Information Collection

Transfer Agent Registration and Amendment Form -- Form TA-1

IC 20033 under ICR 201307-1557-002 · OMB 1557-0124.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 1557-0124 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form TA-1 Transfer Agent Registration and Amendment Form -- Form TA-1	Form and Instruction
TA-1 Registered Transfer Agents Form TA-1 FormTA1_201009_f_i.pdf	Form and Instruction

IC Title:

Transfer Agent Registration and Amendment Form -- Form TA-1

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	TA-1	Registered Transfer Agents Form TA-1	FormTA1_201009_f_i.pdf		Yes	No	Fillable Printable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 17

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	17	0	-11	28
Annual IC Time Burden (Hours)	6	1	-8	13
Annual IC Cost Burden (Dollars)	0	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.