes:

Syntax:

1. Loop 2420 contains information about the rendering, referring, or attending
provider on a service line level. These segments override the information in
the claim - level segments if the entity identifier codes in each NM1
segment are the same.
1. P0809
If either NM108 or NM109 is present, then the other is required.
2. C1110
If NM111 is present, then NM110 is required.

44

Original Page Number 476 Dated May 2000

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1 • 837 • 2430 • SVD
SERVICE LINE ADJUDICATION INFORMATION

SERVICE
004010X096A1
LINE ADJUDICATION
INFORMATION
• 837 • 2430 • SVD

ELEMENT SUMMARY

USAGE

REF.
DES.

REQUIRED

SVD01

DATA
ELEMENT

67

NAME

ATTRIBUTES

Identification Code

M

AN

2/80

Code identifying a party or other code
INDUSTRY: Payer
SEMANTIC:

SVD01 is the payer identification code.

EMC v.6.0 Reference:

2324
2001569
REQUIRED

Identifier

Record Type 30 Field No. 5, 6 (This must match one of the
corresponding loops: 2010BC - Payer Name, or 2330B - Other Payer
Name.)
SVD02

782

Monetary Amount

M

R

1/18

Monetary amount
INDUSTRY: Service
ALIAS: Service
SEMANTIC:

SITUATIONAL

SVD03

C003

Line Paid Amount

Line Amount Paid

SVD02 is the amount paid for this service line.

COMPOSITE MEDICAL PROCEDURE
IDENTIFIER

O

To identify a medical procedure by its standardized codes and applicable
modifiers

Required when returned on an 835 payment for this claim or when
needed to identify the service line adjudicated.

2325
REQUIRED

SVD03 - 1

235

Product/Service ID Qualifier

M

ID

2/2

Code identifying the type/source of the descriptive number used in
Product/Service ID (234)
INDUSTRY: Product

or Service ID Qualifier

The NDC number is used for reporting prescribed drugs
and biologics when required by government regulation, or
as deemed by the provider to enhance claim
reporting/adjudication processes. The NDC number is
reported in the LIN segment of Loop ID-2410.

2100304

New Note Added

CODE

HC

DEFINITION

Health Care Financing Administration Common
Procedural Coding System (HCPCS) Codes
Because the AMA’s CPT codes are also level 1
HCPCS codes, they are reported under HC.

2153

CODE SOURCE 130: Health Care Financing Administration
Common Procedural Coding System

IV

2100262
New Note Added

Codes N1, N2, N3, and N4 Deleted
OCTOBER 2002

Home Infusion EDI Coalition (HIEC) Product/Service
Code
This code set is not allowed for use under HIPAA at
the time of this writing. The qualifier can only be
used: 1) If a new rule names HIEC as an allowable
code set under HIPAA. 2) For Property & Casualty
claims/encounters that are not covered under
HIPAA.
CODE SOURCE 513: Home Infusion EDI Coalition (HIEC)
Product/Service Code List

Original Page Number 491 Dated May 2000

45

004010X096A1 • 837
HEALTH CARE CLAIM: INSTITUTIONAL

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

Data elements are assigned a unique reference number. Each data element has
a name, description, type, minimum length, and maximum length. For ID type
data elements, this guide provides the applicable ASC X12 code values and their
descriptions or references where the valid code list can be obtained.
Each data element is assigned a minimum and maximum length. The length of
the data element value is the number of character positions used except as
noted for numeric, decimal, and binary elements.
The data element types shown in matrix A4, Data Element Types, appear in this
implementation guide.
SYMBOL
TYPE
Nn
Numeric
R
Decimal
ID
Identifier
AN
String
DT
Date
TM
Time
B
Binary
Matrix A4. Data Element Types

A.1.3.1.1

Numeric
A numeric data element is represented by one or more digits with an optional
leading sign representing a value in the normal base of 10. The value of a numeric data element includes an implied decimal point. It is used when the position of the decimal point within the data is permanently fixed and is not to be
transmitted with the data.
This set of guides denotes the number of implied decimal positions. The representation for this data element type is “Nn” where N indicates that it is numeric
and n indicates the number of decimal positions to the right of the implied decimal point.
If n is 0, it need not appear in the specification; N is equivalent to N0. For negative values, the leading minus sign (-) is used. Absence of a sign indicates a positive value. The plus sign (+) should not be transmitted.
EXAMPLE
A transmitted value of 1234, when specified as numeric type N2, represents a
value of 12.34.
Leading zeros should be suppressed unless necessary to satisfy a minimum
length requirement. The length of a numeric type data element does not include
the optional sign.

A.1.3.1.2

Decimal
A decimal data element may contain an explicit decimal point and is used for numeric values that have a varying number of decimal positions. This data element
type is represented as “R.”
The decimal point always appears in the character stream if the decimal point is
at any place other than the right end. If the value is an integer (decimal point at
the right end) the decimal point should be omitted. For negative values, the leading minus sign (-) is used. Absence of a sign indicates a positive value. The plus
sign (+) should not be transmitted.

46

Original Page Number A.5 dated May 2000

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1 • 837
HEALTH CARE CLAIM: INSTITUTIONAL

Leading zeros should be suppressed unless necessary to satisfy a minimum
length requirement. Trailing zeros following the decimal point should be suppressed unless necessary to indicate precision. The use of triad separators (for
example, the commas in 1,000,000) is expressly prohibited. The length of a decimal type data element does not include the optional leading sign or decimal point.
EXAMPLE
A transmitted value of 12.34 represents a decimal value of 12.34.
New note

A.1.3.1.3

For implementation of this guide under the rules promulgated under the Health Insurance Portability and Accountability Act (HIPAA), decimal data elements in
Data Element 782 (Monetary Amount) will be limited to a maximum length of 10
characters including reported or implied places for cents (implied value of 00 after
the decimal point). Note the statement in the preceding paragraph that the decimal point and leading sign, if sent, are not part of the character count.

Identifier
An identifier data element always contains a value from a predefined list of codes
that is maintained by the ASC X12 Committee or some other body recognized by
the Committee. Trailing spaces should be suppressed unless they are necessary
to satisfy a minimum length. An identifier is always left justified. The representation for this data element type is “ID.”

A.1.3.1.4

String
A string data element is a sequence of any characters from the basic or extended
character sets. The significant characters shall be left justified. Leading spaces,
when they occur, are presumed to be significant characters. Trailing spaces
should be suppressed unless they are necessary to satisfy a minimum length.
The representation for this data element type is “AN.”

A.1.3.1.5

Date
A date data element is used to express the standard date in either YYMMDD or
CCYYMMDD format in which CC is the first two digits of the calendar year, YY is
the last two digits of the calendar year, MM is the month (01 to 12), and DD is the
day in the month (01 to 31). The representation for this data element type is “DT.”
Users of this guide should note that all dates within transactions are 8-character
dates (millennium compliant) in the format CCYYMMDD. The only date data element that is in format YYMMDD is the Interchange Date data element in the ISA
segment, and also used in the TA1 Interchange Acknowledgment, where the century can be readily interpolated because of the nature of an interchange header.

A.1.3.1.6

Time
A time data element is used to express the ISO standard time HHMMSSd..d format in which HH is the hour for a 24 hour clock (00 to 23), MM is the minute (00
to 59), SS is the second (00 to 59) and d..d is decimal seconds. The representation for this data element type is “TM.” The length of the data element determines the format of the transmitted time.
EXAMPLE
Transmitted data elements of four characters denote HHMM. Transmitted data
elements of six characters denote HHMMSS.

OCTOBER 2002

Original Page Number A.6 dated May 2000

47

004010X096A1 • 837 • GS
FUNCTIONAL GROUP HEADER
FUNCTIONAL GROUP HEADER
GS

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

004010X096A1GROUP
FUNCTIONAL
GS
• 002 • HEADER

IMPLEMENTATION

FUNCTIONAL GROUP HEADER
Example: GS✽HC✽SENDER CODE✽RECEIVER
CODE✽19940331✽0802✽1✽X✽004010X096A1~

005
100
4

Example changed

STANDARD

GS Functional Group Header
Purpose: To indicate the beginning of a functional group and to provide control information
DIAGRAM

GS01

GS ✽

479

Functional
ID Code
M

ID

GS07

GS02

2/2

M

455

GS08

✽ Responsible ✽
Agency Code
M

ID

1/2

142

GS03

✽ Application ✽
Send’s Code
AN 2/15

M

AN 2/15

GS04

373

Date

✽
M

DT

GS05

✽
8/8

337

Time
M

TM

GS06

✽
4/8

28

Group Ctrl
Number
M

N0

1/9

480

Ver/Release
ID Code
M

124

Application
Rec’s Code

~

AN 1/12

ELEMENT SUMMARY

USAGE

REQUIRED

REF.
DES.

GS01

DATA
ELEMENT

479

NAME

ATTRIBUTES

Functional Identifier Code

M

ID

2/2

AN

2/15

Code identifying a group of application related transaction sets
CODE

HC
REQUIRED

GS02

142

DEFINITION

Health Care Claim (837)

Application Sender’s Code

M

Code identifying party sending transmission; codes agreed to by trading partners

Use this code to identify the unit sending the information.

1000009
REQUIRED

GS03

124

Application Receiver’s Code

M

AN

2/15

Code identifying party receiving transmission. Codes agreed to by trading partners

Use this code to identify the unit receiving the information.

1000010
REQUIRED

GS04

373

Date

M

DT

8/8

TM

4/8

Date expressed as CCYYMMDD
SEMANTIC:

Use this date for the functional group creation date.

1000011
REQUIRED

GS04 is the group date.

GS05

337

Time

M

Time expressed in 24-hour clock time as follows: HHMM, or HHMMSS, or
HHMMSSD, or HHMMSSDD, where H = hours (00-23), M = minutes (00-59), S =
integer seconds (00-59) and DD = decimal seconds; decimal seconds are
expressed as follows: D = tenths (0-9) and DD = hundredths (00-99)
SEMANTIC:

1000012

48

GS05 is the group time.

Use this time for the creation time. The recommended format is
HHMM.

Original Page Number B.8 dated May 2000

OCTOBER 2002

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

REQUIRED

GS06

28

004010X096A1 • 837

Group Control Number

M

N0

1/9

Assigned number originated and maintained by the sender
The data interchange control number GS06 in this header must be
identical to the same data element in the associated functional group trailer,
GE02.

SEMANTIC:

REQUIRED

GS07

455

Responsible Agency Code

M

ID

1/2

Code used in conjunction with Data Element 480 to identify the issuer of the
standard
CODE

X
REQUIRED

GS08

480

DEFINITION

Accredited Standards Committee X12

Version / Release / Industry Identifier Code

M

AN

1/12

Code indicating the version, release, subrelease, and industry identifier of the EDI
standard being used, including the GS and GE segments; if code in DE455 in GS
segment is X, then in DE 480 positions 1-3 are the version number; positions 4-6
are the release and subrelease, level of the version; and positions 7-12 are the
industry or trade association identifiers (optionally assigned by user); if code in
DE455 in GS segment is T, then other formats are allowed
CODE

New code value

1091

DEFINITION

004010X096A1 Draft Standards Approved for Publication by ASC
X12 Procedures Review Board through October
1997, as published in this implementation guide.
When using the X12N Health Care Claim:
Institutional Implementation Guide, originally
published May 2000 as 004010X096 and
incorporating the changes identified in the Addenda,
the value used in GS08 must be “004010X096A1".

004010X096A1 • 837

OCTOBER 2002

Original Page Number B.9 dated May 2000

49

004010X096A1 • 837

50

ASC X12N • INSURANCE SUBCOMMITTEE
IMPLEMENTATION GUIDE

OCTOBER 2002


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