18a-1 Industry Sector Classification

Rule 18a-1 – Net Capital Requirements For Security-Based Swap Dealers For Which There Is Not a Prudential Regulator

OMB: 3235-0701

IC ID: 206756

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18a-1 Industry Sector Classification
 
No New
 
Mandatory
 
17 CFR 240.18a-1

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

Capital, Margin, and Segregation Requirements for Security-Based Swap Participants and Capital Requirements for Broker-Dealers  77 FR 70214

3 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 3 3 0 0 0 0
Annual IC Time Burden (Hours) 3 3 0 0 0 0
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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