Information Collection

Harmonization of Compliance Obligation for Registered Investment Companies Required to Register as Commodity Pool Operators

IC 207540 under ICR 201306-3038-008 · OMB 3038-0005.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0005 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form CPO-PQR Harmonization of Compliance Obligation for Registered Investment Companies Required to Register as Commodity Pool Operators	Form and Instruction
CPO-PQR CPO-PQR Form CPO-PQR_2011 01-13 final format 1-04-12.docx	Form and Instruction
CTA-PR CTA-PR Form CTA-PR_2012.docx	Form and Instruction

IC Title:

Harmonization of Compliance Obligation for Registered Investment Companies Required to Register as Commodity Pool Operators

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 4

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	CPO-PQR	CPO-PQR	Form CPO-PQR_2011 01-13 final format 1-04-12.docx		Yes	Yes	Fillable Fileable Signable
Form and Instruction	CTA-PR	CTA-PR	Form CTA-PR_2012.docx		Yes	Yes	Fillable Fileable Signable

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 6,332

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	7,312	7,312
Annual IC Time Burden (Hours)	19,629	19,629
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.