Supporting Statements Final2013 0524-0026

Supporting Statements Final2013 0524-0026.docx

Organizational Information

OMB: 0524-0026

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National Institute of Food and Agriculture

U.S. Department of Agriculture

Information Collection OMB No. 0524-0026


SUBJECT: Supporting Statement for Paperwork Reduction Act Submission to Revise and Extend OMB No. 0524-0026, Form NIFA-666, Organizational Information.


TERMS OF CLEARANCE:


In accordance with 5 CFR 1320, must take steps to make this collection available electronically.

If the collection is not electronically fillable and fileable upon resubmission, NIFA must provide a written report of steps taken to achieve this goal and a timeline for completion.


The Information Collection OMB No 0524-0026 is electronically available in a fillable format.

The small amount of information collected does not require the agency to maintain fileable submissions.


  1. JUSTIFICATION



  1. CIRCUMSTANCES MAKING COLLECTION OF INFORMATION NECESSARY


The National Institute of Food and Agriculture (NIFA) has primary responsibility for providing linkages between the Federal and State components of a broad-based, national agricultural research, extension, and higher education system. Focused on national issues, its purpose is to represent the Secretary of Agriculture and the intent of Congress by administering formula and grant funds appropriated for agricultural research, extension, and higher education. Before awards can be made, certain information is required from applicants to assure compliance with the civil rights laws and to effectively assess the potential recipient’s capacity to manage Federal funds.

.


Form NIFA-666—Organizational Information: Section 450i of Title 7 of the U.S. Code and other grant authorities authorizes the Department of Agriculture to make Competitive, Special, and Facilities Research grants to improve agriculture in the United States. The information required by this form enables NIFA to determine that applicants recommended for awards are responsible recipients of Federal funds. The information pertains to organizational management and financial matters of the potential grantee. This form and the documents which the applicant attaches to it provide NIFA with information such as the legal name of the grantee, certification that the organization has the legal authority to accept Federal funding, identification and signatures of the key officials of the organization, the organization's practices in regard to compensation rates and benefits of employees, insurance for equipment, subcontracting with other organizations, etc., as well as the financial condition of the organization. All of this information is considered by NIFA prior to award to determine that grantees are both managerially and fiscally responsible.




  1. HOW, BY WHOM, AND PURPOSE FOR WHICH INFORMATION IS TO BE USED


The collection of information is gathered by NIFA through the use of the “Organizational Information” (NIFA Form-666). NIFA uses this form to assure that the grantees are managerially and fiscally responsible.


If this information is not collected, it would not be possible to determine that the prospective grantees are responsible.


  1. USE OF IMPROVED INFORMATION TECHNOLOGIES


NIFA will make these forms available on its web site. With regards to compliance with the Government Paperwork Elimination Act (44 U.S.C. 3504 note), NIFA is proposing to postpone making an electronic option available for this information collection until the Federal government-wide electronic process is developed for collecting organizational information and statutory certifications from new grantees. Under the Federal Financial Assistance Management Improvement Act of 1999 (P.L. No. 106-107), Federal agencies and OMB have been working together to streamline and simplify the award and administration of federal grants. NIFA continue to participate in these efforts.


  1. DESCRIBE EFFORTS TO IDENTIFY DUPLICATION.


This information is only collected once by NIFA.


  1. METHODS TO MINIMIZE BURDEN ON SMALL BUSINESSES OR OTHER SMALL ENTITIES.


This information is collected only once unless the grantee information changes and then only the updated information is requested.


  1. CONSEQUENCES IF INFORMATION COLLECTION WERE LESS FREQUENT.


Since information is collected only when the grantee initially is funded through NIFA, or when that information changes, it would not be feasible to collect it less frequently.


  1. SPECIAL CIRCUMSTANCES FOR INFORMATION COLLECTION.


Information collected is consistent with regulations in 7 CFR Part 3015, 7 CFR Part 3016, and 7 CFR Part 3019. There are no additional requirements.


  1. FEDERAL REGISTER NOTICE


Notice of intent to request an extension of a currently approved information collection was published in the Federal Register (78 FRN 13320)February 27, 2013. There was no comment received for this collection


CONSULTATION WITH PERSONS OUTSIDE THE AGENCY


NIFA has proposed no changes in this collection and has not consulted with others outside the agency since the previous approval.


  1. EXPLAIN ANY DECISION TO PROVIDE ANY PAYMENT OR GIFT TO RESPONDENTS.


Payments or gifts are not given to any respondents.


  1. CONFIDENTIALITY PROVIDED TO RESPONDENTS.


Forms received are maintained in the Awards Management Branch, Office of Extramural Programs, National Institute of Food and Agriculture, U.S. Department of Agriculture, in accordance with agency responsibilities for maintenance of official records following the provisions of the Privacy Act.


  1. QUESTIONS OF A SENSITIVE NATURE.


Information collected from grantees is not considered sensitive.


  1. ESTIMATE OF BURDEN.


Total Annual Burden


Number of Respondents

Number of Responses/Respondent

Hours/Response

Total Annual Burden Hours

NIFA-666

150

1

6.3

945


Total Annual Cost to the Respondents


Hourly Rate

Hours Worked / Response

Cost / Response

Number of Responses

Total Annual Cost

NIFA-666 Administrative Support

$20.00

1

$20.00

150

$3000.00

NIFA-666 Accountant

31.25

5.3

$165.63

150

$24,844.50






$27,844.5


* Salary estimates were taken from the Department of Labor Employment and Wages, Annual Averages 2013.


  1. CAPITAL/START UP COSTS


There is no capital/start up costs.


  1. PROVIDE ESTIMATES OF ANNUALIZED COST TO THE FEDERAL GOVERNMENT.


Total Cost to Government


Hourly Rate

Hours worked/Response

Cost / Response

Number of Responses

Total Cost to Government

NIFA-666

G2 12/5, $40.66

2

81.32

150

$12,198.00


Costs included in the above are used for publishing the form and reviewing the form to determine compliance.


  1. REASONS FOR CHANGES IN BURDEN.


There was no change in the burden.


16. TABULATION, ANALYSIS AND PUBLICATION PLANS.


The information collected is not planned for publication. It is used solely to administer the program.


17. REASONS DISPLAY OF EXPIRATION DATE OF OMB APPROVAL IS INAPPROPRIATE.


NIFA plans to display the expiration date on the forms.


18. EXCEPTIONS TO 83-I CERTIFICATION STATEMENT.


The agency is able to certify compliance with all provisions under Item 19 of OMB

Form 83-I.

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