Information Collection

Rule 19b-4(e) under the Securities Exchange Act of 1934 (17 CFR 240.19b-4(e))

IC 35272 under ICR 201303-3235-011 · OMB 3235-0504.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0504 can be found here:

Documents and Forms

Document Name Document Type
Form 3235-0504 Rule 19b-4(e) under the Securities Exchange Act of 1934 (17 CFR 240.19b-4(e)) Form and Instruction
3235-0504 Form 19b-4 form19b-4e.pdf www.sec.gov/about/forms/form19b-4e.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 19b-4(e) under the Securities Exchange Act of 1934 (17 CFR 240.19b-4(e))	Agency IC Tracking Number:	270-447

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240-19b-4(e) (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	3235-0504	Form 19b-4	form19b-4e.pdf	http://www.sec.gov/about/forms/form19b-4e.pdf	No		Paper Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 17	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	3,879	699	3,180
Annual IC Time Burden (Hours)	3,879	699	3,180
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.