County executives discussion guide

APPENDIX A-4

OMB Approval No.:

Expiration Date:

COUNTY EXECUTIVES/BOARD MEMBERS

INTERVIEW GUIDE

[Note: This guide is intended for respondents identified as County Executives/Board Members or other representatives of the executive-level county government. Respondents will be familiar with issues on the intersection of managing the county and TANF administration. ]

Date of Interview:

Interviewer (s):

State:

Respondent Name:

Title:

Respondent Affiliation:

E-Mail:

Phone:

Address:

Fax:

Introduction/Purpose of the Study

Thank you for agreeing to participate in this interview today.

My name is _______________ and I’m a researcher from the [Urban Institute, a non-profit research organization OR ICF International, a consulting firm] located in the Washington, DC metropolitan area. With me today is [name and affiliation].

The Administration for Children and Families (ACF) Office of Planning, Research, and Evaluation (ACF/OPRE) is conducting a study of county-administered Temporary Assistance for Needy Families (TANF) programs. The study is not an audit or evaluation of any single program. Rather, the purpose of this study is to provide information about the way the program works; for example, we want to learn:

• What do county-administered TANF programs look like;

• How do county-administered TANF programs differ from state-administered TANF programs in terms of program implementation, operations, outputs, and outcomes; and

• Do county-administered TANF programs have unique technical assistance needs?

Privacy Statement [Interviewer must read this]:

This data collection effort is intended for the purpose of describing county-administered TANF programs’ operations and needs, and comparing these with state-administered TANF programs. We will use what we learn today and from other interviews to contribute to a report to HHS and others interested in TANF programs. Our study began in October 2012 and will end in September 2014. Your participation is voluntary and your statements are private to the extent permitted by law. This interview is not part of an audit or a compliance review. Your comments will not affect the program’s management or your involvement with the program.

We know that you are busy and will try to be as brief as possible. We have many questions and are going to talk to many different people, so please do not feel as though we expect you to be able to answer every question. Again, this interview is not part of an audit or a compliance review. We are interested in learning about your ideas, experiences, and opinions about TANF program administration. There are no right or wrong answers. We want to know what you think. If there are any questions you do not wish to answer, just let us know.

In addition, before we start, I want to let you know that although we will take notes during these interviews, information is never associated with your name or the name of any respondent in any report, discussions with supervisors or colleagues, or ACF/OPRE. When we write our reports and discuss the study findings, information from all informants is compiled and presented so that no one person is identified. However, although individuals will not be cited as sources, information will be presented in our reports that may enable a user to infer the identity of the information source.

[IF WE WOULD LIKE TO RECORD THIS SESSION:] We value the information you will share with us today and want to make sure we capture all of it. So, with your permission, we will be recording the session and/or [name of person] will be taking notes on a laptop computer. However, we will destroy the recordings as soon as we have made complete notes of the meeting. Do you have an objection for us to proceed with recording?

We have scheduled this meeting for 60 minutes. Is that still convenient? (If yes) Are you willing to participate in this interview?

Do you have any questions before we begin? If you have any questions during the interview, please do not hesitate to ask-- if something is not clear, just let me know. Okay?

[NOTE TO INTERVIEWER: The respondent’s answers to individual questions may address subsequent questions. Subsequent questions may be skipped or probed as needed to gather complete information.]

1. Organizational Background/Overview

1. Please describe your position/role. (Probe: What is your job title? What are your overall responsibilities? What are your responsibilities related to TANF? How long have you held this role? In the past, did you have other positions?)

2. On the county level specific to policy development, what role do you play, as opposed to county administrators/bureaucrats or a department administrator? (Probe: funding decisions as well as policy)

3. Regarding your county’s administration of TANF, have there been any major organizational changes in the past few years?

4. We’ll be getting into specifics shortly, but first I wanted to ask in your view, what are the benefits of operating TANF in a county-administered system.

   1. (Possible responses: reductions in regulations and federal oversight; ability to redesign welfare programs in more efficient/effective ways; counties are closer to the problems of residents; additional flexibility for service delivery; greater familiarity with capacity of local programs to serve those in need; more responsive to changing demographic trends; increased ability to innovate)

5. Conversely, are there any obstacles in your view to operating in a county-administered system? What about this arrangement is more challenging?

2. History of TANF Program Administration

I would like to focus now on the history of TANF program administration in your county.

1. What has been the historical role of county programs and administrators in the provision of welfare services?

2. What is the historical relationship between the state government and county governments in the administration of human service programs?

3. Has there been any change to the role that counties have played in the state’s public social services system? (For example, has there been a shift to devolving responsibility for program administration in recent years?)

3. State – County Bureaucratic Structure and Communication

Now I would like to get a general understanding of the current relationship between the state government and county governments in the administration of TANF, before we delve into the specifics.

1. Please describe as an overview how the state’s relationship with [COUNTY NAME] is structured with regard to TANF?

2. Is there a statutory or written framework under which counties operate, or is there more of an informal understanding of responsibilities?

   1. Which aspects of [COUNTY NAME’S] welfare programs and its relationship with the state are outlined by law versus written policy versus a less-formalized understanding?

3. What are the general responsibilities of [COUNTY NAME] for managing and implementing TANF programs? (Potential areas: Financial management, policy, administrative responsibilities, performance measurement, staff hiring, contracting for services)

   1. Of these, which are responsibilities of the county board or other local executive management?

   2. And which are the responsibility of the local human-services agency or department-level staff?

   3. In your group’s regular meetings, could you give a rough estimate how much time is spent on welfare issues?

4. How is information communicated between state and county entities?

   1. Who is responsible for managing communication?

   2. How does communication occur (meetings, written memoranda, other methods)? Frequency?

   3. Formal or informal reporting functions?

   4. To whom do you communicate with on human-service-related issues?

5. Is there a need for technical assistance to facilitate these relationships and/or communication?

4. Policy Development

As we delve into more specifics, I would like to focus first on the roles of the state and counties in TANF policy development.

1. How are welfare/TANF policy decisions made here in [COUNTY NAME]?

2. What influence do local constituencies, socioeconomic factors, metropolitan status, region, population changes, budgetary situations, and demographics play on policy choices in [COUNTY NAME]?

3. How are TANF policy decisions communicated up and down the bureaucracy? In other words, how does the state communicate policy decisions to the counties and how do counties communicate policy decisions to the state? How does each entity communicate policy decisions to other stakeholders?

1. Policy memos or summaries? Policy manuals or directives? Legislative concept proposals and memos? Committee reports or memos? Public speeches or public testimonies? Electronic mail or electronic bulletin boards? Executive or legislative briefings? Functional documents that require independent review, as opposed to proactive engagement, e.g., legislation, regulations, procedures, or agreements? Regular data reports (e.g. hard copies or output to a data dashboard structure?)?

5. Program Oversight and Monitoring

I would like to focus now on the program oversight and monitoring practices of your program.

1. Of the monitoring systems or performance measures used by [COUNTY NAME] to oversee TANF, which are regularly reported to county executives?

2. [If applicable based on response to question 1] Are all of these systems or measures required by the state, or have any been enacted from the local level?

3. How is program compliance ensured?

   1. What metrics are in place to ensure county compliance? How are those data collected?

   2. What supports are available to counties? How are errors addressed? What types of corrective action or monitoring processes are used?

   3. What are the human and IT systems involved?

4. What tools or resources would support improved performance for county-administered TANF programs? (Probe: What TA efforts have been implemented in the past? What were the results? How could those results be improved?)

6. Financial Management and Fiscal Reporting

I would like to focus now on financial management and fiscal reporting responsibilities for your County administered TANF program.

1. First, in terms of financing the TANF program in [COUNTY NAME], is there any differentiation in the proportion of funds coming from federal vs. state vs. county dollars?

2. How are TANF funds allocated to counties?

   1. Is this a formal process required by statute or the result of legislative budgeting

   2. Are funds allocated based on caseload levels or total county population? Some other measure?

   3. Does the funding source differ based on administrative vs. program expenses? If so, please explain how each type of funding is allocated to the counties.

   4. Does the allocation of program or administrative funds vary year to year? Month to month?

   5. Has there been any adjustment in county program or administrative funding levels due to the economic recession and state budget issues?

   6. Is funding tied to performance? If so, how?

3. What role does the county board of supervisors have in TANF funding and other decisions?

   1. Are funding decisions for TANF approached as routine or do these points on the agenda typically garner special attention?

   2. Do agenda items related to TANF typically garner significant interest from the public?

4. Does the State have a standard reporting process and protocol for counties to report expenditures—both cash and non-cash assistance?

   1. How is that system—the back and forth between the State and Counties handled?

   2. How often is data collected—monthly?

   3. Has the State established reporting metrics for the counties?

   4. What communication vehicles are used between the state and counties? For example, is there a monthly newsletter or funding notification provided to the counties

5. Is the MOE requirement met only by the State or is that passed down to the County level and counties required to meet MOE requirements?

6. What happens to Solely State funded programs—are there State dollars allocated to the counties for these programs?

   1. If so, how are these State dollars allocated to the counties—by caseload?

   2. Is there a County match requirement for these programs? If so, what is the source for these funds?

7. When funds are used for TANF purposes 3 and 4 (reducing nonmarital childbearing and promoting two-parent families) or are transferred to other programs, are those allocation decisions made only at state level or also at the county level?

8. Does the state mandate to the counties any State-specific programming and set-aside allocation of funding for these specific programs?

9. What technical assistance is needed regarding financing and fiscal reporting for county-administered TANF programs? Would it be helpful to see profiles from other county-administered systems?

7. IT and other resources available to counties

I would like to focus now on your technology systems and resources.

1. What support – such as TA or emergency response – is available to counties? How are these accessed?

1. How often are these resources accessed? What works well in the system? What is challenging? What do you wish was different about the process?

2. What TA needs exist for the state or counties with respect to support to mitigate challenges or problem-solve?

1. What support would be helpful? How could the process be streamlined?

8. Service Delivery and Staffing

I would like to focus now on the service delivery practices of your program.

1. How is the TANF program in [COUNTY NAME] staffed at the managerial, supervisory, and line levels? Are they all county employees and county hiring decisions? Are qualifications and job descriptions determined at the state or county level?

2. What qualifications are required, and who appoints staffing?

3. What programs (e.g. TANF only, or also SNAP, Medicaid, and/or other programs) are covered by managers, supervisors, and individual staff?

   1. What discretion do counties have in making these staffing and caseload decisions? (Probe: are these decisions made on the executive or program administration level?)

9. Technical Assistance

I would like to focus now on the TECHNICAL ASSISTANCE SERVICES your program would benefit your program.

1. Are there any other types of technical assistance that are needed to administer TANF programs?

   1. (Recount earlier examples, probe for each area: Communication, policy, IT, monitoring, service delivery)

______________________________________________________________________________

Thank you so much for sharing this information with us. This has been a great discussion and we are grateful for your time. Is there anything else you would like to share with us about your program?

If we have any follow-up questions as we write our report, may we contact you again?

Thank you.

A Descriptive Study of County versus State Administered TANF Programs

Guide for Interviews with State TANF Directors

THE PAPERWORK REDUCTION ACT OF 1995:  Public reporting burden for this collection of information is estimated to average 60 minutes per response, including the time for reviewing instructions, gathering and maintaining the data needed, and reviewing the collection of information. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.

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